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STATE STREET CORP — Director's Dealing 2013
Feb 26, 2013
30131_dirs_2013-02-25_8f6a4230-0cf3-46af-a95d-35592680ba26.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2013-02-21
Reporting Person: RESCH EDWARD J (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-21 | Common Stock | A | 48591 | — | Acquired | 397196 | Direct |
| 2013-02-21 | Common Stock | A | 3566 | — | Acquired | 400762 | Direct |
| 2013-02-21 | Common Stock | A | 16433 | — | Acquired | 417195 | Direct |
| 2013-02-21 | Common Stock | F | 7757 | $56.09 | Disposed | 409438 | Direct |
| 2013-02-21 | Common Stock | A | 78243 | — | Acquired | 487681 | Direct |
| 2013-02-21 | Common Stock | F | 9233 | $56.09 | Disposed | 478448 | Direct |
Footnotes
F1: Restricted stock award granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
F2: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan under supplemental retirement plan.
F3: Settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
F4: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
F5: Settlement of a performance award granted on February 16, 2012 as part of 2011 compensation. Such settlement is in the form of a restricted time-vested stock award.
F6: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 16, 2012 as part of 2011 compensation.
F7: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.