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STATE STREET CORP Director's Dealing 2013

Apr 25, 2013

30131_dirs_2013-04-25_14aa700a-c348-4330-87bd-2ab0375f6480.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2013-04-23

Reporting Person: Phalen James S (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-04-23 Common Stock S 29477 $58.04 Disposed 0 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 483535 Direct
Common Stock 847 Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.99 to $58.11 inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F2: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

F3: The reporting person indirectly beneficially owns 847 shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of April 23, 2013. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.