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STATE STREET CORP — Director's Dealing 2012
Feb 18, 2012
30131_dirs_2012-02-17_66b07c22-cd13-4eb4-8d15-484aa4a0d2d3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2012-02-15
Reporting Person: Klinck John L. Jr. (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-15 | Common Stock | F | 4701 | $39.52 | Disposed | 88261 | Direct |
| 2012-02-16 | Common Stock | A | 39068 | — | Acquired | 127329 | Direct |
| 2012-02-16 | Common Stock | A | 4956 | — | Acquired | 132285 | Direct |
| 2012-02-16 | Common Stock | A | 1474 | — | Acquired | 133759 | Direct |
| 2012-02-16 | Common Stock | F | 468 | $40.36 | Disposed | 133291 | Direct |
| 2012-02-16 | Common Stock | A | 43562 | — | Acquired | 176853 | Direct |
| 2012-02-16 | Common Stock | F | 3654 | $40.36 | Disposed | 173199 | Direct |
Footnotes
F1: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded restricted and deferred stock.
F2: Restricted stock award granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
F3: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan under supplemental retirement plan.
F4: Settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
F5: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
F6: Settlement of a performance award granted on February 24, 2011 as part of 2010 compensation. Such settlement is in the form of a restricted time-vested stock award.
F7: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 24, 2011 as part of 2010 compensation.
F8: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.