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STATE STREET CORP — Director's Dealing 2012
Feb 18, 2012
30131_dirs_2012-02-17_b18b9d86-439b-4284-b0d9-b784766c3750.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2012-02-16
Reporting Person: POWERS SCOTT F (EVP; President and CEO of SSgA)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-16 | Common Stock | A | 81949 | — | Acquired | 198664 | Direct |
| 2012-02-16 | Common Stock | A | 4956 | — | Acquired | 203620 | Direct |
| 2012-02-16 | Common Stock | A | 10886 | — | Acquired | 214506 | Direct |
| 2012-02-16 | Common Stock | F | 3456 | $40.36 | Disposed | 211050 | Direct |
| 2012-02-16 | Common Stock | A | 14669 | — | Acquired | 225719 | Direct |
| 2012-02-16 | Common Stock | A | 56316 | — | Acquired | 282035 | Direct |
| 2012-02-16 | Common Stock | F | 4483 | $40.36 | Disposed | 277552 | Direct |
Footnotes
F1: Restricted stock award granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
F2: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan under supplemental retirement plan.
F3: Settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
F4: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
F5: Settlement of a performance award granted on February 24, 2011 as part of 2010 compensation.
F6: Settlement of a performance award granted on February 24, 2011 as part of 2010 compensation. Such settlement is in the form of a restricted time-vested stock award.
F7: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 24, 2011 as part of 2010 compensation.
F8: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.