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STATE STREET CORP — Director's Dealing 2012
Feb 18, 2012
30131_dirs_2012-02-17_a26ec802-e7d3-4be5-bcaf-1e14eee801c4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2012-02-15
Reporting Person: Quirk Alison A. (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-15 | Common Stock | F | 2495 | $39.52 | Disposed | 30828 | Direct |
| 2012-02-16 | Common Stock | A | 29010 | — | Acquired | 59838 | Direct |
| 2012-02-16 | Common Stock | A | 4956 | — | Acquired | 64794 | Direct |
| 2012-02-16 | Common Stock | A | 1124 | — | Acquired | 65918 | Direct |
| 2012-02-16 | Common Stock | F | 357 | $40.36 | Disposed | 65561 | Direct |
| 2012-02-16 | Common Stock | A | 28964 | — | Acquired | 94525 | Direct |
| 2012-02-16 | Common Stock | F | 2296 | $40.36 | Disposed | 92229 | Direct |
Footnotes
F1: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded restricted and deferred stock.
F2: Restricted stock award granted pursuant to State Street Corporation 2006 Equity Incentive Plan.
F3: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan under supplemental retirement plan.
F4: Settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
F5: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
F6: Settlement of a performance award granted on February 24, 2011 as part of 2010 compensation. Such settlement is in the form of a restricted time-vested stock award.
F7: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 24, 2011 as part of 2010 compensation.
F8: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.