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STATE STREET CORP — Director's Dealing 2011
Jan 20, 2011
30131_dirs_2011-01-20_c7986a78-88e7-49ab-8070-f62a9fad22d0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET Corp (STT)
CIK: 0000093751
Period of Report: 2011-01-18
Reporting Person: Phalen James S (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-18 | Common Stock | S | 15000 | $50.00 | Disposed | 200738 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 813 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2010.
F2: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
F3: The reporting person indirectly beneficially owns 813 shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of December 31, 2010. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.