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STATE STREET CORP — Director's Dealing 2011
Mar 1, 2011
30131_dirs_2011-02-28_5b7481e4-ed69-450b-a495-760cb2dccb42.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET Corp (STT)
CIK: 0000093751
Period of Report: 2011-02-24
Reporting Person: Phalen James S (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-24 | Common Stock | A | 4518 | — | Acquired | 205272 | Direct |
| 2011-02-24 | Common Stock | A | 16967 | — | Acquired | 222239 | Direct |
| 2011-02-24 | Common Stock | F | 5388 | $44.27 | Disposed | 216851 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 813 | Indirect |
Footnotes
F1: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan under supplemental retirement plan.
F2: Settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
F3: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
F4: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
F5: The reporting person indirectly beneficially owns 813 shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of January 31, 2011. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.