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STATE STREET CORP — Director's Dealing 2011
Mar 1, 2011
30131_dirs_2011-02-28_e75f9fd9-a352-460f-9289-8f92e4972077.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET Corp (STT)
CIK: 0000093751
Period of Report: 2011-02-24
Reporting Person: ROGERS MICHAEL F (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-24 | Common Stock | A | 3765 | — | Acquired | 685624 | Direct |
| 2011-02-24 | Common Stock | A | 1721 | — | Acquired | 687345 | Direct |
| 2011-02-24 | Common Stock | F | 547 | $44.27 | Disposed | 686798 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 300000 | Indirect |
| Common Stock | 85526 | Indirect |
| Common Stock | 38427 | Indirect |
Footnotes
F1: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan under supplemental retirement plan.
F2: Settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
F3: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 25, 2010 as part of 2009 compensation.
F4: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
F5: Shares held in a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.