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STATE STREET CORP — Director's Dealing 2011
Nov 10, 2011
30131_dirs_2011-11-10_78b3ebc9-eadd-4646-ac43-43aaf9e46b8a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2011-11-08
Reporting Person: Malerba James J (EVP, Corporate Controller, CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-08 | Common Stock | S | 1000 | $41.36 | Disposed | 31627 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 229 | Indirect |
Footnotes
F1: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
F2: The reporting person indirectly beneficially owns 229 shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of October 31, 2011. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.