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STATE STREET CORP — Director's Dealing 2009
Mar 7, 2009
30131_dirs_2009-03-06_f8e08a36-89ba-431d-8b5f-7adc2c1d9fb8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET Corp (STT)
CIK: 0000093751
Period of Report: 2009-03-05
Reporting Person: PUTH DAVID W (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-03-05 | Common Stock | A | 3453 | — | Acquired | 3453 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-03-05 | Stock Appreciation Right | $19.31 | A | 152887 | Acquired | 2019-03-04 | Common Stock (152887) | Direct |
Footnotes
F1: Restricted stock units granted pursuant to State Street Corporation 2006 Equity Incentive Plan under supplemental retirement plan.
F2: Stock appreciation rights granted pursuant to State Street Corporation's 2006 Equity Incentive Plan.
F3: Stock appreciation rights become exercisable in four equal annual increments commencing March 5, 2010.
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