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STATE STREET CORP — Director's Dealing 2008
Feb 21, 2008
30131_dirs_2008-02-20_dda3ae91-86fb-4009-bcd1-e64f50bfa97f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STATE STREET CORP (STT)
CIK: 0000093751
Period of Report: 2008-02-15
Reporting Person: Antonellis Joseph C (Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-02-15 | Common Stock | F | 3223 | $83.92 | Disposed | 39613 | Direct |
| 2008-02-20 | Common Stock | M | 24750 | $51.975 | Acquired | 64363 | Direct |
| 2008-02-20 | Common Stock | M | 19210 | $40.22 | Acquired | 83573 | Direct |
| 2008-02-20 | Common Stock | S | 100 | $82.13 | Disposed | 83473 | Direct |
| 2008-02-20 | Common Stock | S | 400 | $82.15 | Disposed | 83073 | Direct |
| 2008-02-20 | Common Stock | S | 200 | $82.23 | Disposed | 82873 | Direct |
| 2008-02-20 | Common Stock | S | 300 | $82.29 | Disposed | 82573 | Direct |
| 2008-02-20 | Common Stock | S | 400 | $82.31 | Disposed | 82173 | Direct |
| 2008-02-20 | Common Stock | S | 300 | $82.32 | Disposed | 81873 | Direct |
| 2008-02-20 | Common Stock | S | 100 | $82.39 | Disposed | 81773 | Direct |
| 2008-02-20 | Common Stock | S | 500 | $82.40 | Disposed | 81273 | Direct |
| 2008-02-20 | Common Stock | S | 300 | $82.41 | Disposed | 80973 | Direct |
| 2008-02-20 | Common Stock | S | 100 | $82.42 | Disposed | 80873 | Direct |
| 2008-02-20 | Common Stock | S | 46 | $82.43 | Disposed | 80827 | Direct |
| 2008-02-20 | Common Stock | S | 200 | $82.44 | Disposed | 80627 | Direct |
| 2008-02-20 | Common Stock | S | 100 | $82.45 | Disposed | 80527 | Direct |
| 2008-02-20 | Common Stock | S | 100 | $82.47 | Disposed | 80427 | Direct |
| 2008-02-20 | Common Stock | S | 400 | $82.49 | Disposed | 80027 | Direct |
| 2008-02-20 | Common Stock | S | 200 | $82.50 | Disposed | 79827 | Direct |
| 2008-02-20 | Common Stock | S | 500 | $82.51 | Disposed | 79327 | Direct |
| 2008-02-20 | Common Stock | S | 54 | $82.52 | Disposed | 79273 | Direct |
| 2008-02-20 | Common Stock | S | 400 | $82.53 | Disposed | 78873 | Direct |
| 2008-02-20 | Common Stock | S | 200 | $82.54 | Disposed | 78673 | Direct |
| 2008-02-20 | Common Stock | S | 200 | $82.55 | Disposed | 78473 | Direct |
| 2008-02-20 | Common Stock | S | 235 | $82.56 | Disposed | 78238 | Direct |
| 2008-02-20 | Common Stock | S | 200 | $82.58 | Disposed | 78038 | Direct |
| 2008-02-20 | Common Stock | S | 100 | $82.61 | Disposed | 77938 | Direct |
| 2008-02-20 | Common Stock | S | 207 | $82.62 | Disposed | 77731 | Direct |
| 2008-02-20 | Common Stock | S | 158 | $82.63 | Disposed | 77573 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-02-20 | Employee Stock Option (right to buy) | $51.975 | M | 24750 | Disposed | 2011-12-20 | Common Stock (24750) | Direct |
| 2008-02-20 | Employee Stock Option | $40.22 | M | 19210 | Disposed | 2012-12-18 | Common Stock (19210) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6629 | Indirect |
Footnotes
F1: The reporting person indirectly beneficially owns 6,629 shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of January 31, 2008. The plan accounts for interest in units consisting of shares of State Street common stock and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.
F2: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of deferred stock.
F3: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
F4: The option vested in three equal annual installments commencing December 20, 2002.
F5: The option vested in three equal annual installments commencing December 19, 2004.