AI assistant
STARBUCKS CORP — Director's Dealing 2021
Mar 31, 2021
29872_dirs_2021-03-31_6520bc0c-bc09-48bb-b89b-71fd909073b9.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STARBUCKS CORP (SBUX)
CIK: 0000829224
Period of Report: 2021-02-03
Reporting Person: Gonzalez Rachel A (evp, general counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-03 | Common Stock | G | 1000 | — | Disposed | 78904.893 | Direct |
| 2021-03-29 | Common Stock | M | 82894 | $56.64 | Acquired | 162040.056 | Direct |
| 2021-03-29 | Common Stock | S | 82894 | $109.505 | Disposed | 79146.056 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-29 | Non-qualified Stock Option (Right to Buy) | $56.64 | M | 82894 | Disposed | 2028-05-15 | Common Stock (82894) | Direct |
Footnotes
F1: The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on February 16, 2021.
F2: Includes 520.002 accrued dividend equivalents on unvested restricted stock units.
F3: This transaction was executed in multiple trades at prices ranging from $109.01 to $110. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: The option, representing the right to buy a total of 165,788 shares, became exercisable in two equal increments of 41,447 each on May 15, 2019 and May 15, 2020 and becomes exercisable in two equal increments of 41,447 each on May 15, 2021 and May 15, 2022.