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STARBUCKS CORP — Director's Dealing 2021
Dec 11, 2021
29872_dirs_2021-12-10_18d81915-b235-42b5-8ffe-720e77ccb7a1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STARBUCKS CORP (SBUX)
CIK: 0000829224
Period of Report: 2021-12-08
Reporting Person: JOHNSON KEVIN R (Director, president and ceo)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-08 | Common Stock | M | 250000 | $56.70 | Acquired | 719144.856 | Direct |
| 2021-12-08 | Common Stock | S | 169196 | $115.926 | Disposed | 549948.856 | Direct |
| 2021-12-08 | Common Stock | S | 80804 | $116.421 | Disposed | 469144.856 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-08 | Non-qualified Stock Option (Right to Buy) | $56.70 | M | 250000 | Disposed | 2027-11-15 | Common Stock (250000) | Direct |
Footnotes
F1: Includes 676.576 shares representing dividend equivalents on unvested time-based RSUs.
F2: This transaction was executed in multiple trades at prices ranging from $115.29 to $116.275. The price reported above reflects the weighted average sale price. The reporting person hereby
undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: This transaction was executed in multiple trades at prices ranging from $116.28 to $116.625. The price reported above reflects the weighted average sale price. The reporting person hereby
undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: The option, representing the right to buy a total of 535,615 shares, became exercisable in three increments of 133,904 shares each on November 15, 2018, November 15, 2019 and November 15, 2020 and one increment of 133,903 shares on November 15, 2021.