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STARBUCKS CORP — Director's Dealing 2017
Apr 20, 2017
29872_dirs_2017-04-19_fa6608fa-0e4a-4074-a6e7-c96728eca134.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STARBUCKS CORP (SBUX)
CIK: 0000829224
Period of Report: 2017-04-17
Reporting Person: SCHULTZ HOWARD D (Director, executive chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-13 | Common Stock | G | 225000 | — | Disposed | 28379011 | Direct |
| 2016-12-13 | Common Stock | G | 940000 | — | Disposed | 1060000 | Indirect |
| 2016-12-13 | Common Stock | G | 940000 | — | Acquired | 29319011 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-17 | Non-qualified Stock Option (Right to Buy) | $58.08 | A | 33982 | Acquired | 2027-04-17 | Common Stock (33982) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 290000 | Indirect |
| Common Stock | 290000 | Indirect |
| Common Stock | 2000000 | Indirect |
| Common Stock | 2000000 | Indirect |
| Common Stock | 550181 | Indirect |
| Common Stock | 1060000 | Indirect |
Footnotes
F1: Includes 940,000 shares that were previously shown as indirectly owned through a grantor retained annuity trust (GRAT) for which the reporting person serves as the sole trustee. The shares were transferred to the reporting person on December 13, 2016 as an annuity payment that was exempt from Section 16 pursuant to Rule 16a-13.
F2: The option, representing the right to buy a total of 33,982 shares, becomes exercisable in two increments of 8,496 shares each on November 21, 2017 and November 21, 2018 and two increments of 8,495 shares each on November 21, 2019 and November 21, 2020.