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STARBUCKS CORP — Director's Dealing 2015
Jan 29, 2015
29872_dirs_2015-01-28_aeeaa91f-9e2b-4071-8c26-ad243f83c709.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STARBUCKS CORP (SBUX)
CIK: 0000829224
Period of Report: 2015-01-26
Reporting Person: Alstead Troy (chief operating officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-26 | Common Stock | M | 25079 | $30.785 | Acquired | 126829 | Direct |
| 2015-01-26 | Common Stock | M | 26853 | $43.64 | Acquired | 153682 | Direct |
| 2015-01-26 | Common Stock | M | 15707 | $49.74 | Acquired | 169389 | Direct |
| 2015-01-26 | Common Stock | S | 100402 | $87.7805 | Disposed | 68987 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-26 | Non-qualified Stock Option (Right to Buy) | $30.785 | M | 25079 | Disposed | 2020-11-15 | Common Stock (25079) | Direct |
| 2015-01-26 | Non-qualified Stock Option (Right to Buy) | $43.64 | M | 26853 | Disposed | 2021-11-14 | Common Stock (26853) | Direct |
| 2015-01-26 | Non-qualified Stock Option (Right to Buy) | $49.74 | M | 15707 | Disposed | 2022-11-19 | Common Stock (15707) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $87.54 to $88.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: The option, representing the right to buy a total of 100,316 shares, became exercisable in four increments of 25,079 shares each on November 15, 2011, November 15, 2012, November 15, 2013 and November 15, 2014.
F3: The option, representing the right to buy a total of 107,413 shares, became exercisable in one increment of 26,854 shares on November 14, 2012 and two increments of 26,853 shares each on November 14, 2013 and November 14, 2014, and will become exercisable in one increment of 26,853 shares on November 14, 2015.
F4: The option, representing the right to buy a total of 62,827 shares, became exercisable in two increments of 15,707 shares each on November 19, 2013 and November 19, 2014, and will become exercisable in one increment of 15,707 shares on November 19, 2015 and one increment of 15,706 shares on November 19, 2016.