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STARBUCKS CORP — Director's Dealing 2015
Mar 17, 2015
29872_dirs_2015-03-17_474f2607-3dd5-4d69-9dbf-eade831cab03.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STARBUCKS CORP (SBUX)
CIK: 0000829224
Period of Report: 2015-03-13
Reporting Person: Helm Lucy Lee (evp, gen. counsel & secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-13 | Common Stock | M | 10000 | $49.74 | Acquired | 63422 | Direct |
| 2015-03-13 | Common Stock | S | 10000 | $92.9034 | Disposed | 53422 | Direct |
| 2015-03-13 | Common Stock | G | 7799 | — | Disposed | 45623 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-13 | Non-qualified Stock Option (Right to Buy) | $49.74 | M | 10000 | Disposed | 2022-11-19 | Common Stock (10000) | Direct |
Footnotes
F1: Includes 59 shares purchased on December 31, 2014, pursuant to the Starbucks Corporation Employee Stock Purchase Plan.
F2: This transaction was executed in multiple trades at prices ranging from $92.90 to $92.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: The option, representing the right to buy a total of 39,491 shares, became exercisable in two increments of 9,873 shares each on November 19, 2013 and November 19, 2014, and will become exercisable in one increment of 9,873 shares on November 19, 2015 and one increment of 9,872 shares on November 19, 2016.