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STARBUCKS CORP — Director's Dealing 2015
May 1, 2015
29872_dirs_2015-04-30_f46a3edc-989d-40a4-8fff-d900af7c31ef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STARBUCKS CORP (SBUX)
CIK: 0000829224
Period of Report: 2015-04-28
Reporting Person: BRADLEY WILLIAM W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-28 | Common Stock | M | 19724 | $15.21 | Acquired | 61956 | Direct |
| 2015-04-28 | Common Stock | M | 100000 | $4.32 | Acquired | 161956 | Direct |
| 2015-04-28 | Common Stock | S | 119724 | $50.4429 | Disposed | 42232 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-04-28 | Non-qualified Stock Option (Right to Buy) | $15.21 | M | 19724 | Disposed | 2015-11-16 | Common Stock (19724) | Direct |
| 2015-04-28 | Non-qualified Stock Option (Right to Buy) | $4.32 | M | 100000 | Disposed | 2018-11-17 | Common Stock (100000) | Direct |
Footnotes
F1: Includes 38 (pre-stock split described in footnote 2 below) deferred stock units acquired on November 28, 2014 and 33 (pre-stock split described in footnote 2 below) deferred stock units acquired on February 20, 2015 representing dividends on deferred stock units pursuant to a dividend reinvestment plan.
F2: Effected April 9, 2015, the common stock of Starbucks Corporation split 2-for-1, resulting in the reporting person's ownership of 21,116 additional shares of common stock including previously reported shares represented by restricted stock units and deferred stock units as adjusted for the 2-for-1 stock split.
F3: This transaction was executed in multiple trades at prices ranging from $50.38 to $50.745. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Exercise price and number of shares/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015.