AI assistant
STARBUCKS CORP — Director's Dealing 2015
Sep 9, 2015
29872_dirs_2015-09-08_3d44041e-b642-4c28-aa9d-cc4a07fcee3a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STARBUCKS CORP (SBUX)
CIK: 0000829224
Period of Report: 2015-09-03
Reporting Person: SHENNAN JAMES G JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-09-03 | Common Stock | M | 19724 | $15.21 | Acquired | 53274 | Direct |
| 2015-09-03 | Common Stock | S | 19724 | $55.2663 | Disposed | 33550 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-09-03 | Non-qualified Stock Option (Right to Buy) | $15.21 | M | 19724 | Disposed | 2015-11-16 | Common Stock (19724) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 60000 | Indirect |
| Common Stock | 124880 | Indirect |
| Common Stock | 312088 | Indirect |
Footnotes
F1: On April 9, 2015, Starbucks Corporation effected a 2-for-1 stock split. The number of shares reported has been adjusted to reflect the stock split.
F2: Includes 106 deferred stock units (adjusted to reflect the stock split) acquired on November 28, 2014; 94 deferred stock units (adjusted to reflect the stock split) acquired on February 20, 2015; 84 deferred stock units acquired on May 22, 2015 and 82 deferred stock units acquired on August 21, 2015, representing dividends on deferred stock units pursuant to a dividend reinvestment plan.
F3: This transaction was executed in multiple trades at prices ranging from $55.160 to $55.275. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4: Exercise price and number of share/option awards has been adjusted to reflect the issuer's 2-for-1 stock split effected April 9, 2015.