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STARBUCKS CORP — Director's Dealing 2015
Dec 12, 2015
29872_dirs_2015-12-11_f7d7a004-ec59-4834-b3f6-2f2c018bb9e6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STARBUCKS CORP (SBUX)
CIK: 0000829224
Period of Report: 2015-12-09
Reporting Person: Helm Lucy Lee (evp, gen. counsel & secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-08 | Common Stock | G | 14114 | — | Disposed | 140698 | Direct |
| 2015-12-09 | Common Stock | M | 3356 | $21.82 | Acquired | 144054 | Direct |
| 2015-12-09 | Common Stock | M | 10000 | $26.27 | Acquired | 154054 | Direct |
| 2015-12-09 | Common Stock | S | 13356 | $62.0518 | Disposed | 140698 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-09 | Non-qualified Stock Option (Right to Buy) | $21.82 | M | 3356 | Disposed | 2021-11-14 | Common Stock (3356) | Direct |
| 2015-12-09 | Non-qualified Stock Option (Right to Buy) | $26.27 | M | 10000 | Disposed | 2022-06-15 | Common Stock (10000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $61.60 to $62.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: The option, representing the right to buy a total of 13,426 shares, became exercisable in one increment of 3,358 shares on November 14, 2012, and three increments of 3,356 shares each on November 14, 2013, November 14, 2014 and November 14, 2015.
F3: The option, representing a right to purchase a total of 39,244 shares, became exercisable in two increments of 9,812 shares each on June 15, 2013 and June 15, 2014, in one increment of 9,810 shares on June 15, 2015 and 9,810 shares will become exercisable on June 15, 2016.