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STANLEY BLACK & DECKER, INC. — Director's Dealing 2021
Mar 2, 2021
30549_dirs_2021-03-02_99b20e0c-681f-43f7-8ab1-4955d671de2d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STANLEY BLACK & DECKER, INC. (SWK)
CIK: 0000093556
Period of Report: 2021-02-26
Reporting Person: Ansell Jeffrey D (EVP, Stanley Black & Decker)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-26 | Common Stock | A | 4216 | $171.45 | Acquired | 17188 | Direct |
| 2021-02-26 | Common Stock | F | 1407 | $171.45 | Disposed | 15781 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1425.1174 | Indirect |
| Common Stock | 1343.8383 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Interest in Employer Stock Fund (Supplemental Plan) | $ | Common Stock (1362.3186) | 1362.3186 | Direct |
Footnotes
F1: Shares issued following determination of performance achieved for the 2018-2020 performance period pursuant to the 2018-2020 performance award program under the Company's 2013 Long-Term Incentive Plan.
F2: Shares withheld to cover taxes on the 2018-2020 performance awards.
F3: Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the previous calendar month including shares acquired or disposed of on various dates since balance was last reported.
F4: Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.
F5: Exempt
F6: Represents shares notionally held for the reporting person under the Company's Supplemental Plan.