AI assistant
STANLEY BLACK & DECKER, INC. — Director's Dealing 2021
Mar 26, 2021
30549_dirs_2021-03-26_7f89aae6-fcd7-4ef0-85ad-630ac9a0df6f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STANLEY BLACK & DECKER, INC. (SWK)
CIK: 0000093556
Period of Report: 2021-03-24
Reporting Person: Raff Robert H Jr (President, Stanley Security)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-24 | Common Stock | F | 17 | $191.73 | Disposed | 7040 | Direct |
| 2021-03-24 | Common Stock | F | 37 | $191.73 | Disposed | 7003 | Direct |
| 2021-03-24 | Common Stock | F | 223 | $191.73 | Disposed | 6780 | Direct |
| 2021-03-24 | Common Stock | F | 201 | $191.73 | Disposed | 6579 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1.2423 | Indirect |
| Common Stock | 863.6653 | Indirect |
Footnotes
F1: Represents shares withheld to cover FICA taxes on performance stock units awarded under the 2019 MICP PSU program.
F2: Represents shares withheld to cover FICA taxes on performance stock units awarded under the 2020 MICP PSU program.
F3: As a result of a clerical error, it was determined that an additional number of shares was required to be withheld in order to satisfy the tax withholding with respect to 1/3rd of the 2020 MICP-PSUs above the withholding liability previously reported.
F4: As a result of a clerical error, it was determined that an additional number of shares was required to be withheld in order to satisfy the tax withholding with respect to 1/3rd of the 2019 MICP-PSUs above the withholding liability previously reported.
F5: Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the previous calendar month including shares acquired or disposed of on various dates since balance was last reported.
F6: Aggregate number of shares held in ESPP as of the last day of the calendar month that ended at least 10 days prior to the date of this report, including shares acquired or disposed of on various dates since balance was last reported. Because interest in Plan is denominated in cash, fluctuation in share price since the balance was last reported may have resulted in either an increase or decrease in associated number of shares.