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STANLEY BLACK & DECKER, INC. Director's Dealing 2020

Aug 10, 2020

30549_dirs_2020-08-10_a51ab1a9-df26-4eb3-be69-f6c222f4b417.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STANLEY BLACK & DECKER, INC. (SWK)
CIK: 0000093556
Period of Report: 2020-08-06

Reporting Person: Ramirez Jaime A (EVP & President, Tools&Storage)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-08-06 Common Stock M 15000 $95.18 Acquired 54528 Direct
2020-08-06 Common Stock S 22700 $155.2239 Disposed 31828 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-08-06 Stock Option (Right to Buy) $95.18 M 15000 Disposed 2024-12-05 Common Stock (15000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5.717 Indirect

Footnotes

F1: Options were issued under the Company's 2013 Long-Term Incentive Plan and became exercisable in four equal annual installments beginning on December 5, 2015.

F2: 15,000 shares were sold as an exercise of stock options and the remaining 7,700 shares reflect the sale of restricted stock units and performance stock units that were 100% vested.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.7700 to $155.6700. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F4: Represents shares held for the reporting person under the Company's 401(k) Savings Plan as of the last day of the previous calendar month including shares acquired or disposed of on various dates since balance was last reported.