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Standard Chartered PLC Director's Dealing 2018

Mar 13, 2018

4648_rns_2018-03-13_ed9a0f9a-eef6-4d0f-9e80-79beff0e0293.pdf

Director's Dealing

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Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this document, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this document.

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STANDARD CHARTERED PLC

渣打集團有限公司

(Incorporated as a public limited company in England and Wales with registered number 966425)

(Stock Code: 02888)

Standard Chartered PLC - Director/PDMR Shareholding

1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Bill Winters
(allocated shares held through Computershare Investor Services PLC)
2 Reason for the notification
a) Position/status Group Chief Executive Officer
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument
Identification code Ordinary Shares of US$0.50 each
ISIN: GB0004082847
b) Nature of the transaction i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Allocation of fixed pay allowance delivered in the form of ordinary shares which are released over a five year

| | | period. Further details are contained in the directors' remuneration report in the 2017 Annual Report and Accounts.
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan | | |
| --- | --- | --- | --- | --- |
| c) | Price(s) and volume(s) | | Price £ | Volume |
| | | i) | 7.782 | 57,143 |
| | | ii) | 7.782 | 78,321 |
| | | iii) | 7.782 | 541,891 |
| d) | Aggregated information | | Price £ | Volume |
| | | i) | 7.782 | 57,143 |
| | - Aggregated volume | ii) | 7.782 | 78,321 |
| | - Price | iii) | 7.782 | 541,891 |
| e) | Date of the transaction | 9 March 2018 | | |
| f) | Place of the transaction | XLON London Stock Exchange | | |


1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Andy Halford (allocated shares held through Computershare Investor Services PLC)
2 Reason for the notification
a) Position/status Group Chief Financial Officer
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument Identification code Ordinary Shares of US$0.50 each ISIN: GB0004082847
b) Nature of the transaction i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Allocation fixed pay allowance delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2017 Annual Report and Accounts
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c) Price(s) and volume(s) Price £ Volume
i) 7.782 35,383
ii) 7.782 35,346
iii) 7.782 335,540
d) Aggregated information
- Aggregated volume
- Price Price £ Volume
i) 7.782 35,383
ii) 7.782 35,346
iii) 7.782 335,540
e) Date of the transaction 9 March 2018
f) Place of the transaction XLON London Stock Exchange

1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Anna Marrs
2 Reason for the notification
a) Position/status Regional CEO ASEAN and South Asia and CEO, Commercial and Private Banking
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument Identification code Ordinary Shares of US$0.50 each ISIN: GB0004082847
b) Nature of the transaction i) Grant of upfront shares under the 2011 Standard Chartered Share Plan
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c) Price(s) and volume(s) Price £ Volume
i) 7.782 45,082
ii) 7.782 39,648
iii) 7.782 92,907
d) Aggregated information
- Aggregated volume
- Price Price £ Volume
i) 7.782 45,082
ii) 7.782 39,648
iii) 7.782 92,907
e) Date of the transaction 9 March 2018
f) Place of the transaction XLON London Stock Exchange

1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Ben Hung
2 Reason for the notification
a) Position/status CEO, Retail Banking & Regional CEO, Greater China & North Asia
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument Identification code Ordinary Shares of US$0.50 each ISIN: GB0004082847
b) Nature of the transaction i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c) Price(s) and volume(s) Price £ Volume
i) 7.782 47,648
ii) 7.782 61,386
iii) 7.782 91,349
d) Aggregated information
- Aggregated volume
- Price Price £ Volume
i) 7.782 47,648
ii) 7.782 61,386
iii) 7.782 91,349
e) Date of the transaction 9 March 2018
f) Place of the transaction XLON London Stock Exchange

1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Doris Honold
2 Reason for the notification
a) Position/status Group COO
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument Identification code Ordinary Shares of US$0.50 each ISIN: GB0004082847
b) Nature of the transaction i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c) Price(s) and volume(s) Price £ Volume
i) 7.782 20,576
ii) 7.782 32,426
iii) 7.782 83,443
d) Aggregated information
- Aggregated volume
- Price Price £ Volume
i) 7.782 20,576
ii) 7.782 32,426
iii) 7.782 83,443
e) Date of the transaction 9 March 2018
f) Place of the transaction XLON London Stock Exchange

1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Judy Hsu
2 Reason for the notification
a) Position/status CEO Singapore and ASEAN Markets (Malaysia, Vietnam, Thailand and Rep Offices)
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument Identification code Ordinary Shares of US$0.50 each ISIN: GB0004082847
b) Nature of the transaction i) Grant of upfront shares under the 2011 Standard Chartered Share Plan
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c) Price(s) and volume(s) Price £ Volume
i) 7.782 49,405
ii) 7.782 40,691
iii) 7.782 96,778
d) Aggregated information
- Aggregated volume
- Price Price £ Volume
i) 7.782 49,405
ii) 7.782 40,691
iii) 7.782 96,778
e) Date of the transaction 9 March 2018
f) Place of the transaction XLON London Stock Exchange

1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Mark Smith
2 Reason for the notification
a) Position/status Group Chief Risk Officer
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument Identification code Ordinary Shares of US$0.50 each ISIN: GB0004082847
b) Nature of the transaction i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c) Price(s) and volume(s) Price £ Volume
i) 7.782 27,266
ii) 7.782 45,244
iii) 7.782 106,022
d) Aggregated information
- Aggregated volume
- Price Price £ Volume
i) 7.782 27,266
ii) 7.782 45,244
iii) 7.782 106,022
e) Date of the transaction 9 March 2018
f) Place of the transaction XLON London Stock Exchange

1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Pam Walkden
2 Reason for the notification
a) Position/status Group Head, Human Resources
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument Identification code Ordinary Shares of US$0.50 each ISIN: GB0004082847
b) Nature of the transaction i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c) Price(s) and volume(s) Price £ Volume
i) 7.782 17,672
ii) 7.782 29,325
iii) 7.782 68,718
d) Aggregated information
- Aggregated volume
- Price Price £ Volume
i) 7.782 17,672
ii) 7.782 29,325
iii) 7.782 68,718
e) Date of the transaction 9 March 2018
f) Place of the transaction XLON London Stock Exchange

1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Sunil Kaushal
2 Reason for the notification
a) Position/status Regional CEO, Africa & Middle East
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument Identification code Ordinary Shares of US$0.50 each ISIN: GB0004082847
b) Nature of the transaction i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c) Price(s) and volume(s) Price £ Volume
i) 7.782 31,507
ii) 7.782 26,315
iii) 7.782 67,718
d) Aggregated information
- Aggregated volume
- Price Price £ Volume
i) 7.782 31,507
ii) 7.782 26,315
iii) 7.782 67,718
e) Date of the transaction 9 March 2018
f) Place of the transaction XLON London Stock Exchange

1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Simon Cooper
2 Reason for the notification
a) Position/status CEO, Corporate and Institutional Banking
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument Identification code Ordinary Shares of US$0.50 each ISIN: GB0004082847
b) Nature of the transaction i) Grant of upfront shares under the 2011 Standard Chartered Share Plan
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c) Price(s) and volume(s) Price £ Volume
i) 7.782 112,119
ii) 7.782 93,644
iii) 7.782 240,978
d) Aggregated information
- Aggregated volume
- Price Price £ Volume
i) 7.782 112,119
ii) 7.782 93,644
iii) 7.782 240,978
e) Date of the transaction 9 March 2018
f) Place of the transaction XLON London Stock Exchange

1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Tracey McDermott
2 Reason for the notification
a) Position/status Group Head, Corporate, Public and Regulatory Affairs, and Brand and Marketing
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument Identification code Ordinary Shares of US$0.50 each ISIN: GB0004082847
b) Nature of the transaction i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c) Price(s) and volume(s) Price £ Volume
i) 7.782 13,885
ii) 7.782 23,041
iii) 7.782 53,992
d) Aggregated information
- Aggregated volume
- Price Price £ Volume
i) 7.782 13,885
ii) 7.782 23,041
iii) 7.782 53,992
e) Date of the transaction 9 March 2018
f) Place of the transaction XLON London Stock Exchange

1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Tracy Clarke
2 Reason for the notification
a) Position/status Regional CEO, Europe and Americas
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument Identification code Ordinary Shares of US$0.50 each ISIN: GB0004082847
b) Nature of the transaction i) Allocation of ordinary shares subject to a minimum retention period of twelve months
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
c) Price(s) and volume(s) Price £ Volume
i) 7.782 23,602
ii) 7.782 37,194
iii) 7.782 95,714
d) Aggregated information
- Aggregated volume
- Price Price £ Volume
i) 7.782 23,602
ii) 7.782 37,194
iii) 7.782 95,714
e) Date of the transaction 9 March 2018
f) Place of the transaction XLON London Stock Exchange

1 Details of the person discharging managerial responsibilities / person closely associated
a) Name Michael Gorriz
2 Reason for the notification
a) Position/status Group Chief Information Officer
b) Initial notification /Amendment Initial
3 Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a) Name Standard Chartered PLC
b) LEI U4LOSYZ7YG4W3S5F2G91
4 Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a) Description of the financial instrument, type of instrument Identification code Ordinary Shares of US$0.50 each ISIN: GB0004082847
b) Nature of the transaction i) Grant of upfront shares under the 2011 Standard Chartered Share Plan
ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan
iv) Sale of shares
c) Price(s) and volume(s) Price £ Volume
i) 7.782 43,032
ii) 7.782 33,555
iii) 7.782 97,262
iv) 7.791399 101,280
d) Aggregated information
- Aggregated volume
- Price Price £ Volume
i) 7.782 43,032
ii) 7.782 33,555
iii) 7.782 97,262
iv) 7.791399 101,280
e) Date of the transaction 9 March 2018
f) Place of the transaction XLON London Stock Exchange

As at the date of this announcement, the Board of Directors of Standard Chartered PLC comprises:

Chairman:
José María Viñals Iñiguez

Executive Directors:
William Thomas Winters and Andrew Nigel Halford

Independent Non-Executive Directors:
Om Prakash Bhatt; Dr Louis Chi-Yan Cheung; David Philbrick Conner; Dr Byron Elmer Grote; Dr Han Seung-soo, KBE; Christine Mary Hodgson (Senior Independent Director); Gay Huey Evans, OBE; Naguib Kheraj (Deputy Chairman); Dr Ngozi Okonjo-Iweala and Jasmine Mary Whitbread