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Standard Chartered PLC — Director's Dealing 2018
Mar 13, 2018
4648_rns_2018-03-13_ed9a0f9a-eef6-4d0f-9e80-79beff0e0293.pdf
Director's Dealing
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Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this document, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this document.

STANDARD CHARTERED PLC
渣打集團有限公司
(Incorporated as a public limited company in England and Wales with registered number 966425)
(Stock Code: 02888)
Standard Chartered PLC - Director/PDMR Shareholding
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |
|---|---|---|
| a) | Name | Bill Winters |
| (allocated shares held through Computershare Investor Services PLC) | ||
| 2 | Reason for the notification | |
| a) | Position/status | Group Chief Executive Officer |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Standard Chartered PLC |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument | |
| Identification code | Ordinary Shares of US$0.50 each | |
| ISIN: GB0004082847 | ||
| b) | Nature of the transaction | i) Allocation of ordinary shares subject to a minimum retention period of twelve months |
| ii) Allocation of fixed pay allowance delivered in the form of ordinary shares which are released over a five year |
| | | period. Further details are contained in the directors' remuneration report in the 2017 Annual Report and Accounts.
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan | | |
| --- | --- | --- | --- | --- |
| c) | Price(s) and volume(s) | | Price £ | Volume |
| | | i) | 7.782 | 57,143 |
| | | ii) | 7.782 | 78,321 |
| | | iii) | 7.782 | 541,891 |
| d) | Aggregated information | | Price £ | Volume |
| | | i) | 7.782 | 57,143 |
| | - Aggregated volume | ii) | 7.782 | 78,321 |
| | - Price | iii) | 7.782 | 541,891 |
| e) | Date of the transaction | 9 March 2018 | | |
| f) | Place of the transaction | XLON London Stock Exchange | | |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||
|---|---|---|---|---|
| a) | Name | Andy Halford (allocated shares held through Computershare Investor Services PLC) | ||
| 2 | Reason for the notification | |||
| a) | Position/status | Group Chief Financial Officer | ||
| b) | Initial notification /Amendment | Initial | ||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
| a) | Name | Standard Chartered PLC | ||
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares of US$0.50 each ISIN: GB0004082847 | ||
| b) | Nature of the transaction | i) Allocation of ordinary shares subject to a minimum retention period of twelve months | ||
| ii) Allocation fixed pay allowance delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2017 Annual Report and Accounts | ||||
| iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan | ||||
| c) | Price(s) and volume(s) | Price £ | Volume | |
| i) | 7.782 | 35,383 | ||
| ii) | 7.782 | 35,346 | ||
| iii) | 7.782 | 335,540 | ||
| d) | Aggregated information | |||
| - Aggregated volume | ||||
| - Price | Price £ | Volume | ||
| i) | 7.782 | 35,383 | ||
| ii) | 7.782 | 35,346 | ||
| iii) | 7.782 | 335,540 | ||
| e) | Date of the transaction | 9 March 2018 | ||
| f) | Place of the transaction | XLON London Stock Exchange |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||
|---|---|---|---|---|
| a) | Name | Anna Marrs | ||
| 2 | Reason for the notification | |||
| a) | Position/status | Regional CEO ASEAN and South Asia and CEO, Commercial and Private Banking | ||
| b) | Initial notification /Amendment | Initial | ||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
| a) | Name | Standard Chartered PLC | ||
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares of US$0.50 each ISIN: GB0004082847 | ||
| b) | Nature of the transaction | i) Grant of upfront shares under the 2011 Standard Chartered Share Plan | ||
| ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan | ||||
| iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan | ||||
| c) | Price(s) and volume(s) | Price £ | Volume | |
| i) | 7.782 | 45,082 | ||
| ii) | 7.782 | 39,648 | ||
| iii) | 7.782 | 92,907 | ||
| d) | Aggregated information | |||
| - Aggregated volume | ||||
| - Price | Price £ | Volume | ||
| i) | 7.782 | 45,082 | ||
| ii) | 7.782 | 39,648 | ||
| iii) | 7.782 | 92,907 | ||
| e) | Date of the transaction | 9 March 2018 | ||
| f) | Place of the transaction | XLON London Stock Exchange |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||
|---|---|---|---|---|
| a) | Name | Ben Hung | ||
| 2 | Reason for the notification | |||
| a) | Position/status | CEO, Retail Banking & Regional CEO, Greater China & North Asia | ||
| b) | Initial notification /Amendment | Initial | ||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
| a) | Name | Standard Chartered PLC | ||
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares of US$0.50 each ISIN: GB0004082847 | ||
| b) | Nature of the transaction | i) Allocation of ordinary shares subject to a minimum retention period of twelve months | ||
| ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan | ||||
| iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan | ||||
| c) | Price(s) and volume(s) | Price £ | Volume | |
| i) | 7.782 | 47,648 | ||
| ii) | 7.782 | 61,386 | ||
| iii) | 7.782 | 91,349 | ||
| d) | Aggregated information | |||
| - Aggregated volume | ||||
| - Price | Price £ | Volume | ||
| i) | 7.782 | 47,648 | ||
| ii) | 7.782 | 61,386 | ||
| iii) | 7.782 | 91,349 | ||
| e) | Date of the transaction | 9 March 2018 | ||
| f) | Place of the transaction | XLON London Stock Exchange |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||
|---|---|---|---|---|
| a) | Name | Doris Honold | ||
| 2 | Reason for the notification | |||
| a) | Position/status | Group COO | ||
| b) | Initial notification /Amendment | Initial | ||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
| a) | Name | Standard Chartered PLC | ||
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares of US$0.50 each ISIN: GB0004082847 | ||
| b) | Nature of the transaction | i) Allocation of ordinary shares subject to a minimum retention period of twelve months | ||
| ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan | ||||
| iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan | ||||
| c) | Price(s) and volume(s) | Price £ | Volume | |
| i) | 7.782 | 20,576 | ||
| ii) | 7.782 | 32,426 | ||
| iii) | 7.782 | 83,443 | ||
| d) | Aggregated information | |||
| - Aggregated volume | ||||
| - Price | Price £ | Volume | ||
| i) | 7.782 | 20,576 | ||
| ii) | 7.782 | 32,426 | ||
| iii) | 7.782 | 83,443 | ||
| e) | Date of the transaction | 9 March 2018 | ||
| f) | Place of the transaction | XLON London Stock Exchange |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||
|---|---|---|---|---|
| a) | Name | Judy Hsu | ||
| 2 | Reason for the notification | |||
| a) | Position/status | CEO Singapore and ASEAN Markets (Malaysia, Vietnam, Thailand and Rep Offices) | ||
| b) | Initial notification /Amendment | Initial | ||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
| a) | Name | Standard Chartered PLC | ||
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares of US$0.50 each ISIN: GB0004082847 | ||
| b) | Nature of the transaction | i) Grant of upfront shares under the 2011 Standard Chartered Share Plan | ||
| ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan | ||||
| iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan | ||||
| c) | Price(s) and volume(s) | Price £ | Volume | |
| i) | 7.782 | 49,405 | ||
| ii) | 7.782 | 40,691 | ||
| iii) | 7.782 | 96,778 | ||
| d) | Aggregated information | |||
| - Aggregated volume | ||||
| - Price | Price £ | Volume | ||
| i) | 7.782 | 49,405 | ||
| ii) | 7.782 | 40,691 | ||
| iii) | 7.782 | 96,778 | ||
| e) | Date of the transaction | 9 March 2018 | ||
| f) | Place of the transaction | XLON London Stock Exchange |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||
|---|---|---|---|---|
| a) | Name | Mark Smith | ||
| 2 | Reason for the notification | |||
| a) | Position/status | Group Chief Risk Officer | ||
| b) | Initial notification /Amendment | Initial | ||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
| a) | Name | Standard Chartered PLC | ||
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares of US$0.50 each ISIN: GB0004082847 | ||
| b) | Nature of the transaction | i) Allocation of ordinary shares subject to a minimum retention period of twelve months | ||
| ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan | ||||
| iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan | ||||
| c) | Price(s) and volume(s) | Price £ | Volume | |
| i) | 7.782 | 27,266 | ||
| ii) | 7.782 | 45,244 | ||
| iii) | 7.782 | 106,022 | ||
| d) | Aggregated information | |||
| - Aggregated volume | ||||
| - Price | Price £ | Volume | ||
| i) | 7.782 | 27,266 | ||
| ii) | 7.782 | 45,244 | ||
| iii) | 7.782 | 106,022 | ||
| e) | Date of the transaction | 9 March 2018 | ||
| f) | Place of the transaction | XLON London Stock Exchange |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||
|---|---|---|---|---|
| a) | Name | Pam Walkden | ||
| 2 | Reason for the notification | |||
| a) | Position/status | Group Head, Human Resources | ||
| b) | Initial notification /Amendment | Initial | ||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
| a) | Name | Standard Chartered PLC | ||
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares of US$0.50 each ISIN: GB0004082847 | ||
| b) | Nature of the transaction | i) Allocation of ordinary shares subject to a minimum retention period of twelve months | ||
| ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan | ||||
| iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan | ||||
| c) | Price(s) and volume(s) | Price £ | Volume | |
| i) | 7.782 | 17,672 | ||
| ii) | 7.782 | 29,325 | ||
| iii) | 7.782 | 68,718 | ||
| d) | Aggregated information | |||
| - Aggregated volume | ||||
| - Price | Price £ | Volume | ||
| i) | 7.782 | 17,672 | ||
| ii) | 7.782 | 29,325 | ||
| iii) | 7.782 | 68,718 | ||
| e) | Date of the transaction | 9 March 2018 | ||
| f) | Place of the transaction | XLON London Stock Exchange |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||
|---|---|---|---|---|
| a) | Name | Sunil Kaushal | ||
| 2 | Reason for the notification | |||
| a) | Position/status | Regional CEO, Africa & Middle East | ||
| b) | Initial notification /Amendment | Initial | ||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
| a) | Name | Standard Chartered PLC | ||
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares of US$0.50 each ISIN: GB0004082847 | ||
| b) | Nature of the transaction | i) Allocation of ordinary shares subject to a minimum retention period of twelve months | ||
| ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan | ||||
| iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan | ||||
| c) | Price(s) and volume(s) | Price £ | Volume | |
| i) | 7.782 | 31,507 | ||
| ii) | 7.782 | 26,315 | ||
| iii) | 7.782 | 67,718 | ||
| d) | Aggregated information | |||
| - Aggregated volume | ||||
| - Price | Price £ | Volume | ||
| i) | 7.782 | 31,507 | ||
| ii) | 7.782 | 26,315 | ||
| iii) | 7.782 | 67,718 | ||
| e) | Date of the transaction | 9 March 2018 | ||
| f) | Place of the transaction | XLON London Stock Exchange |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||
|---|---|---|---|---|
| a) | Name | Simon Cooper | ||
| 2 | Reason for the notification | |||
| a) | Position/status | CEO, Corporate and Institutional Banking | ||
| b) | Initial notification /Amendment | Initial | ||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
| a) | Name | Standard Chartered PLC | ||
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares of US$0.50 each ISIN: GB0004082847 | ||
| b) | Nature of the transaction | i) Grant of upfront shares under the 2011 Standard Chartered Share Plan | ||
| ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan | ||||
| iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan | ||||
| c) | Price(s) and volume(s) | Price £ | Volume | |
| i) | 7.782 | 112,119 | ||
| ii) | 7.782 | 93,644 | ||
| iii) | 7.782 | 240,978 | ||
| d) | Aggregated information | |||
| - Aggregated volume | ||||
| - Price | Price £ | Volume | ||
| i) | 7.782 | 112,119 | ||
| ii) | 7.782 | 93,644 | ||
| iii) | 7.782 | 240,978 | ||
| e) | Date of the transaction | 9 March 2018 | ||
| f) | Place of the transaction | XLON London Stock Exchange |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||
|---|---|---|---|---|
| a) | Name | Tracey McDermott | ||
| 2 | Reason for the notification | |||
| a) | Position/status | Group Head, Corporate, Public and Regulatory Affairs, and Brand and Marketing | ||
| b) | Initial notification /Amendment | Initial | ||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
| a) | Name | Standard Chartered PLC | ||
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares of US$0.50 each ISIN: GB0004082847 | ||
| b) | Nature of the transaction | i) Allocation of ordinary shares subject to a minimum retention period of twelve months | ||
| ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan | ||||
| iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan | ||||
| c) | Price(s) and volume(s) | Price £ | Volume | |
| i) | 7.782 | 13,885 | ||
| ii) | 7.782 | 23,041 | ||
| iii) | 7.782 | 53,992 | ||
| d) | Aggregated information | |||
| - Aggregated volume | ||||
| - Price | Price £ | Volume | ||
| i) | 7.782 | 13,885 | ||
| ii) | 7.782 | 23,041 | ||
| iii) | 7.782 | 53,992 | ||
| e) | Date of the transaction | 9 March 2018 | ||
| f) | Place of the transaction | XLON London Stock Exchange |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||
|---|---|---|---|---|
| a) | Name | Tracy Clarke | ||
| 2 | Reason for the notification | |||
| a) | Position/status | Regional CEO, Europe and Americas | ||
| b) | Initial notification /Amendment | Initial | ||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
| a) | Name | Standard Chartered PLC | ||
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares of US$0.50 each ISIN: GB0004082847 | ||
| b) | Nature of the transaction | i) Allocation of ordinary shares subject to a minimum retention period of twelve months | ||
| ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan | ||||
| iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan | ||||
| c) | Price(s) and volume(s) | Price £ | Volume | |
| i) | 7.782 | 23,602 | ||
| ii) | 7.782 | 37,194 | ||
| iii) | 7.782 | 95,714 | ||
| d) | Aggregated information | |||
| - Aggregated volume | ||||
| - Price | Price £ | Volume | ||
| i) | 7.782 | 23,602 | ||
| ii) | 7.782 | 37,194 | ||
| iii) | 7.782 | 95,714 | ||
| e) | Date of the transaction | 9 March 2018 | ||
| f) | Place of the transaction | XLON London Stock Exchange |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |||
|---|---|---|---|---|
| a) | Name | Michael Gorriz | ||
| 2 | Reason for the notification | |||
| a) | Position/status | Group Chief Information Officer | ||
| b) | Initial notification /Amendment | Initial | ||
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
| a) | Name | Standard Chartered PLC | ||
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares of US$0.50 each ISIN: GB0004082847 | ||
| b) | Nature of the transaction | i) Grant of upfront shares under the 2011 Standard Chartered Share Plan | ||
| ii) Grant of deferred shares under the 2011 Standard Chartered Share Plan | ||||
| iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan | ||||
| iv) Sale of shares | ||||
| c) | Price(s) and volume(s) | Price £ | Volume | |
| i) | 7.782 | 43,032 | ||
| ii) | 7.782 | 33,555 | ||
| iii) | 7.782 | 97,262 | ||
| iv) | 7.791399 | 101,280 | ||
| d) | Aggregated information | |||
| - Aggregated volume | ||||
| - Price | Price £ | Volume | ||
| i) | 7.782 | 43,032 | ||
| ii) | 7.782 | 33,555 | ||
| iii) | 7.782 | 97,262 | ||
| iv) | 7.791399 | 101,280 | ||
| e) | Date of the transaction | 9 March 2018 | ||
| f) | Place of the transaction | XLON London Stock Exchange |
As at the date of this announcement, the Board of Directors of Standard Chartered PLC comprises:
Chairman:
José María Viñals Iñiguez
Executive Directors:
William Thomas Winters and Andrew Nigel Halford
Independent Non-Executive Directors:
Om Prakash Bhatt; Dr Louis Chi-Yan Cheung; David Philbrick Conner; Dr Byron Elmer Grote; Dr Han Seung-soo, KBE; Christine Mary Hodgson (Senior Independent Director); Gay Huey Evans, OBE; Naguib Kheraj (Deputy Chairman); Dr Ngozi Okonjo-Iweala and Jasmine Mary Whitbread