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Standard Chartered PLC Director's Dealing 2017
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Director's Dealing
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Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this document, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this document.
STANDARD CHARTERED PLC
渣打集團有限公司
(Incorporated as a public limited company in England and Wales with registered number 966425)
(Stock Code: 02888)
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |
|---|---|---|
| a) | Name | Bill Winters |
| (allocated shares held through Computershare Investor Services PLC) | ||
| 2 | Reason for the notification | |
| a) | Position/status | Group Chief Executive |
| b) | Initial notification | |
| /Amendment | Initial | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Standard Chartered PLC |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial | Ordinary Shares of US$0.50 each |
| | instrument, type of instrument
Identification code | ISIN: GB0004082847 | | |
| --- | --- | --- | --- | --- |
| b) | Nature of the transaction | i) Allocation of ordinary shares subject to a minimum retention period of six months
ii) Allocation of fixed pay allowance delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2016 Annual Report and Accounts.
iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan | | |
| c) | Price(s) and volume(s) | | Price
£ | Volume: |
| | | i) | 7.413 | 17,759 |
| | | ii) | 7.413 | 82,220 |
| | | iii) | 7.45 | 592,751 |
| d) | Aggregated information
- Aggregated volume
- Price | | Price
£ | Volume: |
| | | i) | 7.413 | 17,759 |
| | | ii) | 7.413 | 82,220 |
| | | iii) | 7.45 | 592,751 |
| e) | Date of the transaction | 13 March 2017 | | |
| f) | Place of the transaction | XLON London Stock Exchange | | |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |
|---|---|---|
| a) | Name | Andy Halford |
| (allocated shares held through Computershare Investor Services PLC) | ||
| 2 | Reason for the notification | |
| a) | Position/status | Group Chief Financial Officer |
| b) | Initial notification | |
| /Amendment | Initial | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Standard Chartered PLC |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument | |
| Identification code | Ordinary Shares of US$0.50 each | |
| ISIN: GB0004082847 | ||
| b) | Nature of the transaction | i) Allocation of ordinary shares subject to a minimum retention period of six months |
| ii) Allocation of fixed pay allowance delivered in the form of ordinary shares which are released over a five year period. Further details are contained in the directors' remuneration report in the 2016 Annual Report and Accounts. | ||
| iii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 |
| Standard Chartered Share Plan | ||||
|---|---|---|---|---|
| c) | Price(s) and volume(s) | Price £ | Volume: | |
| i) | 7.413 | 10,994 | ||
| ii) | 7.413 | 37,106 | ||
| iii) | 7.45 | 366,954 | ||
| d) | Aggregated information - Aggregated volume - Price | Price £ | Volume: | |
| i) | 7.413 | 10,994 | ||
| ii) | 7.413 | 37,106 | ||
| iii) | 7.45 | 366,954 | ||
| e) | Date of the transaction | 13 March 2017 | ||
| f) | Place of the transaction | XLON London Stock Exchange |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |
|---|---|---|
| a) | Name | Tracy Clarke (allocated shares held through Computershare Investor Services PLC) |
| 2 | Reason for the notification | |
| a) | Position/status | Regional CEO Europe and Americas |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Standard Chartered PLC |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument | |
| Identification code | Ordinary Shares of US$0.50 each | |
| ISIN: GB0004082847 | ||
| b) | Nature of the transaction | i) Allocation of ordinary shares subject to a minimum retention period of six months |
| ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan | ||
| iii) Application of notional dividend shares relating to dividends declared in August 2014, March 2015 and August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2014 |
| | | iv) Exercise of share awards granted in March 2014 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
v) Sale of shares in relation to the transaction described in iv) above | | |
| --- | --- | --- | --- | --- |
| c) | Price(s) and volume(s) | | Price
£ | Volume: |
| | | i) | 7.413 | 18,873 |
| | | ii) | 7.45 | 106,922 |
| | | iii) | N/A | 565 |
| | | iv) | 7.434383 | 10,016 |
| | | v) | 7.434383 | 10,016 |
| d) | Aggregated information
- Aggregated volume
- Price | | Price
£ | Volume: |
| | | i) | 7.413 | 18,873 |
| | | ii) | 7.45 | 106,922 |
| | | iii) | N/A | 565 |
| | | iv) | 7.434383 | 10,016 |
| | | v) | 7.434383 | 10,016 |
| e) | Date of the transaction | 13 March 2017 | | |
| f) | Place of the transaction | XLON London Stock Exchange | | |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |
|---|---|---|
| a) | Name | Simon Cooper |
| 2 | Reason for the notification | |
| a) | Position/status | CEO, Corporate and Institutional Banking |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Standard Chartered PLC |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument Identification code | Ordinary Shares of US$0.50 each |
| ISIN: GB0004082847 | ||
| b) | Nature of the transaction | i) Grant of award over ordinary shares vesting in six months to reflect minimum retention period |
| ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan |
| c) | Price(s) and volume(s) | | Price
£ | Volume: |
| --- | --- | --- | --- | --- |
| | | i) | 7.45 | 92,717 |
| | | ii) | 7.45 | 279,779 |
| d) | Aggregated information | | Price
£ | Volume: |
| | - Aggregated volume | i) | 7.45 | 92,717 |
| | - Price | ii) | 7.45 | 279,779 |
| e) | Date of the transaction | 13 March 2017 | | |
| f) | Place of the transaction | XLON London Stock Exchange | | |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |
|---|---|---|
| a) | Name | Karen Fawcett |
| 2 | Reason for the notification | |
| a) | Position/status | CEO, Retail Banking |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Standard Chartered PLC |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument | |
| Identification code | Ordinary Shares of US$0.50 each | |
| ISIN: GB0004082847 | ||
| b) | Nature of the transaction | i) Grant of award over ordinary shares vesting in six months to reflect minimum retention period |
| ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan | ||
| iii) Application of notional dividend shares relating to dividends declared in August 2014, March 2015 and August 2015 to deferred shares granted under |
2
| | | the 2011 Standard Chartered Share Plan in March 2014
iv) Exercise of share awards granted in March 2014 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
v) Sale of shares in relation to the transaction described in iv) above | | |
| --- | --- | --- | --- | --- |
| c) | Price(s) and volume(s) | | Price
£ | Volume: |
| | | i) | 7.45 | 33,998 |
| | | ii) | 7.45 | 102,590 |
| | | iii) | N/A | 304 |
| | | iv) | 7.434383 | 5,395 |
| | | v) | 7.434383 | 5,395 |
| d) | Aggregated information | | Price
£ | Volume: |
| | - Aggregated volume | i) | 7.45 | 33,998 |
| | - Price | ii) | 7.45 | 102,590 |
| | | iii) | N/A | 304 |
| | | iv) | 7.434383 | 5,395 |
| | | v) | 7.434383 | 5,395 |
| e) | Date of the transaction | 13 March 2017 | | |
| f) | Place of the transaction | XLON London Stock Exchange | | |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |
|---|---|---|
| a) | Name | Michael Gorriz |
| 2 | Reason for the notification | |
| a) | Position/status | Group Chief Information Officer |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Standard Chartered PLC |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument | |
| Identification code | Ordinary Shares of US$0.50 each | |
| ISIN: GB0004082847 | ||
| b) | Nature of the transaction | i) Grant of award over ordinary shares vesting in six months to reflect minimum retention period |
| ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan |
| c) | Price(s) and volume(s) | Price £ | Volume: | |
|---|---|---|---|---|
| i) | 7.45 | 31,278 | ||
| ii) | 7.45 | 94,383 | ||
| d) | Aggregated information | Price £ | Volume: | |
| - Aggregated volume | i) | 7.45 | 31,278 | |
| - Price | ii) | 7.45 | 94,383 | |
| e) | Date of the transaction | 13 March 2017 | ||
| f) | Place of the transaction | XLON London Stock Exchange |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |
|---|---|---|
| a) | Name | Doris Honold (allocated shares held through Computershare Investor Services PLC; retained exercised shares held through Standard Chartered Private Bank) |
| 2 | Reason for the notification | |
| a) | Position/status | Group Chief Operating Officer |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Standard Chartered PLC |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument | |
| Identification code | Ordinary Shares of US$0.50 each | |
| ISIN: GB0004082847 | ||
| b) | Nature of the transaction | i) Allocation of ordinary shares subject to a minimum retention period of six months |
| ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan | ||
| iii) Application of notional dividend shares relating to dividends declared in August 2014, March 2015 and August 2015 to deferred shares granted under |
2
| | | the 2011 Standard Chartered Share Plan in March 2014
iv) Exercise of share awards granted in March 2014 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
v) Sale of shares to cover tax in relation to the transaction described in iv) above | | |
| --- | --- | --- | --- | --- |
| c) | Price(s) and volume(s) | | Price
£ | Volume: |
| | | i) | 7.413 | 24,530 |
| | | ii) | 7.45 | 100,671 |
| | | iii) | N/A | 197 |
| | | iv) | 7.434383 | 3,432 |
| | | v) | 7.434383 | 1,161 |
| d) | Aggregated information
- Aggregated volume
- Price | | Price
£ | Volume: |
| | | i) | 7.413 | 24,530 |
| | | ii) | 7.45 | 100,671 |
| | | iii) | N/A | 197 |
| | | iv) | 7.434383 | 3,432 |
| | | v) | 7.434383 | 1,161 |
| e) | Date of the transaction | 13 March 2017 | | |
| f) | Place of the transaction | XLON London Stock Exchange | | |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |
|---|---|---|
| a) | Name | Benjamin Hung (allocated shares held through Computershare Investor Services PLC; retained exercised shares held through Standard Chartered Private Bank) |
| 2 | Reason for the notification | |
| a) | Position/status | Regional CEO, Greater China and North Asia |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Standard Chartered PLC |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument | |
| Identification code | Ordinary Shares of US$0.50 each | |
| ISIN: GB0004082847 | ||
| b) | Nature of the transaction | i) Allocation of ordinary shares subject to a minimum retention period of six months |
| ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan | ||
| iii) Application of notional dividend shares relating to dividends declared in August 2014, March 2015 and August 2015 to deferred shares granted under |
2
| | | the 2011 Standard Chartered Share Plan in March 2014
iv) Exercise of share awards granted in March 2014 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above | | |
| --- | --- | --- | --- | --- |
| c) | Price(s) and volume(s) | | Price
£ | Volume: |
| | | i) | 7.413 | 29,534 |
| | | ii) | 7.45 | 104,329 |
| | | iii) | N/A | 76 |
| | | iv) | 7.434383 | 1,355 |
| | | | | |
| d) | Aggregated information
- Aggregated volume
- Price | | Price
£ | Volume: |
| | | i) | 7.413 | 29,534 |
| | | ii) | 7.45 | 104,329 |
| | | iii) | N/A | 76 |
| | | iv) | 7.434383 | 1,355 |
| | | | | |
| e) | Date of the transaction | 13 March 2017 | | |
| f) | Place of the transaction | XLON London Stock Exchange | | |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |
|---|---|---|
| a) | Name | Sunil Kaushal (allocated shares held through Computershare Investor Services PLC) |
| 2 | Reason for the notification | |
| a) | Position/status | Regional CEO, Africa and Middle East |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Standard Chartered PLC |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument | |
| Identification code | Ordinary Shares of US$0.50 each | |
| ISIN: GB0004082847 | ||
| b) | Nature of the transaction | i) Allocation of ordinary shares subject to a minimum retention period of six months |
| ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan | ||
| iii) Application of notional dividend shares relating to dividends declared in August 2014, March 2015 and August 2015 to deferred shares granted under |
| the 2011 Standard Chartered Share Plan in March 2014 | ||||
|---|---|---|---|---|
| c) | Price(s) and volume(s) | Price | ||
| £ | Volume: | |||
| i) | 7.413 | 23,295 | ||
| ii) | 7.45 | 69,944 | ||
| iii) | N/A | 70 | ||
| d) | Aggregated information | |||
| - Aggregated volume | ||||
| - Price | Price | |||
| £ | Volume: | |||
| i) | 7.413 | 23,295 | ||
| ii) | 7.45 | 69,944 | ||
| iii) | N/A | 70 | ||
| e) | Date of the transaction | 13 March 2017 | ||
| f) | Place of the transaction | XLON London Stock Exchange |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |
|---|---|---|
| a) | Name | Anna Marrs |
| 2 | Reason for the notification | |
| a) | Position/status | Regional CEO ASEAN and South Asia and CEO, Commercial and Private Banking |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Standard Chartered PLC |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument | |
| Identification code | Ordinary Shares of US$0.50 each | |
| ISIN: GB0004082847 | ||
| b) | Nature of the transaction | i) Grant of award over ordinary shares vesting in six months to reflect minimum retention period |
| ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan | ||
| iii) Application of notional dividend shares relating to dividends declared in August 2014, March 2015 and August 2015 to deferred shares granted under |
2
| | | the 2011 Standard Chartered Share Plan in March 2014
iv) Exercise of share awards granted in March 2014 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
v) Sale of shares in relation to the transaction described in iv) above | | |
| --- | --- | --- | --- | --- |
| c) | Price(s) and volume(s) | | Price
£ | Volume: |
| | | i) | 7.45 | 35,746 |
| | | ii) | 7.45 | 179,621 |
| | | iii) | N/A | 332 |
| | | iv) | 7.434383 | 5,904 |
| | | v) | 7.434383 | 5,904 |
| d) | Aggregated information | | Price
£ | Volume: |
| | - Aggregated volume | i) | 7.45 | 35,746 |
| | - Price | ii) | 7.45 | 179,621 |
| | | iii) | N/A | 332 |
| | | iv) | 7.434383 | 5,904 |
| | | v) | 7.434383 | 5,904 |
| e) | Date of the transaction | 13 March 2017 | | |
| f) | Place of the transaction | XLON London Stock Exchange | | |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |
|---|---|---|
| a) | Name | Mark Smith (allocated shares held through Computershare Investor Services PLC) |
| 2 | Reason for the notification | |
| a) | Position/status | Group Chief Risk Officer |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Standard Chartered PLC |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument | |
| Identification code | Ordinary Shares of US$0.50 each | |
| ISIN: GB0004082847 | ||
| b) | Nature of the transaction | i) Allocation of ordinary shares subject to a minimum retention period of six months |
| ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan |
| c) | Price(s) and volume(s) | |||
|---|---|---|---|---|
| Price | ||||
| £ | Volume: | |||
| i) | 7.413 | 22,578 | ||
| ii) | 7.45 | 127,912 | ||
| d) | Aggregated information | |||
| - Aggregated volume | ||||
| - Price | ||||
| Price | ||||
| £ | Volume: | |||
| i) | 7.413 | 22,578 | ||
| ii) | 7.45 | 127,912 | ||
| e) | Date of the transaction | 13 March 2017 | ||
| f) | Place of the transaction | XLON London Stock Exchange |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |
|---|---|---|
| a) | Name | Pamela Walkden (allocated shares held through Computershare Investor Services PLC; sold shares held in own name prior to disposal) |
| 2 | Reason for the notification | |
| a) | Position/status | Group Head, HR |
| b) | Initial notification /Amendment | Initial |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Standard Chartered PLC |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument | |
| Identification code | Ordinary Shares of US$0.50 each | |
| ISIN: GB0004082847 | ||
| b) | Nature of the transaction | i) Allocation of ordinary shares subject to a minimum retention period of six months |
| ii) Grant of Long Term Incentive Plan ("LTIP") award under the 2011 Standard Chartered Share Plan | ||
| iii) Application of notional dividend shares relating to dividends declared in August 2014, March 2015 and August 2015 to deferred shares granted under |
2
| | | the 2011 Standard Chartered Share Plan in March 2014
iv) Exercise of share awards granted in March 2014 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above
v) Sale of shares in relation to the transaction described in iv) above
vi) Disposal of shares | | |
| --- | --- | --- | --- | --- |
| c) | Price(s) and volume(s) | | Price
£ | Volume: |
| | | i) | 7.413 | 14,692 |
| | | ii) | 7.45 | 83,235 |
| | | iii) | N/A | 210 |
| | | iv) | 7.434383 | 3,731 |
| | | v) | 7.434383 | 3,731 |
| | | vi) | 7.37861 | 15,000 |
| d) | Aggregated information
- Aggregated volume
- Price | | Price
£ | Volume: |
| | | i) | 7.413 | 14,692 |
| | | ii) | 7.45 | 83,235 |
| | | iii) | N/A | 210 |
| | | iv) | 7.434383 | 3,731 |
| | | v) | 7.434383 | 3,731 |
| | | vi) | 7.37861 | 15,000 |
| e) | Date of the transaction | 13 March 2017 | | |
| f) | Place of the transaction | XLON London Stock Exchange | | |
| 1 | Details of the person discharging managerial responsibilities / person closely associated | |
|---|---|---|
| a) | Name | José Viñals |
| (shares held through Bankia Banca Privada) | ||
| 2 | Reason for the notification | |
| a) | Position/status | Chairman |
| b) | Initial notification | |
| /Amendment | Initial | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
| a) | Name | Standard Chartered PLC |
| b) | LEI | U4LOSYZ7YG4W3S5F2G91 |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
| a) | Description of the financial instrument, type of instrument | |
| Identification code | Ordinary Shares of US$0.50 each | |
| ISIN: GB0004082847 | ||
| b) | Nature of the transaction | Purchase of shares |
| c) | Price(s) and volume(s) | Price £ |
| Volume: | ||
| 7.389 | ||
| 6,500 | ||
| d) | Aggregated information | |
| - Aggregated volume | Price £ | |
| Volume: | ||
| 7.389 | ||
| 6,500 |
4
| - Price | ||
|---|---|---|
| e) | Date of the transaction | 13 March 2017 |
| f) | Place of the transaction | XLON London Stock Exchange |
As at the date of this announcement, the Board of Directors of Standard Chartered PLC comprises:
Chairman:
José María Viñals Iñiguez
Executive Directors:
William Thomas Winters and Andrew Nigel Halford
Independent Non-Executive Directors:
Om Prakash Bhatt; Dr Kurt Michael Campbell; Dr Louis Chi-Yan Cheung; David Philbrick Conner; Dr Byron Elmer Grote; Dr Han Seung-soo, KBE; Christine Mary Hodgson; Gay Huey Evans, OBE; Naguib Kheraj (Deputy Chairman and Senior Independent Director) and Jasmine Mary Whitbread