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STANDARD CHARTERED PLC
渣打集團有限公司
(Incorporated as a public limited company in England and Wales with registered number 966425)
(Stock Code: 02888)
| 1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
| a) |
Name |
Andy Halford |
| 2 |
Reason for the notification |
|
| a) |
Position/status |
Group Chief Financial Officer |
| b) |
Initial notification /Amendment |
Initial |
| 3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
| a) |
Name |
Standard Chartered PLC |
| b) |
LEI |
U4LOSYZ7YG4W3S5F2G91 |
| 4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
| a) |
Description of the financial |
Ordinary Shares of US$0.50 each |
|
instrument, type of instrument Identification code |
ISIN: GB0004082847 |
|
|
| b) |
Nature of the transaction |
i) Application of notional dividend shares relating to dividends declared in August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2015 |
|
|
| ii) Exercise of share awards granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above |
|
|
|
|
| iii) Sale of shares to cover tax in relation to the transaction described in ii) above |
|
|
|
|
| c) |
Price(s) and volume(s) |
|
Price £ |
Volume: |
|
|
i) |
N/A |
136 |
|
|
ii) |
7.271507 |
13,068 |
|
|
iii) |
7.271507 |
6,155 |
| d) |
Aggregated information |
|
|
|
| - Aggregated volume |
|
|
|
|
| - Price |
|
Price £ |
Volume: |
|
|
|
i) |
N/A |
136 |
|
|
ii) |
7.271507 |
13,068 |
|
|
iii) |
7.271507 |
6,155 |
| e) |
Date of the transaction |
20 March 2017 |
|
|
| f) |
Place of the transaction |
XLON London Stock Exchange |
|
|
| 1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
| a) |
Name |
Tracy Clarke (disposal of shares held through Equiniti) |
| 2 |
Reason for the notification |
|
| a) |
Position/status |
Regional CEO Europe and Americas |
| b) |
Initial notification /Amendment |
Initial |
| 3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
| a) |
Name |
Standard Chartered PLC |
| b) |
LEI |
U4LOSYZ7YG4W3S5F2G91 |
| 4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
| a) |
Description of the financial instrument, type of instrument |
|
| Identification code |
Ordinary Shares of US$0.50 each |
|
| ISIN: GB0004082847 |
|
|
| b) |
Nature of the transaction |
i) Application of notional dividend shares relating to dividends declared in August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2015 |
| ii) Exercise of share awards granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above |
|
|
| iii) Sale of shares in relation to the transaction described in ii) above |
|
|
|
|
iv) Disposal of shares |
|
|
| c) |
Price(s) and volume(s) |
|
Price£ |
Volume: |
|
|
i) |
N/A |
103 |
|
|
ii) |
7.271507 |
9,895 |
|
|
iii) |
7.271507 |
9,895 |
|
|
iv) |
7.253 |
10,000 |
|
|
|
|
|
| d) |
Aggregated information- Aggregated volume- Price |
|
Price£ |
Volume: |
|
|
i) |
N/A |
103 |
|
|
ii) |
7.271507 |
9,895 |
|
|
iii) |
7.271507 |
9,895 |
|
|
iv) |
7.253 |
10,000 |
|
|
|
|
|
| e) |
Date of the transaction |
20 March 2017 |
|
|
| f) |
Place of the transaction |
XLON London Stock Exchange |
|
|
| 1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
| a) |
Name |
Karen Fawcett |
| 2 |
Reason for the notification |
|
| a) |
Position/status |
CEO, Retail Banking |
| b) |
Initial notification /Amendment |
Initial |
| 3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
| a) |
Name |
Standard Chartered PLC |
| b) |
LEI |
U4LOSYZ7YG4W3S5F2G91 |
| 4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
| a) |
Description of the financial instrument, type of instrument |
|
| Identification code |
Ordinary Shares of US$0.50 each |
|
| ISIN: GB0004082847 |
|
|
| b) |
Nature of the transaction |
i) Application of notional dividend shares relating to dividends declared in August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2015 |
| ii) Exercise of share awards granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above |
|
|
|
|
iii) Sale of shares in relation to the transaction described in ii) above |
|
|
| c) |
Price(s) and volume(s) |
|
Price |
|
| £ |
Volume: |
|
|
|
|
|
i) |
N/A |
83 |
|
|
ii) |
7.271507 |
8,038 |
|
|
iii) |
7.271507 |
8,038 |
|
|
|
|
|
| d) |
Aggregated information |
|
|
|
| - Aggregated volume |
|
|
|
|
| - Price |
|
Price |
|
|
| £ |
Volume: |
|
|
|
|
|
i) |
N/A |
83 |
|
|
ii) |
7.271507 |
8,038 |
|
|
iii) |
7.271507 |
8,038 |
|
|
|
|
|
| e) |
Date of the transaction |
20 March 2017 |
|
|
| f) |
Place of the transaction |
XLON London Stock Exchange |
|
|
| 1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
| a) |
Name |
Doris Honold (retained exercised shares held through Standard Chartered Private Bank) |
| 2 |
Reason for the notification |
|
| a) |
Position/status |
Group Chief Operating Officer |
| b) |
Initial notification /Amendment |
Initial |
| 3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
| a) |
Name |
Standard Chartered PLC |
| b) |
LEI |
U4LOSYZ7YG4W3S5F2G91 |
| 4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
| a) |
Description of the financial instrument, type of instrument |
|
| Identification code |
Ordinary Shares of US$0.50 each |
|
| ISIN: GB0004082847 |
|
|
| b) |
Nature of the transaction |
i) Application of notional dividend shares relating to dividends declared in August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2015 |
| ii) Exercise of share awards granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above |
|
|
| iii) Sale of shares to cover tax in relation to the transaction described in |
|
|
|
|
ii) above |
|
|
| c) |
Price(s) and volume(s) |
|
Price £ |
Volume: |
|
|
i) |
N/A |
63 |
|
|
ii) |
7.271507 |
6,097 |
|
|
iii) |
7.271507 |
2,444 |
| d) |
Aggregated information - Aggregated volume - Price |
|
Price £ |
Volume: |
|
|
i) |
N/A |
63 |
|
|
ii) |
7.271507 |
6,097 |
|
|
iii) |
7.271507 |
2,444 |
| e) |
Date of the transaction |
20 March 2017 |
|
|
| f) |
Place of the transaction |
XLON London Stock Exchange |
|
|
| 1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
| a) |
Name |
Benjamin Hung (retained exercised shares held through Standard Chartered Private Bank) |
| 2 |
Reason for the notification |
|
| a) |
Position/status |
Regional CEO, Greater China and North Asia |
| b) |
Initial notification /Amendment |
Initial |
| 3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
| a) |
Name |
Standard Chartered PLC |
| b) |
LEI |
U4LOSYZ7YG4W3S5F2G91 |
| 4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
| a) |
Description of the financial instrument, type of instrument |
|
| Identification code |
Ordinary Shares of US$0.50 each |
|
| ISIN: GB0004082847 |
|
|
| b) |
Nature of the transaction |
i) Application of notional dividend shares relating to dividends declared in August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2015 |
| ii) Exercise of share awards granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above |
|
|
| c) |
Price(s) and volume(s) |
|
|
|
|
|
Price |
|
|
| £ |
Volume: |
|
|
|
|
|
i) |
N/A |
97 |
|
|
ii) |
7.271507 |
9,423 |
| d) |
Aggregated information |
|
|
|
| - Aggregated volume |
|
|
|
|
| - Price |
|
|
|
|
|
|
Price |
|
|
| £ |
Volume: |
|
|
|
|
|
i) |
N/A |
97 |
|
|
ii) |
7.271507 |
9,423 |
| e) |
Date of the transaction |
20 March 2017 |
|
|
| f) |
Place of the transaction |
XLON London Stock Exchange |
|
|
| 1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
| a) |
Name |
Sunil Kaushal |
| 2 |
Reason for the notification |
|
| a) |
Position/status |
Regional CEO, Africa and Middle East |
| b) |
Initial notification /Amendment |
Initial |
| 3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
| a) |
Name |
Standard Chartered PLC |
| b) |
LEI |
U4LOSYZ7YG4W3S5F2G91 |
| 4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
| a) |
Description of the financial instrument, type of instrument |
|
| Identification code |
Ordinary Shares of US$0.50 each |
|
| ISIN: GB0004082847 |
|
|
| b) |
Nature of the transaction |
Application of notional dividend shares relating to dividends declared in August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2015 |
| c) |
Price(s) and volume(s) |
Price |
| Volume: |
|
|
|
|
£ |
|
|
|
|
N/A |
44 |
|
| d) |
Aggregated information |
|
|
|
| - Aggregated volume |
|
|
|
|
| - Price |
Price |
|
|
|
| £ |
Volume: |
|
|
|
|
|
N/A |
44 |
|
| e) |
Date of the transaction |
20 March 2017 |
|
|
| f) |
Place of the transaction |
XLON London Stock Exchange |
|
|
| 1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
| a) |
Name |
Anna Marrs |
| 2 |
Reason for the notification |
|
| a) |
Position/status |
Regional CEO ASEAN and South Asia and CEO, Commercial and Private Banking |
| b) |
Initial notification /Amendment |
Initial |
| 3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
| a) |
Name |
Standard Chartered PLC |
| b) |
LEI |
U4LOSYZ7YG4W3S5F2G91 |
| 4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
| a) |
Description of the financial instrument, type of instrument |
|
| Identification code |
Ordinary Shares of US$0.50 each |
|
| ISIN: GB0004082847 |
|
|
| b) |
Nature of the transaction |
i) Application of notional dividend shares relating to dividends declared in August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2015 |
| ii) Exercise of share awards granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above |
|
|
|
|
iii) Sale of shares in relation to the transaction described in ii) above |
|
|
| c) |
Price(s) and volume(s) |
|
Price |
|
| £ |
Volume: |
|
|
|
|
|
i) |
N/A |
114 |
|
|
ii) |
7.271507 |
11,086 |
|
|
iii) |
7.271507 |
11,086 |
|
|
|
|
|
| d) |
Aggregated information |
|
|
|
| - Aggregated volume |
|
|
|
|
| - Price |
|
Price |
|
|
| £ |
Volume: |
|
|
|
|
|
i) |
N/A |
114 |
|
|
ii) |
7.271507 |
11,086 |
|
|
iii) |
7.271507 |
11,086 |
|
|
|
|
|
| e) |
Date of the transaction |
20 March 2017 |
|
|
| f) |
Place of the transaction |
XLON London Stock Exchange |
|
|
| 1 |
Details of the person discharging managerial responsibilities / person closely associated |
|
| a) |
Name |
Pamela Walkden |
| 2 |
Reason for the notification |
|
| a) |
Position/status |
Group Head, HR |
| b) |
Initial notification /Amendment |
Initial |
| 3 |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
|
| a) |
Name |
Standard Chartered PLC |
| b) |
LEI |
U4LOSYZ7YG4W3S5F2G91 |
| 4 |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|
| a) |
Description of the financial instrument, type of instrument |
|
| Identification code |
Ordinary Shares of US$0.50 each |
|
| ISIN: GB0004082847 |
|
|
| b) |
Nature of the transaction |
i) Application of notional dividend shares relating to dividends declared in August 2015 to deferred shares granted under the 2011 Standard Chartered Share Plan in March 2015 |
| ii) Exercise of share awards granted in March 2015 under the 2011 Standard Chartered Share Plan, including notional dividends under the transaction described above |
|
|
2
|
|
iii) Sale of shares in relation to the transaction described in ii) above |
|
|
| c) |
Price(s) and volume(s) |
|
Price |
|
| £ |
Volume: |
|
|
|
|
|
i) |
N/A |
35 |
|
|
ii) |
7.271507 |
3,392 |
|
|
iii) |
7.271507 |
3,392 |
| d) |
Aggregated information |
|
|
|
| - Aggregated volume |
|
|
|
|
| - Price |
|
Price |
|
|
| £ |
Volume: |
|
|
|
|
|
i) |
N/A |
35 |
|
|
ii) |
7.271507 |
3,392 |
|
|
iii) |
7.271507 |
3,392 |
| e) |
Date of the transaction |
20 March 2017 |
|
|
| f) |
Place of the transaction |
XLON London Stock Exchange |
|
|
As at the date of this announcement, the Board of Directors of Standard Chartered PLC comprises:
Chairman:
José María Viñals Iñiguez
Executive Directors:
William Thomas Winters and Andrew Nigel Halford
Independent Non-Executive Directors:
Om Prakash Bhatt; Dr Kurt Michael Campbell; Dr Louis Chi-Yan Cheung; David Philbrick Conner; Dr Byron Elmer Grote; Dr Han Seung-soo, KBE; Christine Mary Hodgson; Gay Huey Evans, OBE; Naguib Kheraj (Deputy Chairman and Senior Independent Director) and Jasmine Mary Whitbread