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STANDARD BIOTOOLS INC. — Director's Dealing 2023
Feb 24, 2023
32853_dirs_2023-02-23_f588f754-9bc4-4386-988f-a34b1b2e9316.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STANDARD BIOTOOLS INC. (LAB)
CIK: 0001162194
Period of Report: 2023-02-21
Reporting Person: JOG VIKRAM (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-21 | Common Stock | M | 50000 | — | Acquired | 221904 | Direct |
| 2023-02-21 | Common Stock | M | 16666 | — | Acquired | 238570 | Direct |
| 2023-02-21 | Common Stock | M | 2238 | — | Acquired | 240808 | Direct |
| 2023-02-21 | Common Stock | M | 2391 | — | Acquired | 243199 | Direct |
| 2023-02-21 | Common Stock | M | 3130 | — | Acquired | 246329 | Direct |
| 2023-02-21 | Common Stock | F | 28707 | $2.03 | Disposed | 217622 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-21 | Restricted Stock Units | $ | M | 50000 | Disposed | Common Stock (50000.0) | Direct | |
| 2023-02-21 | Restricted Stock Units | $ | M | 16666 | Disposed | Common Stock (16666.0) | Direct | |
| 2023-02-21 | Restricted Stock Units | $ | M | 2238 | Disposed | Common Stock (2238.0) | Direct | |
| 2023-02-21 | Restricted Stock Units | $ | M | 2391 | Disposed | Common Stock (2391.0) | Direct | |
| 2023-02-21 | Restricted Stock Units | $ | A | 3130 | Disposed | Common Stock (3130.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 52061 | Indirect |
Footnotes
F1: Shares held indirectly by the Vikram and Pratima Family Trust U/A dated June 23, 2009.
F2: Each Restricted Stock Unit represents the contingent right to receive one share of LAB common stock.
F3: The Restricted Stock Units vest in full on February 20, 2023 or the date the Reporting Person's employment with the Company is terminated involuntarily without "cause."
F4: On December 20, 2022, the Reporting Person was granted 200,000 Restricted Stock Units vesting in quarterly installments over the course of three years commencing February 20, 2023.
F5: On February 19, 2019, the Reporting Person was granted 35,787 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.
F6: On March 10, 2020, the Reporting Person was granted 38,250 Restricted Stock Units vesting as to 1/4th of the underlying shares on February 20, 2021, and as to 1/16th of the total number of shares each quarter thereafter.
F7: On April 20, 2021, the Reporting Person was granted 50,089 Restricted Stock Units vesting as to 1/4 of the total number of shares on May 20, 2022, and as to 1/16th of the total number of shares each quarter thereafter.