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Stagwell Inc — Director's Dealing 2013
Nov 7, 2013
31947_dirs_2013-11-07_fd41b3d3-a98f-459d-953d-2df3a8a07e72.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MDC PARTNERS INC (MDCA)
CIK: 0000876883
Period of Report: 2013-11-05
Reporting Person: Kauffman Scott L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-05 | Class A Shares | M | 10000 | $3.72 | Acquired | 52304 | Direct |
| 2013-11-05 | Class A Shares | D | 10000 | $31.28 | Disposed | 42304 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-05 | SARs | $3.72 | M | 10000 | Disposed | 2014-03-09 | Class A Shares (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Shares | 42304 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $8.95 | 2016-04-28 | Class A Shares (25000) | 25000 | Direct |
Footnotes
F1: Includes shares of unvested Restricted Stock (Class A Shares) of the Issuer.
F2: Stock Options (previously granted on April 28, 2006) vest over five (5) years from the grant date: 20% (5,000 options) on the first anniversary of the grant date, an additional 20% on each of the next four (4) succeeding anniversaries of the grant date, and expire on the tenth anniversary of the grant date.
F3: The Stock Appreciation Rights ("SARs") granted on March 10, 2009, all of which are vested as of January 20, 2012, expire five (5) years from the Grant Date. These SARs were all exercised on November 5, 2013.