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STAAR SURGICAL CO — Director's Dealing 2021
Mar 3, 2021
31996_dirs_2021-03-03_00dbb0fc-fad6-4a89-8427-a448c159c6ba.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2021-03-01
Reporting Person: Mason Caren L (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-01 | Common Stock | M | 45000 | $7.76 | Acquired | 89013 | Direct |
| 2021-03-01 | Common Stock | S | 45000 | $104.76 | Disposed | 44013 | Direct |
| 2021-03-02 | Common Stock | M | 45000 | $7.76 | Acquired | 89013 | Direct |
| 2021-03-02 | Common Stock | S | 45000 | $103.53 | Disposed | 44013 | Direct |
| 2021-03-03 | Common Stock | M | 45000 | $7.76 | Acquired | 89013 | Direct |
| 2021-03-03 | Common Stock | S | 45000 | $98.32 | Disposed | 44013 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-01 | Common Stock Options | $7.76 | M | 45000 | Disposed | 2025-03-02 | Common Stock (45000) | Direct |
| 2021-03-02 | Common Stock Options | $7.76 | M | 45000 | Disposed | 2025-03-02 | Common Stock (45000) | Direct |
| 2021-03-03 | Common Stock Options | $7.76 | M | 45000 | Disposed | 2025-03-02 | Common Stock (45000) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.40 to $106.64.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.83 to $106.91.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.09 to $103.20.
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