STAAR SURGICAL CO — Director's Dealing 2021

Mar 15, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2021-03-11

Reporting Person: Barnes Scott D (Chief Medical Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-11	Common Stock	M	2665	$15.25	Acquired	23055	Direct
2021-03-11	Common Stock	D	2665	$92.00	Disposed	20390	Direct
2021-03-12	Common Stock	M	2936	$0.00	Acquired	23326	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-11	Common Stock Options	$15.25	M	2665	Disposed	2027-11-12	Common Stock (2665)	Direct
2021-03-12	Common Stock Options	$90.38	M	6207	Acquired	2031-03-11	Common Stock (6207)	Direct

Footnotes

F1: Award of 2936 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/12/22, 1/3 of the RSUs on 3/12/23, and the remaining 1/3 of the RSUs on 3/12/24.

F2: The options granted become exercisable as follows: 1/3 on 3/12/2022 and the remaining 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis. In the event the options do not evenly divide into 24 months, the remaining balance of options granted shall become exercisable on 3/12/2024.