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STAAR SURGICAL CO — Director's Dealing 2021
May 12, 2021
31996_dirs_2021-05-12_e5199990-f1d0-485a-93bf-eaabcb27ef8f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2021-05-10
Reporting Person: Mason Caren L (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-10 | Common Stock | M | 53500 | $7.76 | Acquired | 116876 | Direct |
| 2021-05-10 | Common Stock | S | 53500 | $119.88 | Disposed | 63376 | Direct |
| 2021-05-11 | Common Stock | M | 53500 | $7.76 | Acquired | 116876 | Direct |
| 2021-05-11 | Common Stock | S | 53500 | $110.70 | Disposed | 63376 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-10 | Common Stock Options | $7.76 | M | 53500 | Disposed | 2025-03-02 | Common Stock (53500) | Direct |
| 2021-05-11 | Common Stock Options | $7.76 | M | 53500 | Disposed | 2025-03-02 | Common Stock (53500) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.27 to $135.64.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.29 to $113.55.
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