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STAAR SURGICAL CO Director's Dealing 2021

May 25, 2021

31996_dirs_2021-05-25_42c26212-406e-4f3b-8bfe-524d709369ca.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2021-05-21

Reporting Person: Blickensdoerfer Hans-Martin (Sr. VP, Comm. Ops, China)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-21 Common Stock M 944 $15.54 Acquired 109325 Direct
2021-05-21 Common Stock M 4201 $7.35 Acquired 113526 Direct
2021-05-21 Common Stock S 5145 $128.00 Disposed 108381 Direct
2021-05-24 Common Stock M 25799 $7.35 Acquired 134180 Direct
2021-05-24 Common Stock M 40000 $7.52 Acquired 174180 Direct
2021-05-24 Common Stock M 22500 $9.30 Acquired 196680 Direct
2021-05-24 Common Stock M 6556 $16.15 Acquired 203236 Direct
2021-05-24 Common Stock S 94855 $130.42 Disposed 108381 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-21 Common Stock Options $15.54 M 944 Disposed 2024-03-06 Common Stock (944) Direct
2021-05-21 Common Stock Options $7.35 M 4201 Disposed 2025-04-06 Common Stock (4201) Direct
2021-05-24 Common Stock Options $7.35 M 25799 Disposed 2025-04-06 Common Stock (25799) Direct
2021-05-24 Common Stock Options $7.52 M 40000 Disposed 2028-03-17 Common Stock (40000) Direct
2021-05-24 Common Stock Options $9.30 M 22500 Disposed 2027-03-20 Common Stock (22500) Direct
2021-05-24 Common Stock Options $16.15 M 6556 Disposed 2028-03-14 Common Stock (6556) Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.00 to $128.01, inclusive.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $131.59, inclusive.