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STAAR SURGICAL CO — Director's Dealing 2021
May 25, 2021
31996_dirs_2021-05-25_42c26212-406e-4f3b-8bfe-524d709369ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2021-05-21
Reporting Person: Blickensdoerfer Hans-Martin (Sr. VP, Comm. Ops, China)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-21 | Common Stock | M | 944 | $15.54 | Acquired | 109325 | Direct |
| 2021-05-21 | Common Stock | M | 4201 | $7.35 | Acquired | 113526 | Direct |
| 2021-05-21 | Common Stock | S | 5145 | $128.00 | Disposed | 108381 | Direct |
| 2021-05-24 | Common Stock | M | 25799 | $7.35 | Acquired | 134180 | Direct |
| 2021-05-24 | Common Stock | M | 40000 | $7.52 | Acquired | 174180 | Direct |
| 2021-05-24 | Common Stock | M | 22500 | $9.30 | Acquired | 196680 | Direct |
| 2021-05-24 | Common Stock | M | 6556 | $16.15 | Acquired | 203236 | Direct |
| 2021-05-24 | Common Stock | S | 94855 | $130.42 | Disposed | 108381 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-21 | Common Stock Options | $15.54 | M | 944 | Disposed | 2024-03-06 | Common Stock (944) | Direct |
| 2021-05-21 | Common Stock Options | $7.35 | M | 4201 | Disposed | 2025-04-06 | Common Stock (4201) | Direct |
| 2021-05-24 | Common Stock Options | $7.35 | M | 25799 | Disposed | 2025-04-06 | Common Stock (25799) | Direct |
| 2021-05-24 | Common Stock Options | $7.52 | M | 40000 | Disposed | 2028-03-17 | Common Stock (40000) | Direct |
| 2021-05-24 | Common Stock Options | $9.30 | M | 22500 | Disposed | 2027-03-20 | Common Stock (22500) | Direct |
| 2021-05-24 | Common Stock Options | $16.15 | M | 6556 | Disposed | 2028-03-14 | Common Stock (6556) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.00 to $128.01, inclusive.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $131.59, inclusive.
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