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STAAR SURGICAL CO — Director's Dealing 2021
May 25, 2021
31996_dirs_2021-05-25_8a53dca7-bf64-4fc7-b978-92a4a769794f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2021-05-21
Reporting Person: Francese James E (Sr. VP, Comm. Ops., NA, APAC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-21 | Common Stock | M | 15261 | $9.30 | Acquired | 67891 | Direct |
| 2021-05-21 | Common Stock | S | 15261 | $126.83 | Disposed | 52630 | Direct |
| 2021-05-24 | Common Stock | M | 14500 | $16.15 | Acquired | 67130 | Direct |
| 2021-05-24 | Common Stock | S | 14500 | $130.42 | Disposed | 52630 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-21 | Common Stock Options | $9.30 | M | 15261 | Disposed | 2027-03-20 | Common Stock (15261) | Direct |
| 2021-05-24 | Common Stock Options | $16.15 | M | 14500 | Disposed | 2028-03-14 | Common Stock (14500) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.51 to $127.44, inclusive.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.58 to $131.22, inclusive.
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