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STAAR SURGICAL CO — Director's Dealing 2021
Aug 12, 2021
31996_dirs_2021-08-12_ff36376a-6cce-4c68-aab7-f606ef7a65cf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2021-08-10
Reporting Person: SILVERMAN LOU (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-10 | Common Stock | M | 10000 | $9.31 | Acquired | 12924 | Direct |
| 2021-08-10 | Common Stock | S | 10000 | $145.57 | Disposed | 2924 | Direct |
| 2021-08-10 | Common Stock | M | 10000 | $8.35 | Acquired | 12924 | Direct |
| 2021-08-10 | Common Stock | S | 10000 | $145.56 | Disposed | 2924 | Direct |
| 2021-08-10 | Common Stock | M | 9921 | $9.60 | Acquired | 12845 | Direct |
| 2021-08-10 | Common Stock | S | 9921 | $145.54 | Disposed | 2924 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-10 | Common Stock Options | $9.31 | M | 10000 | Disposed | 2025-07-07 | Common Stock (10000) | Direct |
| 2021-08-10 | Common Stock Options | $8.35 | M | 10000 | Disposed | 2026-08-07 | Common Stock (10000) | Direct |
| 2021-08-10 | Common Stock Options | $9.60 | M | 9921 | Disposed | 2027-06-12 | Common Stock (9921) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1500 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.96 to $153.68, inclusive.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.98 to $153.68, inclusive.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.00 to $153.68, inclusive.
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