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STAAR SURGICAL CO — Director's Dealing 2021
Aug 19, 2021
31996_dirs_2021-08-18_12ed53ec-971e-43ff-a7b2-de3544dbee9c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2021-08-18
Reporting Person: Francese James E (Sr. VP, Comm. Ops., NA, APAC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-18 | Common Stock | M | 5000 | $7.52 | Acquired | 57630 | Direct |
| 2021-08-18 | Common Stock | M | 3664 | $16.15 | Acquired | 61294 | Direct |
| 2021-08-18 | Common Stock | M | 6336 | $29.80 | Acquired | 67630 | Direct |
| 2021-08-18 | Common Stock | S | 15000 | $146.91 | Disposed | 52630 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-18 | Common Stock Options | $7.52 | M | 5000 | Disposed | 2026-03-17 | Common Stock (5000) | Direct |
| 2021-08-18 | Common Stock Options | $16.15 | M | 3664 | Disposed | 2028-03-14 | Common Stock (3664) | Direct |
| 2021-08-18 | Common Stock Options | $29.80 | M | 6336 | Disposed | 2028-06-13 | Common Stock (6336) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.31 to $148.37, inclusive.
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