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STAAR SURGICAL CO — Director's Dealing 2021
Nov 19, 2021
31996_dirs_2021-11-18_268e33c8-5aee-4af9-b7e2-40532a6ad5ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2021-11-16
Reporting Person: Mason Caren L (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-16 | Common Stock | M | 35000 | $7.76 | Acquired | 98376 | Direct |
| 2021-11-16 | Common Stock | S | 35000 | $114.20 | Disposed | 63376 | Direct |
| 2021-11-17 | Common Stock | M | 35000 | $7.76 | Acquired | 98376 | Direct |
| 2021-11-17 | Common Stock | S | 35000 | $113.83 | Disposed | 63376 | Direct |
| 2021-11-18 | Common Stock | M | 35000 | $7.76 | Acquired | 98376 | Direct |
| 2021-11-18 | Common Stock | S | 35000 | $113.83 | Disposed | 63376 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-16 | Common Stock Options | $7.76 | M | 35000 | Disposed | 2025-03-02 | Common Stock (35000) | Direct |
| 2021-11-17 | Common Stock Options | $7.76 | M | 35000 | Disposed | 2025-03-02 | Common Stock (35000) | Direct |
| 2021-11-18 | Common Stock Options | $7.76 | M | 35000 | Disposed | 2025-03-02 | Common Stock (35000) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.32 to $115.62.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.72 to $115.93.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.06 to $114.06.
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