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STAAR SURGICAL CO — Director's Dealing 2012
Apr 10, 2012
31996_dirs_2012-04-10_9fdc0593-76ea-4eda-9c65-1f764dc1871d.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2012-04-05
Reporting Person: Gesten Samuel J (VP, General Counsel)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 27500 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock Options | $11.02 | 2022-04-01 | Common Stock (50000) | Direct |
Footnotes
F1: Consists of (i) 20,000 restricted shares of common stock, subject to forfeiture rights, which lapse as to 1/3 of the shares each year on the anniversary of grant date, and (ii) 7,500 Performance Accelerated Restricted Shares of Common Stock (PARS), subject to forfeiture rights, which lapse as to all the PARS on 4/2/15, but subject to accelerated lapse of the forfeiture rights as to 1/3 of the shares each year pursuant to achievement of certain performance criteria.
F2: 16,666 options will vest 4/2/13, 16,667 options will vest on 4/2/14, and the remaining 16,667 shares will vest on 4/2/15.