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ST BARBARA LIMITED Major Shareholding Notification 2020

Mar 4, 2020

65749_rns_2020-03-04_18a81f49-0c2c-4350-9bfc-94ac2544533e.pdf

Major Shareholding Notification

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Form 603

Corporations Act 2001 Section 671B

Notice of initial substantial holder

To Company Name/Scheme St Barbara Limited

ACN/ARSN

009 165 066

1. Details of substantial holder (1)

Name JPMorgan Chase & Co. and its affiliates

ACN (if applicable) $\underline{\mathsf{NA}}$

The holder became a substantial holder on 3 March 2020

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Persons' votes (5) ------------
Voting power (6)
)rdinan 41,700,846
.
.		 .700.846 .96%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest (7) Class and
number of
securities
J.P. MORGAN SECURITIES LLC Rehypothecation of client securities
under a Prime Brokerage Agreement		 9,399
(Ordinary)
J.P. MORGAN SECURITIES LLC Holder of securities subject to an
obligation to return under a securities
lending agreement		 37,000,000
(Ordinary)
J.P. MORGAN SECURITIES PLC Holder of securities subject to an
obligation to return under a securities
lending agreement		 1,096,666
(Ordinary)
J.P. MORGAN SECURITIES PLC Purchase and sales of securities in its
capacity as Principal/Proprietary		 414,516
(Ordinary)
J.P. MORGAN SECURITIES AUSTRALIA LIMITED Purchase and sales of securities in its
capacity as Principal/Proprietary		 3,131,161
(Ordinary)
JPMORGAN CHASE BANK, N.A. Purchase and sales of securities in its
capacity as Principal/Proprietary		 20
(Ordinary)
JPMORGAN ASSET MANAGEMENT (ASIA PACIFIC) LIMITED In its capacity as investment manager
or in various other related capacities		 49,084
(Ordinary)

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest Registered
holder of
securities		 Person entitled
to be registered
as holder (8)		 Class and
number of
securities
J.P. MORGAN SECURITIES PLC DCC Melbourne DCC Melbourne 1,096,666
(Ordinary)
J.P. MORGAN SECURITIES PLC DCC Melbourne J.P. MORGAN SECURITIES
PLC		 414,516
(Ordinary)
J.P. MORGAN SECURITIES
AUSTRALIA LIMITED		 Ecapital Nominees Pty Ltd J.P. MORGAN SECURITIES
AUSTRALIA LIMITED		 3.131.161
(Ordinary)
JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK, N.A. JPMORGAN CHASE BANK,
N.A.		 20
(Ordinary)
J.P. MORGAN SECURITIES LLC Citi Australia Citi Australia 37,000,000
(Ordinary)
J.P. MORGAN SECURITIES LLC Citi Australia VARIOUS CLIENTS AND
CUSTODIANS		 9.399
(Ordinary)
JPMORGAN ASSET
MANAGEMENT (ASIA PACIFIC)
LIMITED		 HSBC Intl Trustee Ltd - HK VARIOUS CLIENTS AND
CUSTODIANS		 49.084
(Ordinary)

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest Date of acquisition Consideration (9) Class and number of
securities
Cash Non-cash
See Appendix

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN (if applicable) Nature of association
J.P. MORGAN SECURITIES PLC Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN SECURITIES LLC Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN SECURITIES AUSTRALIA LIMITED Subsidiary of JPMorgan Chase & Co.
JPMORGAN CHASE BANK, N.A. Subsidiary of JPMorgan Chase & Co.
JPMORGAN ASSET MANAGEMENT (ASIA PACIFIC) LIMITED Subsidiary of JPMorgan Chase & Co.

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
JPMORGAN CHASE & CO. 383 Madison Avenue, New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES PLC 25 Bank Street, Canary Wharf, London, E14 5JP, England
J.P. MORGAN SECURITIES LLC 383 Madison Ave, New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES AUSTRALIA LIMITED LEVEL 18, 83-85 CASTLEREAGH STREET, SYDNEY, NS, NSW 2000,
Australia
JPMORGAN CHASE BANK, N.A. 1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States
JPMORGAN ASSET MANAGEMENT (ASIA PACIFIC)
LIMITED		 21st Floor, Chater House, 8 Connaught Road Central, Hong Kong.,
Hong Kong, Hong Kong
mine tikes ungari kecimitanin pyertagen indalak peranditik.
Signature
Print name Frederick Lee Capacity Compliance Officer
Sign here Out et Date 5 March 2020

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eq. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
  • (2) See the definition of "associate" in section 9 of the Corporations Act 2001.
  • (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001,
  • The voting shares of a company constitute one class unless divided into separate classes. $(4)$
  • (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
  • The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(6)$
  • (7) Include details of:
  • any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection $(a)$ 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".
  • (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
TRADES FOR RELEVANT PERIOD Appendix
Transaction Date
Balance at start of relevant period		 Entity Product Type Type of Transaction Quantity
5,745,953		 Price (AUD) Consideration
4-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,115 2.84 \$
3,161.03
4-Nov-19
4-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 138
7,955		 2.84
2.84		 \$
391.23
\$
22,587.75
4-Nov-19
4-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 3,043
4,393		 2.84
2.85		 \$
8,648.89
\$
12,499.95
4-Nov-19
4-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 5,015
6,171		 2.86
2.85		 \$
14,342.90
\$
17,579.64
4-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 156 2.86 \$
446.16
4-Nov-19
4-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (357)
(2,742)		 2.85
2.86		 \$
1,018.52
\$
7,842.12
4-Nov-19
4-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1,020)
(20,593)		 2.86
2.84		 \$
2,917.20
\$
58,573.02
4-Nov-19
4-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Borrow - Return		 (156)
(156,428)		 2.86
-		 \$
446.16
\$
-
4-Nov-19
4-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Borrow - Return
Borrow - Return		 (70,000)
(60,000)		 -
-		 \$
-
\$
-
4-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow - Return (266,214) - \$
-
5-Nov-19
5-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 485
789		 2.79
2.78		 \$
1,351.71
\$
2,196.57
5-Nov-19
5-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 256
4,944		 2.77
2.78		 \$
709.12
\$
13,719.60
5-Nov-19
5-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 13,832
2,717		 2.79
2.77		 \$
38,563.69
\$
7,520.67
5-Nov-19
5-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 6,605
12,952		 2.78
2.78		 \$
18,361.90
\$
36,006.56
5-Nov-19
5-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (5,000)
(24,907)		 2.77
2.77		 \$
13,855.00
\$
69,014.21
5-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (459) 2.78
2.78		 \$
1,276.02
5-Nov-19
5-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (127)
(12,952)		 2.78 \$
353.06
\$
36,006.56
6-Nov-19
6-Nov-19		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Buy
Buy		 7,677
2,407		 2.73
2.72		 \$
20,930.80
\$
6,558.36
6-Nov-19
6-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 2,000
2,481		 2.73
2.72		 \$
5,450.00
\$
6,736.27
6-Nov-19
6-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 1,326
57,295		 2.74
2.74		 \$
3,633.24
\$
156,988.30
6-Nov-19
6-Nov-19		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Buy
Buy		 1,428
448		 2.74
2.74		 \$
3,912.72
\$
1,227.52
6-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (318) 2.72 \$
864.96
6-Nov-19
6-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1,127)
(1,909)		 2.72
2.73		 \$
3,069.64
\$
5,206.80
6-Nov-19
6-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (13,413)
(3,807)		 2.72
2.73		 \$
36,483.02
\$
10,392.31
6-Nov-19
6-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (71,000)
(432)		 2.72
2.74		 \$
192,857.66
\$
1,183.68
6-Nov-19
6-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (35,393)
(3,127)		 2.72
2.73		 \$
96,349.02
\$
8,535.94
6-Nov-19
6-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1,912)
(7,912)		 2.74
2.74		 \$
5,238.88
\$
21,678.88
6-Nov-19
6-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (406)
(65,115)		 2.74
2.74		 \$
1,112.44
\$
178,415.10
7-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,336 2.75
2.74		 \$
3,669.56
7-Nov-19
7-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 3,940
15,388		 2.72 \$
10,806.04
\$
41,855.36
7-Nov-19
7-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 1,912
3,000		 2.72
2.76		 \$
5,200.64
\$
8,280.00
7-Nov-19
7-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 34,100
2,368		 2.74
2.72		 \$
93,399.80
\$
6,442.40
7-Nov-19
7-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (381)
(50)		 2.77
2.75		 \$
1,054.10
\$
137.25
7-Nov-19
7-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (16,850)
(2,270)		 2.76
2.72		 \$
46,483.67
\$
6,174.40
7-Nov-19
8-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Borrow
Buy		 63,757
2,300		 -
2.62		 \$
-
\$
6,025.45
8-Nov-19
8-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 1,912
7,450		 2.59
2.61		 \$
4,952.08
\$
19,473.50
8-Nov-19
8-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 2,500
14,641		 2.62
2.60		 \$
6,557.50
\$
38,015.09
8-Nov-19
8-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Sell
Sell		 (423)
(15,338)		 2.60
2.59		 \$
1,097.69
\$
39,725.42
8-Nov-19
8-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (50,000)
(23,356)		 2.65
2.60		 \$
132,250.00
\$
60,702.99
8-Nov-19
11-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Borrow
Buy		 60,000
255		 -
2.53		 \$
-
\$
645.78
11-Nov-19
11-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 1,734
196		 2.55
2.53		 \$
4,417.91
\$
494.90
11-Nov-19
11-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 758
34,535		 2.53
2.55		 \$
1,913.95
\$
88,211.96
11-Nov-19
11-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 6,225
102,200		 2.53
2.53		 \$
15,764.78
\$
258,740.86
11-Nov-19
11-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 4,343
12,621		 2.52
2.52		 \$
10,944.36
\$
31,804.92
11-Nov-19
11-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 26,657
4,780		 2.53
2.52		 \$
67,554.78
\$
12,045.60
11-Nov-19
11-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Sell		 15,427
(7,801)		 2.53
2.52		 \$
39,018.89
\$
19,690.18
11-Nov-19
11-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1,549)
(55,932)		 2.52
2.52		 \$
3,903.48
\$
140,948.64
11-Nov-19
11-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1,424)
(2,002)		 2.52
2.52		 \$
3,588.48
\$
5,045.04
11-Nov-19
11-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (3,251)
(19,679)		 2.54
2.54		 \$
8,272.95
\$
49,976.79
12-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,506 2.55 \$
6,378.70
12-Nov-19
12-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 3,593
195		 2.51
2.57		 \$
9,028.43
\$
501.15
12-Nov-19
12-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Sell		 3,713
(2,015)		 2.56
2.55		 \$
9,496.80
\$
5,129.20
12-Nov-19
12-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (214)
(8,558)		 2.57
2.55		 \$
549.98
\$
21,801.70
12-Nov-19
12-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (5,511)
(798)		 2.57
2.57		 \$
14,163.27
\$
2,050.86
12-Nov-19
12-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (956)
(1,924)		 2.57
2.57		 \$
2,456.92
\$
4,944.68
12-Nov-19
13-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Sell
Buy		 (33,742)
14,708		 2.57
2.56		 \$
86,716.94
\$
37,724.78
13-Nov-19
13-Nov-19		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Buy
Buy		 8
1,581		 2.54
2.57		 \$
20.32
\$
4,056.27
13-Nov-19
13-Nov-19		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Buy
Buy		 231
2,840		 2.54
2.53		 \$
586.74
\$
7,185.20
13-Nov-19
13-Nov-19		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 304
2,000		 2.53
2.59		 \$
769.12
\$
5,170.00
13-Nov-19
13-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 2,100
6,408		 2.54
2.56		 \$
5,334.00
\$
16,420.55
13-Nov-19
13-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 2,996
1,665		 2.56
2.53		 \$
7,663.74
\$
4,212.45
13-Nov-19
13-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 888
5,112		 2.53
2.57		 \$
2,246.64
\$
13,129.32
13-Nov-19
13-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Sell		 6,964
(827)		 2.55
2.58		 \$
17,755.77
\$
2,133.66
13-Nov-19
13-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (23,266)
(33)		 2.56
2.54		 \$
59,663.91
\$
83.66
TRADES FOR RELEVANT PERIOD Appendix
13-Nov-19
13-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (3,438)
(5,983)		 2.55
\$
2.55
\$		 8,768.89
15,273.07
13-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,331) 2.53
\$		 21,077.43
13-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (83) 2.53
\$
2.58		 209.99
13-Nov-19
13-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (2,929)
(6,461)		 \$
2.55
\$		 7,556.82
16,487.89
13-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,986) 2.53
\$		 10,084.58
13-Nov-19
13-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Borrow - Return
Borrow - Return		 (63,757)
(60,000)		 -
\$
-
\$		 -
-
13-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow - Return (75,000) -
\$		 -
13-Nov-19
13-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Borrow - Return
Borrow - Return		 (50,532)
(8,694)		 -
\$
-
\$		 -
-
14-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 988 2.55
\$		 2,514.46
14-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 97 2.54
\$		 246.75
14-Nov-19
14-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 2,183
7,818		 2.54
\$
2.54
\$		 5,553.19
19,818.63
14-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 103 2.56
\$		 263.68
14-Nov-19
14-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Sell		 11,075
(1,001)		 2.56
\$
2.54
\$		 28,352.00
2,537.54
14-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (242) 2.56
\$		 619.52
14-Nov-19
14-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (7,943)
(4,786)		 2.56
\$
2.56
\$		 20,334.08
12,252.16
14-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,763) 2.55
\$		 7,046.11
14-Nov-19
14-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (953)
(17,057)		 2.54
\$
2.56
\$		 2,422.49
43,665.92
14-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 39,683 -
\$		 -
15-Nov-19
15-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 1,908
8,672		 2.61
\$
2.61
\$		 4,979.88
22,629.53
15-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,361 2.61
\$		 6,150.41
15-Nov-19
15-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 16,605
9,250		 2.60
\$
2.60
\$		 43,173.00
24,033.64
15-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,427 2.61
\$		 14,183.74
15-Nov-19
15-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 1,324
19,000		 2.60
\$
2.60
\$		 3,442.40
49,463.69
15-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (22,920) 2.60
\$		 59,592.00
15-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,771) 2.61
\$
2.61		 4,625.66
15-Nov-19
15-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (75,000)
(1,324)		 \$
2.60
\$		 195,504.38
3,442.40
15-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,299) 2.61
\$		 8,608.39
18-Nov-19
18-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 894
956		 2.55
\$
2.54
\$		 2,275.23
2,428.24
18-Nov-19 J.P. MORGAN SECURITIES PLC Equity Buy 1,324 2.54
\$		 3,362.96
18-Nov-19
18-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 1,000
1,430		 2.59
\$
2.54
\$		 2,585.00
3,632.20
18-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,520 2.54
\$		 3,866.88
18-Nov-19
18-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Sell		 272
(22)		 2.54
\$
2.56
\$		 690.88
56.21
18-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,085) 2.56
\$		 10,439.12
18-Nov-19
18-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (6,077)
(1,118)		 2.54
\$
2.54
\$		 15,435.58
2,839.72
18-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,430) 2.54
\$		 3,632.20
18-Nov-19
18-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Borrow		 (272)
10,000		 2.54
\$
-
\$		 690.88
-
19-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 701 2.54
\$		 1,777.04
19-Nov-19
19-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 4,622
1,000		 2.52
\$
2.54
\$		 11,664.35
2,540.00
19-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,423 2.52
\$		 3,585.96
19-Nov-19
19-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 1,100
5,534		 2.52
\$
2.53
\$		 2,772.00
13,973.35
19-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 956 2.53
\$		 2,418.68
19-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,534 2.53
\$
2.53		 29,181.02
19-Nov-19
19-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Sell		 67,846
(1,129)		 \$
2.53
\$		 171,650.38
2,850.73
19-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,593) 2.51
\$		 3,999.05
19-Nov-19
19-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (2,986)
(1,930)		 2.54
\$
2.53
\$		 7,569.75
4,882.90
19-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (986) 2.53
\$		 2,494.58
19-Nov-19
19-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (4,014)
(7,955)		 2.53
\$
2.53
\$		 10,136.70
20,157.78
19-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (19,026) 2.53
\$		 48,135.78
20-Nov-19
20-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 558
588		 2.54
\$
2.54
\$		 1,417.32
1,493.52
20-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 500 2.54
\$		 1,267.50
20-Nov-19
20-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 1,274
7,164		 2.55
\$
2.54
\$		 3,248.70
18,196.56
20-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (495) 2.55
\$		 1,260.22
20-Nov-19
20-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (52,110)
(75)		 2.54
\$
2.54
\$		 132,499.84
190.13
20-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,184) 2.54
\$		 8,082.90
20-Nov-19
20-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Sell
Sell		 (31,075)
(663)		 2.54
\$
2.54
\$		 78,930.50
1,684.02
20-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,673) 2.55
\$		 14,465.75
20-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,000) 2.54
\$
2.54		 25,385.78
20-Nov-19
20-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Borrow		 (1,496)
159,433		 \$
-
\$		 3,799.84
-
21-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,042 2.54
\$		 20,426.68
21-Nov-19
21-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 128,224
12,833		 2.54
\$
2.54
\$		 325,688.96
32,595.82
21-Nov-19 J.P. MORGAN SECURITIES PLC Equity Buy 503 2.59
\$		 1,302.77
21-Nov-19
21-Nov-19		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Buy
Buy		 43,990
5,395		 2.58
\$
2.58
\$		 113,475.06
13,923.48
21-Nov-19 J.P. MORGAN SECURITIES PLC Equity Buy 254 2.57
\$		 652.01
21-Nov-19
21-Nov-19		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 2,098
1,911		 2.57
\$
2.55
\$		 5,382.31
4,873.05
21-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,270 2.55
\$		 3,238.50
21-Nov-19
21-Nov-19		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Buy
Buy		 727
5,986		 2.55
\$
2.55
\$		 1,853.85
15,264.30
21-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,927 2.54
\$		 15,054.58
21-Nov-19
21-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 1,690
3,000		 2.59
\$
2.58
\$		 4,368.65
7,740.00
21-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 19,120 2.55
\$		 48,781.16
21-Nov-19
21-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (8,042)
(128,224)		 2.54
\$
2.54
\$		 20,426.68
325,688.96
21-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,111) 2.58
\$		 10,603.70
21-Nov-19
21-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (3,370)
(13,464)		 2.55
\$
2.55
\$		 8,593.50
34,333.20
21-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,927) 2.54
\$		 15,054.58
21-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,000) 2.58
\$
2.58		 5,160.00
21-Nov-19
21-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (3,415)
(7,221)		 \$
2.58
\$		 8,825.26
18,658.20
22-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,082 2.55
\$		 2,753.69
22-Nov-19
22-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 16,675
12,848		 2.53
\$
2.52
\$		 42,194.79
32,376.96
22-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,866 2.52
\$		 7,222.32
22-Nov-19
22-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 1,788
500		 2.52
\$
2.54
\$		 4,505.76
1,270.00
22-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 300 2.51
\$		 751.50
22-Nov-19
22-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 571
11,710		 2.52
\$
2.52
\$		 1,438.92
29,519.68
22-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,405 2.52
\$		 26,244.08
22-Nov-19
22-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (2,992)
(2,554)		 2.53
\$
2.52
\$		 7,555.58
6,440.93
22-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow - Return (159,433) -
\$		 -
22-Nov-19 J.P. MORGAN SECURITIES PLC Equity Borrow - Return (56,120) -
\$		 -
TRADES FOR RELEVANT PERIOD Appendix
22-Nov-19 J.P. MORGAN SECURITIES PLC Equity Borrow - Return (62,010) -
\$		 -
22-Nov-19
22-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Borrow - Return
Borrow - Return		 (39,683)
(121,306)		 -
\$
-
\$		 -
-
22-Nov-19 J.P. MORGAN SECURITIES PLC Equity Borrow - Return (24,219) -
\$		 -
22-Nov-19
22-Nov-19		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Borrow - Return
Borrow - Return		 (300,000)
(67,098)		 -
\$
-
\$		 -
-
22-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow - Return (10,000) -
\$		 -
25-Nov-19
25-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 3,791
11,149		 2.48
\$
2.47
\$		 9,396.73
27,546.96
25-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,126 2.44
\$		 14,947.44
25-Nov-19
25-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 500
392		 2.50
\$
2.46
\$		 1,250.00
964.32
25-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,500 2.47
\$		 40,738.90
25-Nov-19
25-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 20,500
9,452		 2.46
\$
2.47
\$		 50,456.12
23,355.23
25-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,608 2.48
\$		 11,413.55
25-Nov-19
25-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (200)
(9,020)		 2.50
\$
2.45
\$		 499.00
22,082.02
26-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 436 2.48
\$		 1,081.92
26-Nov-19
26-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 2,043
56,688		 2.47
\$
2.44
\$		 5,039.37
138,318.72
26-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,806 2.50
\$
2.48		 27,015.00
26-Nov-19
26-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 10,000
4,084		 \$
2.49
\$		 24,820.25
10,188.01
26-Nov-19
26-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 17,418
53,000		 2.49
\$
2.49
\$		 43,403.98
131,999.73
26-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (514) 2.48
\$		 1,272.25
26-Nov-19
26-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (4,464)
(7,637)		 2.50
\$
2.50
\$		 11,141.38
19,092.50
26-Nov-19 J.P. MORGAN SECURITIES PLC Equity Sell (221) 2.50
\$		 552.50
26-Nov-19
26-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (960)
(63,598)		 2.50
\$
2.44
\$		 2,400.00
155,179.12
26-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (59,790) 2.50
\$		 149,475.00
27-Nov-19
27-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 64
3,057		 2.56
\$
2.59
\$		 163.52
7,902.59
27-Nov-19
27-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 12,217
25,000		 2.58
\$
2.53
\$		 31,489.55
63,250.00
27-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,290 2.58
\$		 23,991.42
27-Nov-19
27-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Sell		 10,211
(31,193)		 2.59
\$
2.61
\$		 26,483.75
81,413.73
27-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,908) 2.61
\$		 4,979.88
27-Nov-19
27-Nov-19		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Sell
Sell		 (169)
(1,409)		 2.61
\$
2.61
\$		 441.09
3,677.49
27-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,946) 2.59
\$
2.60		 5,036.90
27-Nov-19
27-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (200)
(953)		 \$
2.61
\$		 520.00
2,487.33
27-Nov-19
27-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (19,866)
(47,199)		 2.57
\$
2.50
\$		 51,109.48
117,997.50
28-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 821 2.60
\$		 2,134.60
28-Nov-19
28-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 543
3,424		 2.64
\$
2.65
\$		 1,435.26
9,056.48
28-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,000 2.64
\$		 36,926.37
28-Nov-19
28-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 2,733
3,851		 2.65
\$
2.62
\$		 7,242.45
10,070.37
28-Nov-19
28-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 10,000
10,862		 2.62
\$
2.64
\$		 26,213.67
28,676.14
28-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 22 2.65
\$		 58.30
28-Nov-19
28-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Sell		 82
(31,802)		 2.61
\$
2.65
\$		 214.02
84,275.30
28-Nov-19
28-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (7,550)
(6,355)		 2.61
\$
2.65
\$		 19,716.00
16,820.17
28-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (22) 2.65
\$		 58.30
28-Nov-19
29-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Buy		 (82)
1,449		 2.61
\$
2.61
\$		 214.02
3,779.64
29-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,873 2.61
\$		 15,355.99
29-Nov-19
29-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 22,088
7,480		 2.61
\$
2.62
\$		 57,612.73
19,578.53
29-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,792 2.61
\$		 9,878.16
29-Nov-19
29-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 2,000
4		 2.60
\$
2.62
\$		 5,192.42
10.48
29-Nov-19
29-Nov-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Sell		 33,402
(1,371)		 2.61
\$
2.62
\$		 87,342.12
3,592.02
29-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,608) 2.62
\$		 4,212.96
29-Nov-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (52,590) 2.62
\$
2.62		 137,785.80
29-Nov-19
2-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Buy		 (4,000)
1,881		 \$
2.60
\$		 10,480.00
4,881.20
2-Dec-19
2-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 1,929
5,576		 2.59
\$
2.60
\$		 4,990.19
14,497.60
2-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,000 2.59
\$		 20,734.34
2-Dec-19
2-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 4,940
13,550		 2.61
\$
2.60
\$		 12,868.70
35,168.12
2-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,411 2.60
\$		 27,064.72
2-Dec-19
2-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Sell		 1,215
(1,338)		 2.61
\$
2.61
\$		 3,171.15
3,492.18
2-Dec-19
2-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (128)
(653)		 2.61
\$
2.60
\$		 334.08
1,697.80
2-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,817) 2.60
\$		 9,924.20
2-Dec-19
2-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (5,700)
(19,060)		 2.60
\$
2.60
\$		 14,832.00
49,488.41
2-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,020) 2.58
\$		 64,552.00
2-Dec-19
2-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (8,000)
(1,215)		 2.59
\$
2.61
\$		 20,748.51
3,171.15
2-Dec-19
3-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Sell
Buy		 (1,277)
989		 2.61
\$
2.58
\$		 3,332.97
2,546.68
3-Dec-19 J.P. MORGAN SECURITIES PLC Equity Buy 16,105 2.57
\$		 41,364.42
3-Dec-19
3-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 942
1,100		 2.57
\$
2.57
\$		 2,420.94
2,827.00
3-Dec-19 J.P. MORGAN SECURITIES PLC Equity Buy 2,246 2.57
\$		 5,772.22
3-Dec-19
3-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Sell		 317
(5,495)		 2.60
\$
2.57
\$		 824.20
14,116.23
3-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,915) 2.57
\$		 10,061.35
3-Dec-19
3-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (60,435)
(500)		 2.57
\$
2.57
\$		 155,256.91
1,282.50
3-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,547) 2.57
\$
2.57		 62,965.95
3-Dec-19
3-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (33)
(36,151)		 \$
2.57
\$		 84.81
92,908.07
3-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (39,861) 2.57
\$		 102,442.77
3-Dec-19
3-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (7,522)
(2,544)		 2.57
\$
2.58
\$		 19,331.54
6,563.52
3-Dec-19
4-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Buy		 (317)
1,908		 2.60
\$
2.60
\$		 824.20
4,960.80
4-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,980 2.61
\$		 12,997.80
4-Dec-19
4-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 2,900
25,430		 2.61
\$
2.57
\$		 7,565.06
65,355.10
4-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,264) 2.61
\$		 3,299.04
4-Dec-19
4-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (50,932)
(24,223)		 2.61
\$
2.60
\$		 132,780.54
62,952.36
4-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,848) 2.60
\$		 43,804.80
4-Dec-19
4-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (12,650)
(520)		 2.60
\$
2.60
\$		 32,891.09
1,352.00
4-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,649) 2.60
\$		 66,719.31
4-Dec-19
4-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (13,158)
(4,000)		 2.61
\$
2.62
\$		 34,276.59
10,488.50
4-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,004) 2.60
\$		 65,044.21
TRADES FOR RELEVANT PERIOD Appendix
4-Dec-19
5-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Buy		 (5,088)
17,228		 2.61
\$
2.58
\$		 13,266.96
44,448.24
5-Dec-19
5-Dec-19		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 5,616
15,020		 2.58
\$
2.57
\$		 14,489.28
38,600.99
5-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 284 2.58
\$		 732.72
5-Dec-19
5-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (6,742)
(6,271)		 2.58
\$
2.58
\$		 17,394.36
16,160.86
5-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (165) 2.58
\$		 424.88
5-Dec-19
5-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (10,286)
(5,723)		 2.58
\$
2.58
\$		 26,489.47
14,765.34
5-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,200)
(942)		 2.59
\$
2.58		 5,698.00
5-Dec-19
5-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1,272) \$
2.56
\$		 2,433.99
3,256.32
5-Dec-19
5-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (22,000)
(28,082)		 2.57
\$
2.56
\$		 56,537.67
71,970.43
5-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (92,713) 2.57
\$		 237,877.82
5-Dec-19
6-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Buy		 (23,677)
1,226		 2.60
\$
2.56
\$		 61,560.20
3,138.56
6-Dec-19
6-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Buy
Buy		 4,722
5,598		 2.52
\$
2.52
\$		 11,899.44
14,106.96
6-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,535 2.54
\$		 42,054.21
6-Dec-19
6-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 18,100
2,334		 2.54
\$
2.54
\$		 45,962.00
5,927.04
6-Dec-19
6-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (2,086)
(5,020)		 2.52
\$
2.58
\$		 5,256.72
12,966.69
6-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (25,401) 2.55
\$		 64,850.58
6-Dec-19
6-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (72)
(573)		 2.52
\$
2.58
\$		 181.44
1,478.34
9-Dec-19
9-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 4
19,905		 2.46
\$
2.47
\$		 9.84
49,068.89
9-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,177 2.46
\$
2.46		 7,829.72
9-Dec-19
9-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Buy
Buy		 1,698
5,559		 \$
2.47
\$		 4,183.17
13,730.73
9-Dec-19
9-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 22,600
5,499		 2.46
\$
2.47
\$		 55,696.01
13,555.04
9-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,160 2.46
\$		 17,647.50
9-Dec-19
9-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 19,065
19,065		 2.52
\$
2.52
\$		 48,043.80
48,043.80
9-Dec-19
9-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (51,944)
(1,265)		 2.47
\$
2.47
\$		 128,301.68
3,124.55
9-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (23,548) 2.46
\$		 57,873.10
9-Dec-19
10-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Buy		 (782)
2,552		 2.46
\$
2.49
\$		 1,927.25
6,362.52
10-Dec-19
10-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Buy
Buy		 12,234
492		 2.48
\$
2.49
\$		 30,357.26
1,225.08
10-Dec-19 J.P. MORGAN SECURITIES PLC Equity Buy 138 2.48
\$		 342.26
10-Dec-19
10-Dec-19		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Buy
Buy		 17,521
2,985		 2.49
\$
2.48
\$		 43,573.94
7,402.80
10-Dec-19
10-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 4,000
19,700		 2.50
\$
2.48
\$		 9,980.00
48,875.78
10-Dec-19
10-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 5,380
2		 2.48
\$
2.48
\$		 13,358.24
4.96
10-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,550) 2.48
\$		 13,764.00
10-Dec-19
10-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1,123)
(600)		 2.48
\$
2.48
\$		 2,785.04
1,488.00
10-Dec-19
10-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (9,687)
(134)		 2.47
\$
2.48
\$		 23,971.70
332.62
11-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,223 2.54
\$		 43,753.52
11-Dec-19
11-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 354
1,907		 2.55
\$
2.56
\$		 904.27
4,881.92
11-Dec-19
11-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 6,538
17,571		 2.56
\$
2.54
\$		 16,737.28
44,670.54
11-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,157 2.48
\$		 42,549.36
11-Dec-19
11-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (2,546)
(4,000)		 2.56
\$
2.56
\$		 6,517.76
10,220.00
11-Dec-19
11-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (11,500)
(22)		 2.54
\$
2.56
\$		 29,242.00
56.32
11-Dec-19
12-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Sell
Buy		 (21,125)
23,948		 2.56
\$
2.56
\$		 54,080.00
61,397.50
12-Dec-19 J.P. MORGAN SECURITIES PLC Equity Buy 3,575 2.57
\$		 9,187.75
12-Dec-19
12-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 15,000
18,192		 2.55
\$
2.57
\$		 38,266.67
46,714.84
12-Dec-19
12-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (3,006)
(41)		 2.55
\$
2.57
\$		 7,650.27
105.37
12-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,860) 2.57
\$		 7,350.20
12-Dec-19
12-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (7,187)
(3,813)		 2.57
\$
2.57
\$		 18,470.59
9,799.41
12-Dec-19
13-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Buy		 (1,594)
965		 2.56
\$
2.53
\$		 4,076.83
2,441.45
13-Dec-19
13-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Sell		 7,648
(2,327)		 2.52
\$
2.53
\$		 19,272.96
5,895.50
13-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (953) 2.52
\$		 2,401.56
13-Dec-19
13-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1,905)
(17,000)		 2.52
\$
2.53
\$		 4,800.60
42,959.00
13-Dec-19
13-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (3,110)
(19)		 2.53
\$
2.52
\$		 7,856.09
47.88
13-Dec-19
13-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Borrow		 (1,521)
75,990		 2.57
\$
-
\$		 3,908.97
-
13-Dec-19 J.P. MORGAN SECURITIES PLC Equity Borrow 24,219 -
\$		 -
13-Dec-19
16-Dec-19		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Borrow
Buy		 126,356
16,976		 -
\$
2.49
\$		 -
42,308.11
16-Dec-19
16-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 2,843
28,429		 2.51
\$
2.50
\$		 7,122.12
71,198.33
16-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 657 2.52
\$
2.54		 1,652.36
16-Dec-19
16-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 6,250
3,100		 \$
2.52
\$		 15,875.00
7,812.00
16-Dec-19
16-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 27
5,928		 2.51
\$
2.51
\$		 67.77
14,879.28
16-Dec-19
16-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 11,131
173		 2.49
\$
2.50
\$		 27,757.94
433.35
16-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 67 2.51
\$		 168.17
16-Dec-19
16-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (31,770)
(600)		 2.52
\$
2.53
\$		 80,060.40
1,518.00
16-Dec-19
16-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1,906)
(67)		 2.51
\$
2.51
\$		 4,784.06
168.17
16-Dec-19
16-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Borrow
Borrow		 64,609
64,609		 -
\$
-
\$		 -
-
17-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,113 2.47
\$		 2,743.55
17-Dec-19
17-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 3,130
14,811		 2.48
\$
2.47
\$		 7,746.75
36,589.81
17-Dec-19
17-Dec-19		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Buy
Buy		 25,774
1,305		 2.47
\$
2.47
\$		 63,681.63
3,223.35
17-Dec-19 J.P. MORGAN SECURITIES PLC Equity Buy 3,702 2.47
\$		 9,143.94
17-Dec-19
17-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 4,828
4,020		 2.47
\$
2.47
\$		 11,925.16
9,929.40
17-Dec-19
17-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 7,719
12,150		 2.47
\$
2.47
\$		 19,064.19
30,054.96
17-Dec-19
17-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 82,614
254,452		 2.47
\$
2.47
\$		 204,056.58
628,496.44
17-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,652) 2.47
\$		 4,080.44
17-Dec-19
17-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (2,154)
(4,000)		 2.47
\$
2.48
\$		 5,320.38
9,909.00
17-Dec-19
17-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (2,800)
(2,000)		 2.47
\$
2.47
\$		 6,913.19
4,941.77
TRADES FOR RELEVANT PERIOD Appendix
17-Dec-19
17-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (3)
(7,716)		 2.47
2.51		 \$
7.41
\$
19,367.16
17-Dec-19
17-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (82,614)
(254,452)		 2.47
2.47		 \$
204,056.58
\$
628,496.44
18-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 14,509 2.49 \$
36,133.76
18-Dec-19
18-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 5,731
53,055		 2.50
2.50		 \$
14,327.50
\$
132,637.50
18-Dec-19
18-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 400
11,562		 2.51
2.49		 \$
1,004.00
\$
28,761.99
18-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,138 2.49 \$
12,792.83
18-Dec-19
18-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (158,849)
(18,952)		 2.47
2.48		 \$
392,357.03
\$
46,969.42
18-Dec-19
18-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (11,100)
(5,138)		 2.48
2.47		 \$
27,558.00
\$
12,690.86
18-Dec-19 J.P. MORGAN SECURITIES PLC Equity Borrow 67,098 - \$
-
18-Dec-19
19-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Borrow
Buy		 7,014
58,731		 -
2.56		 \$
-
\$
150,351.36
19-Dec-19
19-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 12,714
25,416		 2.56
2.52		 \$
32,547.84
\$
64,048.32
19-Dec-19
19-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 13,000
10,535		 2.52
2.53		 \$
32,738.25
\$
26,641.17
19-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 19,294 2.53 \$
48,769.15
19-Dec-19
19-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 106
127,543		 2.56
2.56		 \$
271.36
\$
326,510.08
19-Dec-19
19-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (73,801)
(10,936)		 2.52
2.52		 \$
185,978.52
\$
27,558.72
19-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,536) 2.52 \$
13,976.00
19-Dec-19
19-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (97,448)
(3,890)		 2.52
2.55		 \$
245,614.76
\$
9,914.87
19-Dec-19
19-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (5,738)
(41,261)		 2.56
2.53		 \$
14,689.28
\$
104,222.56
19-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (106) 2.56 \$
271.36
19-Dec-19
19-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (3,304)
(127,543)		 2.50
2.56		 \$
8,260.00
\$
326,510.08
20-Dec-19
20-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 12,707
40		 2.56
2.60		 \$
32,529.92
\$
104.00
20-Dec-19
20-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 17,778
264,127		 2.56
2.56		 \$
45,511.68
\$
676,165.12
20-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,679 2.59 \$
32,792.83
20-Dec-19
20-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Sell		 12,530
(779)		 2.58
2.59		 \$
32,384.56
\$
2,015.54
20-Dec-19
20-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (447)
(1,624)		 2.59
2.56		 \$
1,155.50
\$
4,157.44
20-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,694) 2.56 \$
22,256.64
20-Dec-19
20-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (196)
(17,900)		 2.56
2.58		 \$
501.76
\$
46,107.00
20-Dec-19
20-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (2,278)
(21)		 2.56
2.56		 \$
5,831.68
\$
53.76
20-Dec-19
20-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (14,060)
(16,722)		 2.56
2.57		 \$
35,981.13
\$
43,010.76
23-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 81 2.56 \$
207.36
23-Dec-19
23-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 10,822
10,000		 2.50
2.54		 \$
27,014.45
\$
25,399.13
23-Dec-19
23-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 2,525
16,313		 2.51
2.52		 \$
6,325.25
\$
41,053.00
23-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (81) 2.56 \$
207.36
23-Dec-19
23-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1,448)
(432)		 2.51
2.52		 \$
3,640.68
\$
1,088.64
23-Dec-19
23-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (858)
(757)		 2.52
2.52		 \$
2,162.16
\$
1,907.64
23-Dec-19
23-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (5,412)
(21,595)		 2.52
2.51		 \$
13,638.24
\$
54,211.63
23-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,142) 2.51 \$
15,401.23
23-Dec-19
24-Dec-19		 J.P. MORGAN INVESTMENT MANAGEMENT INC.
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Buy		 (11,951)
5,700		 2.56
2.56		 \$
30,647.14
\$
14,580.00
24-Dec-19
24-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Sell		 2,162
(11,000)		 2.54
2.62		 \$
5,491.48
\$
28,845.00
24-Dec-19
24-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (12,300)
(1,881)		 2.59
2.61		 \$
31,848.00
\$
4,915.68
24-Dec-19
24-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (51,358)
(1,417)		 2.61
2.58		 \$
134,058.66
\$
3,660.79
24-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,163) 2.63 \$
5,688.69
24-Dec-19
27-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Buy		 (382)
15,000		 2.63
2.69		 \$
1,004.66
\$
40,400.00
27-Dec-19
27-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Sell		 5,895
(200)		 2.70
2.70		 \$
15,936.85
\$
540.00
27-Dec-19
27-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1,954)
(1,909)		 2.69
2.72		 \$
5,252.50
\$
5,192.48
27-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,300) 2.68 \$
11,538.89
27-Dec-19
27-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (12,900)
(26,545)		 2.70
2.69		 \$
34,776.99
\$
71,509.15
30-Dec-19
30-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 243
28,200		 2.72
2.70		 \$
660.96
\$
76,129.00
30-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 18,334 2.71 \$
49,685.14
30-Dec-19
30-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1)
(2,321)		 2.72
2.71		 \$
2.72
\$
6,290.25
30-Dec-19
30-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (7,900)
(1,167)		 2.72
2.71		 \$
21,488.00
\$
3,162.57
30-Dec-19
30-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (843)
(4,192)		 2.71
2.71		 \$
2,284.53
\$
11,360.32
30-Dec-19
30-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (29,808)
(2,512)		 2.71
2.71		 \$
80,710.11
\$
6,801.24
30-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (18,861) 2.70 \$
50,933.60
30-Dec-19
30-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (3,674)
(2,236)		 2.70
2.71		 \$
9,920.79
\$
6,059.56
31-Dec-19
31-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 12,677
1,000		 2.72
2.76		 \$
34,481.44
\$
2,760.00
31-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,200 2.75 \$
47,254.01
31-Dec-19
31-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (12,677)
(2,448)		 2.72
2.76		 \$
34,481.44
\$
6,744.24
31-Dec-19
31-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (6,298)
(5,321)		 2.75
2.72		 \$
17,347.57
\$
14,489.44
31-Dec-19
31-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (25,734)
(10,400)		 2.75
2.77		 \$
70,853.45
\$
28,790.00
31-Dec-19
31-Dec-19		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (13,189)
(15,000)		 2.75
2.75		 \$
36,331.46
\$
41,265.00
31-Dec-19 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,070) 2.75 \$
44,264.28
31-Dec-19
2-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Buy		 (1,565)
72		 2.72
2.71		 \$
4,256.80
\$
195.12
2-Jan-20
2-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Buy
Buy		 10,030
639		 2.71
2.74		 \$
27,181.30
\$
1,750.24
2-Jan-20
2-Jan-20		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Buy
Buy		 22,828
3,467		 2.72
2.73		 \$
62,203.45
\$
9,464.91
2-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 900 2.69 \$
2,421.00
2-Jan-20
2-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 5,728
4,742		 2.70
2.74		 \$
15,472.62
\$
12,969.58
2-Jan-20
2-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Sell		 467
(1,272)		 2.73
2.71		 \$
1,274.91
\$
3,443.30
2-Jan-20
2-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (4,673)
(11,000)		 2.71
2.71		 \$
12,661.65
\$
29,788.00
2-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,222) 2.74 \$
3,348.28
2-Jan-20
2-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (10,153)
(15,074)		 2.73
2.73		 \$
27,675.05
\$
41,194.11
2-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (19,018) 2.72 \$
51,728.96
TRADES FOR RELEVANT PERIOD Appendix
2-Jan-20
2-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Borrow
Borrow		 51,997
75,000		 -
\$
-
\$		 -
-
3-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,201 2.76
\$		 8,834.76
3-Jan-20
3-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 2,056
5,691		 2.75
\$
2.75
\$		 5,643.72
15,634.06
3-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,351 2.76
\$		 12,008.76
3-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,200 2.73
\$
2.74		 22,426.00
3-Jan-20
3-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 610
613		 \$
2.76
\$		 1,673.10
1,691.88
3-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 24,784 2.76
\$		 68,396.58
3-Jan-20
3-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Sell		 2,887
(5,719)		 2.75
\$
2.76
\$		 7,949.29
15,784.44
3-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,486) 2.76
\$		 28,941.36
3-Jan-20
3-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (3,400)
(16,500)		 2.73
\$
2.76
\$		 9,277.00
45,506.46
3-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (397) 2.76
\$		 1,095.72
3-Jan-20
3-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1,884)
(538)		 2.76
\$
2.76
\$		 5,199.84
1,484.88
3-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (932) 2.76
\$		 2,572.32
3-Jan-20
3-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (5,937)
(7,068)		 2.75
\$
2.75
\$		 16,320.15
19,408.26
3-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,232) 2.75
\$		 28,113.82
3-Jan-20
3-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Borrow
Borrow		 28,437
60,000		 -
\$
-
\$		 -
-
3-Jan-20 J.P. MORGAN SECURITIES PLC Equity Borrow 60,000 -
\$		 -
3-Jan-20
6-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Borrow
Buy		 150,000
95,091		 -
\$
2.76
\$		 -
262,451.16
6-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 108 2.85
\$
2.84		 307.26
6-Jan-20
6-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 2,206
953		 \$
2.84
\$		 6,273.61
2,706.52
6-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,500 2.83
\$
2.83		 18,375.36
6-Jan-20
6-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 29,710
26,300		 \$
2.81
\$		 84,094.48
73,932.01
6-Jan-20
6-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Sell		 85
(2,615)		 2.84
\$
2.83
\$		 241.40
7,387.38
6-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,795) 2.80
\$		 13,447.44
6-Jan-20
6-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (31,697)
(1,268)		 2.76
\$
2.84
\$		 87,483.72
3,601.12
6-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,500) 2.79
\$		 12,542.50
6-Jan-20
6-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (24,700)
(9,383)		 2.83
\$
2.84
\$		 69,999.01
26,608.65
6-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (10,082) 2.84
\$		 28,646.08
6-Jan-20
6-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Borrow		 (85)
19,018		 2.84
\$
-
\$		 241.40
-
7-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,551 2.83
\$		 7,219.33
7-Jan-20
7-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 1,028
3,935		 2.79
\$
2.81
\$		 2,871.30
11,037.68
7-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 39,801 2.79
\$
2.81		 111,196.79
7-Jan-20
7-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 1,906
17,527		 \$
2.80
\$		 5,355.86
49,054.39
7-Jan-20
7-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 13
5,112		 2.81
\$
2.79
\$		 36.53
14,285.43
7-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,800 2.80
\$		 24,641.34
7-Jan-20
7-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 7,320
63,536		 2.80
\$
2.84
\$		 20,480.85
180,442.24
7-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 179 2.81
\$		 502.99
7-Jan-20
7-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1,001)
(634)		 2.79
\$
2.81
\$		 2,792.79
1,781.54
7-Jan-20
7-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (17,000)
(41,673)		 2.79
\$
2.79
\$		 47,435.37
116,425.24
7-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,518) 2.80
\$		 23,812.38
7-Jan-20
7-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (357)
(63,536)		 2.81
\$
2.84
\$		 1,003.17
180,442.24
7-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13) 2.81
\$		 36.53
7-Jan-20
8-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Buy		 (179)
572		 2.81
\$
2.96
\$		 502.99
1,690.26
8-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 518 2.96
\$		 1,530.69
8-Jan-20
8-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 4,190
953		 2.88
\$
2.87
\$		 12,049.72
2,735.11
8-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 146,284 2.94
\$		 429,582.13
8-Jan-20
8-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 31,519
37,100		 2.94
\$
2.90
\$		 92,816.43
107,731.98
8-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,636 2.87
\$		 4,693.42
8-Jan-20
8-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (753)
(8,339)		 2.91
\$
2.87
\$		 2,188.83
23,932.93
8-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (878) 2.87
\$		 2,519.86
8-Jan-20
8-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (31,729)
(2,780)		 2.92
\$
2.94
\$		 92,703.54
8,173.14
8-Jan-20
8-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (20,300)
(5,239)		 2.92
\$
2.92
\$		 59,196.51
15,286.65
8-Jan-20 J.P. MORGAN SECURITIES PLC Equity Borrow 55,132 -
\$		 -
9-Jan-20
9-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 1,526
190		 2.80
\$
2.79
\$		 4,275.66
530.10
9-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 39,654 2.79
\$		 110,695.21
9-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 91 2.78
\$		 252.53
9-Jan-20
9-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 1,810
2,581		 2.77
\$
2.77
\$		 5,022.14
7,149.37
9-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 23,405 2.77
\$		 64,831.85
9-Jan-20
9-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Buy
Buy		 62,669
10,168		 2.77
\$
2.77
\$		 173,593.13
28,165.36
9-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 21,000 2.78
\$		 58,452.07
9-Jan-20
9-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 11,104
16,609		 2.79
\$
2.80
\$		 30,938.59
46,463.21
9-Jan-20
9-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Sell		 9,800
(17,293)		 2.78
\$
2.79
\$		 27,267.00
48,247.47
9-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,543) 2.77
\$		 7,044.11
9-Jan-20
9-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (10,800)
(16,500)		 2.79
\$
2.79
\$		 30,168.00
45,964.97
9-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,654) 2.77
\$		 4,581.58
9-Jan-20
9-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Borrow - Return		 (6,231)
(64,609)		 2.79
\$
-
\$		 17,357.25
-
9-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow - Return (19,018) -
\$		 -
9-Jan-20
10-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Borrow - Return
Buy		 (59,944)
2,686		 -
\$
2.72
\$		 -
7,295.28
10-Jan-20
10-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 492
24,346		 2.72
\$
2.72
\$		 1,335.78
66,251.63
10-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 380 2.71
\$		 1,029.80
10-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,137 2.71
\$
2.71		 8,501.27
10-Jan-20
10-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 7,473
5,375		 \$
2.71
\$		 20,251.83
14,566.25
10-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,296 2.71
\$		 3,512.16
10-Jan-20
10-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 11,223
16,400		 2.73
\$
2.71
\$		 30,599.26
44,524.00
10-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,183 2.72
\$		 19,533.44
10-Jan-20
10-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Buy
Sell		 2,661
(1,497)		 2.72
\$
2.71
\$		 7,238.98
4,062.82
10-Jan-20 J.P. MORGAN SECURITIES PLC Equity Sell (33,033) 2.73
\$		 90,062.66
10-Jan-20
10-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (13,000)
(14,000)		 2.71
\$
2.73
\$		 35,287.03
38,275.01
10-Jan-20
10-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (580)
(964)		 2.71
\$
2.71
\$		 1,571.80
2,612.44
10-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,375) 2.71
\$		 14,566.25
10-Jan-20
10-Jan-20		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (3,689)
(4,307)		 2.71
\$
2.72
\$		 9,997.19
11,735.51
TRADES FOR RELEVANT PERIOD Appendix
10-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,500) 2.72
\$		 23,111.59
10-Jan-20
10-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Borrow		 (25,357)
45,969		 2.77
\$
-
\$		 70,238.89
-
10-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 172,760 -
\$		 -
13-Jan-20
13-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 50
328		 2.71
\$
2.73
\$		 135.50
893.80
13-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,719 2.72
\$		 10,118.45
13-Jan-20
13-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 4,665
18,100		 2.71
\$
2.71
\$		 12,658.32
49,084.00
13-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 19,812 2.71
\$		 53,723.41
13-Jan-20
13-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (50)
(953)		 2.71
\$
2.72
\$		 135.50
2,592.16
13-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (500) 2.74
\$		 1,370.00
13-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (230) 2.72
\$
2.71		 625.60
13-Jan-20
13-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (3,300)
(7,320)		 \$
2.72
\$		 8,955.73
19,936.85
13-Jan-20
13-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Borrow		 (4,670)
24,452		 2.71
\$
-
\$		 12,663.76
-
13-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 206,268 -
\$		 -
13-Jan-20
14-Jan-20		 JPMORGAN ASSET MANAGEMENT (ASIA PACIFIC) LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 49,084
12,109		 2.70
\$
2.68
\$		 132,526.80
32,418.46
14-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,074 2.70
\$		 5,606.65
14-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,247 2.68
\$		 8,686.20
14-Jan-20
14-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 953
18,028		 2.71
\$
2.68
\$		 2,582.63
48,305.03
14-Jan-20
14-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 19,000
356		 2.68
\$
2.67
\$		 50,908.94
950.52
14-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 26,000 2.67
\$		 69,472.00
14-Jan-20
14-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 40,053
11,719		 2.68
\$
2.67
\$		 107,226.61
31,317.39
14-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (16,036) 2.71
\$		 43,457.56
14-Jan-20
14-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1,700)
(1,233)		 2.71
\$
2.71
\$		 4,607.00
3,341.43
14-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (300) 2.68
\$		 804.84
14-Jan-20
14-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Borrow - Return		 (6,166)
(7,014)		 2.68
\$
-
\$		 16,524.29
-
14-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow - Return (28,437) -
\$		 -
14-Jan-20
14-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Borrow - Return
Borrow - Return		 (24,452)
(16,046)		 -
\$
-
\$		 -
-
14-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow - Return (51,997) -
\$		 -
14-Jan-20
14-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Borrow - Return
Borrow - Return		 (45,969)
(3,712)		 -
\$
-
\$		 -
-
14-Jan-20 J.P. MORGAN INVESTMENT MANAGEMENT INC. Equity Sell (217,123) 2.67
\$		 579,067.04
15-Jan-20
15-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 892
508		 2.75
\$
2.88
\$		 2,448.54
1,463.04
15-Jan-20
15-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 19,268
3,900		 2.86
\$
2.76
\$		 55,083.67
10,764.00
15-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 400 2.84
\$		 1,134.00
15-Jan-20
15-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 21,220
7,405		 2.88
\$
2.86
\$		 61,134.16
21,208.32
15-Jan-20 J.P. MORGAN SECURITIES PLC Equity Sell (1,877) 2.87
\$		 5,379.30
15-Jan-20
15-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Sell
Sell		 (13,340)
(201)		 2.93
\$
2.93
\$		 39,086.20
588.93
15-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,000) 2.79
\$		 2,790.00
15-Jan-20
15-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1,002)
(5,323)		 2.93
\$
2.89
\$		 2,935.86
15,366.01
15-Jan-20
16-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Buy		 (37,284)
50,715		 2.91
\$
2.93
\$		 108,628.20
148,594.95
16-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 903 2.92
\$		 2,639.54
16-Jan-20
16-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 2,377
26,332		 2.92
\$
2.94
\$		 6,936.37
77,371.18
16-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,183 2.92
\$		 58,934.36
16-Jan-20
16-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 1,444
27,760		 2.92
\$
2.95
\$		 4,216.48
81,836.73
16-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 66,523 2.92
\$		 194,246.23
16-Jan-20
16-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (5,253)
(1,830)		 2.92
\$
2.92
\$		 15,338.76
5,343.60
16-Jan-20
16-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (5,228)
(3,130)		 2.92
\$
2.92
\$		 15,242.63
9,139.60
16-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,721) 2.93
\$		 13,850.49
16-Jan-20
16-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Borrow - Return		 (23,000)
(150,000)		 2.94
\$
-
\$		 67,569.47
-
16-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow - Return (71,288) -
\$		 -
16-Jan-20
17-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Borrow - Return
Buy		 (31,198)
4,928		 -
\$
2.97
\$		 -
14,647.05
17-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 26,907 2.97
\$		 79,950.73
17-Jan-20
17-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 9,676
25,976		 2.97
\$
2.97
\$		 28,785.89
77,148.72
17-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 455 2.97
\$		 1,351.35
17-Jan-20
17-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 3,184
1,906		 2.97
\$
2.97
\$		 9,456.48
5,660.82
17-Jan-20
17-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 11,880
3,287		 2.98
\$
2.97
\$		 35,404.79
9,756.67
17-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 107 2.97
\$		 317.79
17-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,028 2.98
\$		 3,063.44
17-Jan-20
17-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Sell		 126
(784)		 2.97
\$
2.97
\$		 374.22
2,328.48
17-Jan-20
17-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (2,027)
(5,054)		 2.98
\$
2.98
\$		 6,040.46
15,042.02
17-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (6,000) 2.98
\$		 17,865.00
17-Jan-20
17-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (353)
(126)		 2.97
\$
2.97
\$		 1,049.93
374.22
17-Jan-20 J.P. MORGAN SECURITIES PLC Equity Borrow 60,325 -
\$		 -
17-Jan-20
20-Jan-20		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Borrow
Buy		 129,675
64		 -
\$
2.99
\$		 -
191.36
20-Jan-20
20-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 254
8,260		 3.00
\$
3.00
\$		 762.00
24,811.10
20-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,270 3.01
\$		 3,822.70
20-Jan-20
20-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 68,200
13,719		 3.00
\$
3.03
\$		 204,605.32
41,514.28
20-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 105 3.01
\$		 316.05
20-Jan-20
20-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 105
4,941		 3.02
\$
3.00
\$		 317.10
14,847.13
20-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,081) 3.01
\$		 6,263.81
20-Jan-20
20-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (12,483)
(2,161)		 3.02
\$
3.00
\$		 37,658.75
6,493.76
20-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,487) 3.01
\$
3.03		 13,506.09
21-Jan-20
21-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 353
126		 \$
3.03
\$		 1,067.83
381.78
21-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 950 3.03
\$		 2,878.50
21-Jan-20
21-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 634
11,758		 3.03
\$
3.01
\$		 1,919.44
35,416.61
21-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,716 3.01
\$		 17,205.16
21-Jan-20
21-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 19,011
8,000		 3.01
\$
3.03
\$		 57,223.11
24,205.00
21-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,238 3.02
\$		 27,872.40
21-Jan-20
21-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 9,273
43		 3.01
\$
3.01
\$		 27,917.60
129.43
21-Jan-20
21-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Sell		 254,104
(5,233)		 3.01
\$
3.01
\$		 764,853.04
15,751.33
21-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (500) 3.03
\$		 1,512.50
21-Jan-20
21-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (6,589)
(6,799)		 3.01
\$
3.01
\$		 19,834.46
20,495.51
21-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (43) 3.01
\$		 129.43
TRADES FOR RELEVANT PERIOD Appendix
21-Jan-20
21-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (10,735)
(254,104)		 3.01
\$
3.01
\$		 32,312.35
764,853.04
21-Jan-20 J.P. MORGAN SECURITIES PLC Equity Borrow 211,000 -
\$		 -
22-Jan-20
22-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 2,510
1,746		 2.89
\$
2.91
\$		 7,241.35
5,077.98
22-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 41,288 2.88
\$		 119,092.06
22-Jan-20
22-Jan-20		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 21,663
1,901		 2.89
\$
2.89
\$		 62,644.48
5,484.39
22-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,905 2.88
\$		 5,486.40
22-Jan-20
22-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Buy
Buy		 1,035
2,196		 2.88
\$
2.88
\$		 2,980.80
6,324.48
22-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 17,000 2.90
\$
2.89		 49,340.00
22-Jan-20
22-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 20,161
50,793		 \$
2.88
\$		 58,304.26
146,283.84
22-Jan-20
22-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (77,200)
(872)		 2.89
\$
2.88
\$		 223,467.98
2,511.36
22-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,496) 2.88
\$		 4,312.33
22-Jan-20
22-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (50,793)
(1,956)		 2.88
\$
2.88
\$		 146,283.84
5,633.28
22-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 25,567 -
\$		 -
22-Jan-20
23-Jan-20		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Borrow
Buy		 80,000
3,596		 -
\$
2.82
\$		 -
10,136.39
23-Jan-20
23-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 1,174
83,000		 2.82
\$
2.82
\$		 3,304.81
234,161.92
23-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,000 2.81
\$		 16,877.42
23-Jan-20
23-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Sell		 11,856
(6)		 2.81
\$
2.82
\$		 33,340.40
16.89
23-Jan-20
23-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (3,040)
(4,763)		 2.82
\$
2.82
\$		 8,564.87
13,431.66
23-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,789) 2.82
\$		 5,044.98
23-Jan-20
23-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1,792)
(91,614)		 2.81
\$
2.81
\$		 5,035.05
257,792.45
23-Jan-20 J.P. MORGAN SECURITIES PLC Equity Borrow 320,000 -
\$		 -
24-Jan-20
24-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 618
3,911		 2.83
\$
2.84
\$		 1,751.55
11,090.02
24-Jan-20
24-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 5,975
7,967		 2.84
\$
2.85
\$		 16,974.20
22,709.29
24-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,300 2.83
\$		 15,010.00
24-Jan-20
24-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (381)
(1,000)		 2.83
\$
2.87
\$		 1,078.23
2,865.00
24-Jan-20
24-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1,968)
(500)		 2.84
\$
2.83
\$		 5,590.22
1,417.37
24-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow 300,000 -
\$		 -
28-Jan-20
28-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 150,000
24,126		 2.85
\$
2.84
\$		 428,010.15
68,411.64
28-Jan-20
28-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 9,500
1,351		 2.81
\$
2.81
\$		 26,732.00
3,796.31
28-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (328) 2.82
\$		 924.96
28-Jan-20
28-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (333)
(8,045)		 2.82
\$
2.82
\$		 939.06
22,686.90
28-Jan-20
28-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (2,468)
(13,131)		 2.82
\$
2.83
\$		 6,957.60
37,151.70
28-Jan-20
29-Jan-20		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Borrow
Buy		 60,000
1,508		 -
\$
2.74
\$		 -
4,132.57
29-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 10,653 2.75
\$		 29,316.97
29-Jan-20
29-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 5,640
14,100		 2.77
\$
2.76
\$		 15,605.54
38,863.00
29-Jan-20
29-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 53,000
934		 2.74
\$
2.74
\$		 145,220.00
2,559.16
29-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,381 2.74
\$		 22,963.94
29-Jan-20
29-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 2,523
4,961		 2.74
\$
2.74
\$		 6,913.02
13,601.19
29-Jan-20
29-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (565)
(2,150)		 2.74
\$
2.74
\$		 1,548.10
5,899.65
29-Jan-20 J.P. MORGAN SECURITIES PLC Equity Borrow 60,000 -
\$		 -
30-Jan-20
30-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 1,075
2,129		 2.77
\$
2.77
\$		 2,977.75
5,897.33
30-Jan-20
30-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 191
6,561		 2.71
\$
2.72
\$		 517.61
17,840.19
30-Jan-20
30-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Buy
Buy		 2,093
666		 2.73
\$
2.71
\$		 5,716.95
1,807.40
30-Jan-20 J.P. MORGAN SECURITIES PLC Equity Buy 526 2.74
\$		 1,441.24
30-Jan-20
30-Jan-20		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Buy
Buy		 18,580
2,578		 2.72
\$
2.76
\$		 50,629.09
7,115.28
30-Jan-20
30-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 21,451
8,978		 2.71
\$
2.72
\$		 58,051.21
24,457.65
30-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,030 2.72
\$		 2,800.56
30-Jan-20
30-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (2,684)
(4,318)		 2.76
\$
2.76
\$		 7,407.84
11,917.68
30-Jan-20
30-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (2,045)
(44,590)		 2.72
\$
2.76
\$		 5,558.88
122,993.98
30-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,511) 2.74
\$		 9,620.14
30-Jan-20
31-Jan-20		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Borrow
Buy		 110,000
319		 -
\$
2.75
\$		 -
875.66
31-Jan-20
31-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 3,906
10,616		 2.74
\$
2.74
\$		 10,705.65
29,123.96
31-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,788 2.74
\$		 4,903.50
31-Jan-20
31-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 5,108
6,133		 2.74
\$
2.75
\$		 13,998.42
16,838.05
31-Jan-20
31-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 842
1,267		 2.74
\$
2.74
\$		 2,302.87
3,465.25
31-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,667 2.73
\$		 18,200.91
31-Jan-20
31-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 7,484
174		 2.75
\$
2.74
\$		 20,572.05
475.89
31-Jan-20
31-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 12,131
1,157		 2.74
\$
2.74
\$		 33,225.54
3,166.40
31-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (632) 2.72
\$		 1,720.32
31-Jan-20
31-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Sell
Sell		 (52,553)
(1,351)		 2.73
\$
2.73
\$		 143,469.69
3,688.23
31-Jan-20
31-Jan-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (103,000)
(22,900)		 2.74
\$
2.75
\$		 281,970.53
62,867.00
31-Jan-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,131) 2.76
\$		 33,481.56
31-Jan-20
3-Feb-20		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Borrow
Buy		 189,796
81		 -
\$
2.74
\$		 -
221.54
3-Feb-20
3-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 2,028
633		 2.75
\$
2.73
\$		 5,578.50
1,728.10
3-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,536 2.73
\$
2.74		 6,920.12
3-Feb-20
3-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 15,659
13,783		 \$
2.74
\$		 42,938.43
37,818.08
3-Feb-20
3-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 274
580		 2.70
\$
2.73
\$		 739.80
1,583.38
3-Feb-20
3-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 7,957
52,000		 2.73
\$
2.78
\$		 21,750.47
144,399.11
3-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 9,991 2.73
\$		 27,240.80
3-Feb-20
3-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 3,801
4,468		 2.70
\$
2.74
\$		 10,262.70
12,229.01
3-Feb-20
3-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Buy
Sell		 1,432
(2,015)		 2.71
\$
2.73
\$		 3,875.72
5,497.35
3-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,000) 2.75
\$		 8,253.86
3-Feb-20
3-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1,905)
(2,733)		 2.70
\$
2.70
\$		 5,143.50
7,379.10
3-Feb-20
3-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Sell
Borrow - Return		 (8,734)
(60,000)		 2.73
\$
-
\$		 23,843.82
-
3-Feb-20 J.P. MORGAN SECURITIES PLC Equity Borrow 68,122 -
\$		 -
TRADES FOR RELEVANT PERIOD Appendix
4-Feb-20
4-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 543
3,473		 2.74
\$
2.74
\$		 1,485.11
9,508.12
4-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,530 2.74
\$		 6,932.69
4-Feb-20
4-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 5,526
6,852		 2.73
\$
2.73
\$		 15,085.98
18,705.96
4-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,100 2.74
\$		 3,014.00
4-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 394 2.73
\$
2.74		 1,076.49
4-Feb-20
4-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 16,626
8,093		 \$
2.74
\$		 45,487.01
22,137.99
4-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,688 2.74
\$		 7,354.55
4-Feb-20
4-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Sell		 17,000
(180)		 2.74
\$
2.71
\$		 46,514.45
487.80
4-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,725) 2.73
\$		 7,439.25
4-Feb-20
4-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (50,000)
(4,200)		 2.72
\$
2.74
\$		 136,000.00
11,508.00
4-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (65) 2.73
\$		 177.45
4-Feb-20
5-Feb-20		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Borrow
Buy		 100,000
1,452		 -
\$
2.66
\$		 -
3,859.45
5-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,761 2.67
\$		 12,711.87
5-Feb-20
5-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 12,712
5,000		 2.65
\$
2.66
\$		 33,746.69
13,283.89
5-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 157 2.67
\$		 419.19
5-Feb-20
5-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 3,684
28,492		 2.67
\$
2.67
\$		 9,820.93
76,007.31
5-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,072 2.66
\$		 21,510.36
5-Feb-20
5-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1)
(7,976)		 2.68
\$
2.67
\$		 2.68
21,303.88
6-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 2,156 2.65
\$		 5,713.40
6-Feb-20
6-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 2,994
16,514		 2.67
\$
2.66
\$		 7,987.13
43,893.20
6-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,700 2.65
\$
2.65		 12,467.00
6-Feb-20
6-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 52,000
935		 \$
2.66
\$		 138,030.00
2,483.99
6-Feb-20
6-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 27,389
190		 2.66
\$
2.68
\$		 72,780.93
509.20
6-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 893 2.68
\$		 2,393.24
6-Feb-20
6-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 10,107
89		 2.66
\$
2.66
\$		 26,881.64
236.74
6-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 798 2.68
\$		 2,135.08
6-Feb-20
6-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 2,134
4,761		 2.68
\$
2.68
\$		 5,719.12
12,759.48
6-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 12,677 2.68
\$		 33,974.36
6-Feb-20
6-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 3,237
26,432		 2.68
\$
2.68
\$		 8,675.16
70,837.76
6-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 25,150 2.68
\$		 67,402.00
6-Feb-20
6-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (5,800)
(2,000)		 2.67
\$
2.69
\$		 15,486.00
5,370.00
6-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow - Return (25,567) -
\$		 -
6-Feb-20
6-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Borrow - Return
Borrow - Return		 (300,000)
(141,562)		 -
\$
-
\$		 -
-
6-Feb-20
6-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Borrow - Return
Borrow - Return		 (206,268)
(60,325)		 -
\$
-
\$		 -
-
6-Feb-20 J.P. MORGAN SECURITIES PLC Equity Borrow - Return (55,132) -
\$		 -
6-Feb-20
6-Feb-20		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Borrow - Return
Borrow - Return		 (60,000)
(67,098)		 -
\$
-
\$		 -
-
6-Feb-20 J.P. MORGAN SECURITIES PLC Equity Borrow - Return (64,609) -
\$		 -
6-Feb-20
6-Feb-20		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Borrow - Return
Borrow - Return		 (60,000)
(60,000)		 -
\$
-
\$		 -
-
6-Feb-20 J.P. MORGAN SECURITIES PLC Equity Borrow - Return (24,219) -
\$		 -
6-Feb-20
6-Feb-20		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Borrow
Borrow - Return		 900,000
(1,651)		 -
\$
-
\$		 -
-
7-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,995 2.71
\$		 5,415.47
7-Feb-20
7-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 22,365
3,578		 2.72
\$
2.72
\$		 60,938.41
9,743.14
7-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,000 2.73
\$		 13,632.01
7-Feb-20
7-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1,618)
(2,994)		 2.71
\$
2.74
\$		 4,384.78
8,203.56
7-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (55,000) 2.74
\$		 150,541.99
7-Feb-20
7-Feb-20		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Borrow
Borrow		 111,979
246,209		 -
\$
-
\$		 -
-
10-Feb-20
10-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 3,764
11,885		 2.75
\$
2.77
\$		 10,339.41
32,921.45
10-Feb-20 J.P. MORGAN SECURITIES PLC Equity Buy 2,612 2.77
\$		 7,235.24
10-Feb-20
10-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 1,828
14,912		 2.75
\$
2.75
\$		 5,030.03
41,073.12
10-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 20,040 2.75
\$		 55,209.80
10-Feb-20
10-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (2,711)
(1,000)		 2.77
\$
2.77
\$		 7,509.47
2,770.86
10-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,400) 2.76
\$		 25,945.00
10-Feb-20
11-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Borrow
Buy		 572,000
973		 -
\$
2.82
\$		 -
2,747.51
11-Feb-20
11-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 1,437
14,271		 2.81
\$
2.81
\$		 4,038.42
40,151.42
11-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,904 2.77
\$		 5,274.08
11-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 11,031 2.80
\$		 30,932.91
11-Feb-20
11-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Sell		 1,125
(4,843)		 2.80
\$
2.77
\$		 3,149.98
13,415.11
11-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,000) 2.81
\$		 11,240.00
11-Feb-20
11-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (9,800)
(325)		 2.82
\$
2.77
\$		 27,606.00
900.25
11-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,000) 2.77
\$		 11,080.00
11-Feb-20
11-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Borrow - Return		 (3,675)
(155,970)		 2.80
\$
-
\$		 10,302.25
-
12-Feb-20
12-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 29
3,705		 2.75
\$
2.75
\$		 79.75
10,170.23
12-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 329 2.75
\$		 903.11
12-Feb-20
12-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 1,664
1,268		 2.76
\$
2.75
\$		 4,587.60
3,487.02
12-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 31,694 2.77
\$		 87,792.38
12-Feb-20
12-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 4,570
295		 2.75
\$
2.73
\$		 12,564.80
805.35
12-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 600 2.75
\$		 1,647.00
12-Feb-20
12-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 173
3,134		 2.74
\$
2.76
\$		 474.02
8,649.84
12-Feb-20
12-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 459
3,808		 2.75
\$
2.75
\$		 1,262.25
10,472.00
12-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 26 2.75
\$		 71.50
12-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (29) 2.75
\$
2.73		 79.75
12-Feb-20
12-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (96)
(2,122)		 \$
2.73
\$		 261.60
5,788.49
12-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (31,694) 2.77
\$		 87,792.38
12-Feb-20
12-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (696)
(2,000)		 2.74
\$
2.75
\$		 1,907.04
5,493.81
12-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,528) 2.75
\$		 4,202.00
12-Feb-20
12-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (17,472)
(1,380)		 2.74
\$
2.75
\$		 47,901.64
3,795.00
12-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,770) 2.75
\$		 35,117.50
12-Feb-20
12-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (51,741)
(26)		 2.75
\$
2.75
\$		 142,287.75
71.50
12-Feb-20 J.P. MORGAN SECURITIES PLC Equity Borrow 75,000 -
\$		 -
13-Feb-20
13-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 34,952
1,900		 2.75
\$
2.74
\$		 96,118.00
5,206.00
13-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 16,070 2.77
\$		 44,456.10
13-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,872 2.75
\$		 5,154.24
TRADES FOR RELEVANT PERIOD Appendix
13-Feb-20
13-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 251
210		 2.75
\$
2.75
\$		 690.25
577.50
13-Feb-20
13-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (312)
(1,851)		 2.77
\$
2.77
\$		 863.32
5,136.03
13-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (13,054) 2.75
\$		 35,938.68
13-Feb-20
13-Feb-20		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Sell
Sell		 (37)
(19,671)		 2.75
\$
2.75
\$		 101.75
54,184.71
13-Feb-20
13-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (243)
(13,961)		 2.75
\$
2.75
\$		 668.25
38,392.75
13-Feb-20 J.P. MORGAN SECURITIES PLC Equity Sell (1,836) 2.75
\$		 5,049.00
13-Feb-20
13-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (2,850)
(7,000)		 2.76
\$
2.75
\$		 7,859.03
19,273.63
13-Feb-20
14-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Buy		 (210)
157		 2.75
\$
2.75
\$		 577.50
431.75
14-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,209 2.75
\$		 14,298.71
14-Feb-20
14-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 2,054
5,075		 2.74
\$
2.73
\$		 5,636.84
13,854.75
14-Feb-20
14-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 6,860
308		 2.73
\$
2.74
\$		 18,727.80
843.92
14-Feb-20
14-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity Buy 100
18,974		 2.75
\$
2.75		 274.50
14-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity
Equity		 Buy
Buy		 248 \$
2.73
\$		 52,093.38
677.04
14-Feb-20
14-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (157)
(848)		 2.75
\$
2.74
\$		 431.75
2,326.06
14-Feb-20
14-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (5,792)
(1,057)		 2.74
\$
2.73
\$		 15,883.32
2,885.61
14-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,000) 2.74
\$		 2,740.00
14-Feb-20
14-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1,998)
(87)		 2.74
\$
2.74
\$		 5,476.23
238.38
14-Feb-20
14-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Sell
Borrow		 (22,983)
100,000		 2.75
\$
\$		 63,097.14
-
17-Feb-20
17-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity Buy 60,000
18,394		 2.76
\$
2.79		 165,381.06
17-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity
Equity		 Buy
Buy		 2,732 \$
2.78
\$		 51,247.39
7,592.36
17-Feb-20
17-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 50,893
5,074		 2.75
\$
2.76
\$		 140,151.69
14,004.24
17-Feb-20
17-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1,006)
(127)		 2.76
\$
2.75
\$		 2,771.53
349.25
17-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (26,300) 2.78
\$		 73,188.01
17-Feb-20
17-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Borrow - Return		 (894)
(416,030)		 2.76
\$
-
\$		 2,467.44
-
17-Feb-20
17-Feb-20		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Borrow - Return
Borrow - Return		 (893,766)
(100,000)		 -
\$
-
\$		 -
-
17-Feb-20
17-Feb-20		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC		 Equity Borrow - Return (80,000)
(75,000)		 -
\$
-		 -
17-Feb-20 J.P. MORGAN SECURITIES PLC Equity
Equity		 Borrow - Return
Borrow - Return		 (94,941) \$
-
\$		 -
-
18-Feb-20
18-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 522
4,841		 2.74
\$
2.75
\$		 1,430.28
13,328.33
18-Feb-20
18-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 1,052
2,537		 2.74
\$
2.72
\$		 2,877.22
6,900.64
18-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 56,300 2.74
\$		 154,318.98
18-Feb-20
18-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 18,564
740		 2.75
\$
2.72
\$		 50,991.58
2,012.80
18-Feb-20
18-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 25,106
347		 2.74
\$
2.74
\$		 68,710.90
950.78
18-Feb-20
18-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity Buy 7,340
63,437		 2.76
\$
2.72		 20,230.62
18-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity
Equity		 Buy
Buy		 45 \$
2.76
\$		 172,548.64
124.20
18-Feb-20
18-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 1,072
158,589		 2.72
\$
2.72
\$		 2,915.84
431,362.08
18-Feb-20
18-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (2,653)
(167,348)		 2.72
\$
2.72
\$		 7,216.16
455,186.56
18-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (20,458) 2.76
\$		 56,496.14
18-Feb-20
18-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (199,999)
(32)		 2.75
\$
2.72
\$		 549,160.65
87.04
18-Feb-20
18-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (736)
(8,264)		 2.72
\$
2.75
\$		 2,001.92
22,708.64
18-Feb-20
18-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (225)
(63,437)		 2.75
\$
2.72
\$		 618.34
172,548.64
18-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (45) 2.76
\$		 124.20
18-Feb-20
18-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1,072)
(158,589)		 2.72
\$
2.72
\$		 2,915.84
431,362.08
18-Feb-20
18-Feb-20		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Borrow
Borrow		 67,612
157,075		 -
\$
-
\$		 -
-
19-Feb-20
19-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity Buy 1,494
63		 2.77
\$
2.79		 4,130.91
19-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity
Equity		 Buy
Buy		 1,508 \$
2.78
\$		 175.77
4,189.45
19-Feb-20
19-Feb-20		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 6,806
136		 2.80
\$
2.79
\$		 19,067.21
379.44
19-Feb-20
19-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 7,120
52,000		 2.79
\$
2.78
\$		 19,881.55
144,481.84
19-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,481 2.78
\$		 18,030.54
19-Feb-20
19-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 1,104
37,725		 2.76
\$
2.78
\$		 3,047.04
104,935.48
19-Feb-20
19-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 10,935
556,900		 2.79
\$
2.76
\$		 30,471.84
1,537,044.00
19-Feb-20
19-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Sell		 9,200
(17,600)		 2.77
\$
2.80
\$		 25,506.37
49,280.92
19-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (8,735) 2.79
\$		 24,395.00
19-Feb-20
19-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1,845)
(1,566)		 2.76
\$
2.76
\$		 5,092.20
4,322.16
19-Feb-20
19-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (17,434)
(7,950)		 2.78
\$
2.76
\$		 48,547.61
21,942.00
19-Feb-20
19-Feb-20		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Borrow
Borrow		 82,193
82,193		 -
\$
-
\$		 -
-
19-Feb-20
19-Feb-20		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Borrow - Return (203,322)
(10)		 -
\$
-
\$		 -
-
20-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Borrow - Return
Buy		 39,863 2.79
\$		 111,217.77
20-Feb-20
20-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 10,633
1,302		 2.79
\$
2.89
\$		 29,666.07
3,766.13
20-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 760 2.96
\$		 2,249.60
20-Feb-20
20-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 2,121
804		 2.96
\$
2.91
\$		 6,278.16
2,336.96
20-Feb-20
20-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 22,208
4,472		 2.93
\$
2.93
\$		 65,010.94
13,081.97
20-Feb-20
20-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 46,978
121,020		 2.93
\$
2.81
\$		 137,420.37
340,403.36
20-Feb-20
20-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy 8
12,382		 2.96
\$
2.88
\$		 23.68
35,649.02
20-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy
Buy		 162,941 2.93
\$		 477,889.66
20-Feb-20
20-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (10,633)
(110)		 2.79
\$
2.92
\$		 29,666.07
320.68
20-Feb-20
20-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (2,027)
(20,295)		 2.94
\$
2.96
\$		 5,951.27
60,073.20
20-Feb-20
20-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (53,500)
(34,310)		 2.90
\$
2.92
\$		 155,043.21
100,268.20
20-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (605) 2.96
\$		 1,790.80
20-Feb-20
20-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (8)
(12,382)		 2.96
\$
2.96
\$		 23.68
36,650.72
20-Feb-20
20-Feb-20		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Borrow - Return
Borrow - Return		 (7,668)
(320,000)		 -
\$
-
\$		 -
-
20-Feb-20 J.P. MORGAN SECURITIES PLC Equity Borrow - Return (129,675) -
\$		 -
20-Feb-20
20-Feb-20		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Borrow - Return
Borrow - Return		 (100,000)
(126,356)		 -
\$
-
\$		 -
-
TRADES FOR RELEVANT PERIOD Appendix
20-Feb-20
21-Feb-20		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Borrow - Return
Buy		 (821,921)
517		 -
2.94		 \$
-
\$
1,517.40
21-Feb-20
21-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 2,440
4,982		 2.91
2.90		 \$
7,108.07
\$
14,442.21
21-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 7,863 2.92 \$
22,943.73
21-Feb-20
21-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 155,500
900		 2.93
2.88		 \$
455,116.62
\$
2,592.00
21-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 770 2.87 \$
2,209.90
21-Feb-20
21-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 14,766
6,466		 2.88
2.86		 \$
42,597.21
\$
18,492.76
21-Feb-20
21-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Sell		 19,028
(162,941)		 2.86
2.96		 \$
54,420.08
\$
482,305.36
21-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,434) 2.93 \$
10,067.96
21-Feb-20
21-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1,732)
(2,888)		 2.87
2.87		 \$
4,970.84
\$
8,274.12
21-Feb-20
21-Feb-20		 J.P. MORGAN SECURITIES PLC
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1,164)
(31,400)		 2.91
2.97		 \$
3,390.29
\$
93,307.99
21-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (79) 2.92 \$
230.35
21-Feb-20
21-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (116,349)
(26,020)		 2.92
2.93		 \$
339,780.85
\$
76,193.64
21-Feb-20
21-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Sell
Sell		 (87,796)
(124)		 2.86
2.86		 \$
251,096.56
\$
354.64
21-Feb-20
21-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (6,466)
(8,700)		 2.86
2.96		 \$
18,492.76
\$
25,752.00
21-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (19,028) 2.86 \$
54,420.08
24-Feb-20
24-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 2,559
4,836		 2.98
3.03		 \$
7,625.82
\$
14,631.00
24-Feb-20
24-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 5,073
2,844		 3.00
3.00		 \$
15,219.00
\$
8,532.00
24-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,020 2.97 \$
11,921.55
24-Feb-20
24-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Sell		 1,580
(500)		 3.00
2.86		 \$
4,740.00
\$
1,430.00
24-Feb-20
24-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (65)
(3,219)		 3.02
3.03		 \$
196.30
\$
9,768.98
24-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (2,401) 3.00 \$
7,200.07
24-Feb-20
24-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (16,968)
(59,833)		 3.00
2.99		 \$
50,904.00
\$
178,926.58
24-Feb-20
24-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (81,700)
(12,900)		 3.03
3.01		 \$
247,226.90
\$
38,832.01
24-Feb-20
24-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (18,312)
(448)		 3.00
3.01		 \$
54,932.19
\$
1,347.43
25-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,500 2.89 \$
13,005.00
25-Feb-20
25-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 152,000
410		 2.92
2.71		 \$
444,129.86
\$
1,111.10
25-Feb-20
25-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 9,286
20,723		 2.71
2.71		 \$
25,165.06
\$
56,159.33
25-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,878 2.71 \$
24,059.38
25-Feb-20
25-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 20,962
86,988		 2.81
2.78		 \$
58,802.14
\$
241,425.02
25-Feb-20
25-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 711
43,900		 2.78
2.76		 \$
1,975.59
\$
121,195.96
25-Feb-20
25-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1,258)
(37,053)		 2.89
2.79		 \$
3,637.76
\$
103,311.84
25-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,366) 2.82 \$
9,483.01
25-Feb-20
25-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (126,000)
(14,502)		 2.80
2.71		 \$
353,020.00
\$
39,300.42
25-Feb-20
25-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1,393)
(7,887)		 2.71
2.77		 \$
3,775.03
\$
21,812.19
26-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,902 2.51 \$
4,774.02
26-Feb-20
26-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 6,557
9,321		 2.55
2.52		 \$
16,729.10
\$
23,518.92
26-Feb-20
26-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 32,005
9,921		 2.57
2.51		 \$
82,181.45
\$
24,901.71
26-Feb-20
26-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 63,395
175		 2.51
2.53		 \$
159,121.45
\$
442.44
26-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (946) 2.53 \$
2,388.65
26-Feb-20
26-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (667)
(318)		 2.53
2.65		 \$
1,684.18
\$
842.70
26-Feb-20
26-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (2,417)
(60,548)		 2.55
2.55		 \$
6,172.66
\$
154,352.47
26-Feb-20
26-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (22,850)
(29,923)		 2.51
2.52		 \$
57,353.50
\$
75,405.96
26-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (168,500) 2.56 \$
431,037.66
26-Feb-20
26-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (1,656)
(3,929)		 2.54
2.53		 \$
4,202.93
\$
9,923.08
26-Feb-20
27-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Buy		 (63,395)
7,728		 2.51
2.54		 \$
159,121.45
\$
19,629.12
27-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,649 2.52 \$
4,155.48
27-Feb-20
27-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 63
20,251		 2.52
2.52		 \$
158.76
\$
51,032.52
27-Feb-20
27-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 4,138
13,450		 2.52
2.53		 \$
10,427.76
\$
34,016.88
27-Feb-20
27-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 17,339
13,446		 2.52
2.51		 \$
43,694.28
\$
33,769.41
27-Feb-20
27-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity Buy 20,900
780		 2.53
2.52		 \$
52,787.00
27-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity
Equity		 Buy
Buy		 5,422 2.52 \$
1,965.60
\$
13,667.54
27-Feb-20
27-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Sell		 12,578
(4,744)		 2.52
2.51		 \$
31,707.33
\$
11,906.56
27-Feb-20
27-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (28,154)
(7,012)		 2.51
2.52		 \$
70,711.50
\$
17,670.24
27-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (164) 2.52 \$
413.28
27-Feb-20
27-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (380)
(17,339)		 2.51
2.52		 \$
953.80
\$
43,694.28
27-Feb-20
27-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Sell		 (4,048)
(9,141)		 2.51
2.52		 \$
10,169.52
\$
23,035.32
27-Feb-20
27-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity Sell (20,000)
(17,509)		 2.52
2.51		 \$
50,400.00
28-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity
Equity		 Sell
Buy		 623 2.35 \$
43,913.06
\$
1,464.05
28-Feb-20
28-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 20,059
16,204		 2.35
2.35		 \$
47,081.26
\$
38,074.38
28-Feb-20
28-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 9,433
6,339		 2.35
2.35		 \$
22,167.55
\$
14,896.65
28-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 29,785 2.37 \$
70,467.59
28-Feb-20
28-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 20,400
66,695		 2.39
2.35		 \$
48,770.69
\$
156,733.25
28-Feb-20
28-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 26,144
3,086		 2.35
2.35		 \$
61,432.60
\$
7,239.46
28-Feb-20
28-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity Buy 1,314
(968)		 2.35
2.37		 \$
3,088.83
28-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity
Equity		 Sell
Sell		 (3,855) 2.35 \$
2,289.32
\$
9,058.22
28-Feb-20
28-Feb-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES PLC		 Equity
Equity		 Sell
Sell		 (41,309)
(4,135)		 2.35
2.35		 \$
97,076.15
\$
9,717.25
28-Feb-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (4,007) 2.35 \$
9,402.74
28-Feb-20
2-Mar-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Sell
Buy		 (79)
1,717		 2.35
2.27		 \$
185.65
\$
3,889.01
2-Mar-20
2-Mar-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 6,821
3,378		 2.29
2.32		 \$
15,588.77
\$
7,822.08
2-Mar-20
2-Mar-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity
Equity		 Buy
Buy		 6,110
8,680		 2.42
2.42		 \$
14,786.20
\$
21,005.60
2-Mar-20
2-Mar-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity Buy 13,600
115,500		 2.24
2.38		 \$
30,460.00
2-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity
Equity		 Buy
Buy		 584 2.31 \$
275,173.55
\$
1,350.94
2-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 8,387 2.40 \$
20,165.37
TRADES FOR RELEVANT PERIOD Appendix
2-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (12,272) 2.42 \$
29,698.24
2-Mar-20 J.P. MORGAN SECURITIES PLC Equity Sell (6,132) 2.42 \$
14,839.44
2-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (3,763) 2.41 \$
9,050.02
2-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (32,496) 2.40 \$
77,950.30
2-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (9,900) 2.35 \$
23,248.00
2-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (66,695) 2.33 \$
155,707.28
2-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (5,942) 2.39 \$
14,184.92
2-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (232,000) 2.31 \$
535,040.02
2-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (23,864) 2.41 \$
57,460.29
2-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (106) 2.42 \$
256.52
3-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 3,216 2.50 \$
8,023.92
3-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 127 2.50 \$
317.50
3-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 1,365 2.50 \$
3,405.68
3-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 33,505 2.51 \$
83,980.11
3-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 5,011 2.50 \$
12,527.44
3-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 40,040 2.49 \$
99,699.60
3-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 6,632 2.49 \$
16,513.68
3-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 4,751 2.49 \$
11,829.99
3-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Buy 719 2.49 \$
1,790.31
3-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (349) 2.50 \$
870.76
3-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,515) 2.44 \$
3,696.58
3-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (64) 2.51 \$
160.64
3-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (37,062) 2.47 \$
91,416.68
3-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (1,700) 2.44 \$
4,155.85
3-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (24,100) 2.50 \$
60,197.99
3-Mar-20
3-Mar-20		 J.P. MORGAN SECURITIES AUSTRALIA LIMITED
J.P. MORGAN SECURITIES AUSTRALIA LIMITED		 Equity Sell (2,608)
(23,559)		 2.51
2.50		 \$
6,533.04
3-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity
Equity		 Sell
Sell		 (13,828) 2.50 \$
58,990.98
\$
34,600.93
3-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (40,391) 2.49 \$
100,573.59
3-Mar-20 J.P. MORGAN SECURITIES PLC Equity Sell (998) 2.49 \$
2,485.02
3-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Sell (719) 2.49 \$
1,790.31
3-Mar-20 J.P. MORGAN SECURITIES PLC Equity Borrow - Return (15,059) - \$
-
3-Mar-20 J.P. MORGAN SECURITIES PLC Equity Borrow 15,059 - \$
-
3-Mar-20 J.P. MORGAN SECURITIES LLC Equity On Lend - Return (773,284) - \$
-
3-Mar-20 J.P. MORGAN SECURITIES LLC Equity Borrow 37,000,000 - \$
-
3-Mar-20 J.P. MORGAN SECURITIES AUSTRALIA LIMITED Equity Adjustment 15,562 - \$
-
Balance at end of relevant period 41,700,846
Date: 5-Mar-20
Company's name: ST BARBARA LIMITED
ISIN: AU000000SBM8
Date of change of
relevant interests:		 3-Mar-20
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to
agreement		 Blackrock Advisors (UK) Limited ("lender") and J.P. Morgan Securities plc ("borrower")
Transfer date Settlement Date
4-Feb-20
10-Feb-20
Holder of voting
rights		 Borrower
Are there any
restriction on
voting rights		 Yes
If yes, detail The borrower shall have no obligation to arrange for voting rights to be exercised in
accordance with the instructions of the other party, unless otherwise agreed between the
parties.
Scheduled return
date (if any)		 None
Does the borrower
have the right to
return early?		 Yes
If yes, detail Borrower has the right to terminate a loan and redeliver all and any equivalent securities
due and outstanding to the lender in accordance with lender's instructions and lender shall
accept such redelivery.
Does the lender
have the right to
recall early?		 Yes.
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on
any business day of not less than the standard settlement time for such equivalent
securities on the exchange or in the clearing organisation through which the relevant
borrowed securities were originally delivered. The borrower must return the securities not
later than the expiry of such notice in accordance with the lender's instructions.
Will the securities
be returned on
settlement?		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested
by ASIC, a copy of the agreement will be given to that company or ASIC.
Date: 5-Mar-20
Company's name: ST BARBARA LIMITED
ISIN: AU000000SBM8
Date of change of
relevant interests:		 3-Mar-20
Schedule
Type of agreement Overseas Securities Lender's Agreement ("OSLA")
Parties to JPMorgan Chase Bank, N.A. (acting as agent) ("lender") J.P. Morgan Securities plc
agreement ("borrower")
Transfer date Settlement Date
Holder of voting 5-Feb-20
rights Borrower
Are there any
restriction on Yes
voting rights The borrower undertakes to use its best endeavors to arrange for the voting rights to be
exercised in accordance with the instructions of the lender, provided that the lender uses
If yes, detail its best endeavors to notify the borrower of its instructions in writing no later than 7
business days prior to the date upon which such votes are exercisable or as otherwise
agreed between the parties. This undertaking is set out in clause 4(B)(vi) of the standard
form OSLA.
Scheduled return
date (if any) None
Does the borrower
have the right to
return early?		 Yes
If yes, detail Borrower has right to return all and any equivalent securities early at any time in
accordance with the lender's instructions.
Does the lender
have the right to		 Yes
recall early?
Lender has right to recall all or any equivalent securities at any time by giving notice on
any business day of not less than the standard settlement time for such equivalent
securities on the exchange or in the clearing organisation through which the relevant
borrowed securities were originally delivered (and where there is a difference between the
If yes, detail settlement time for sales and purchases on the relevant exchange or clearing
organisation, the standard settlement time shall be the shorter of the two times). The
borrower must return the securities not later than the expiry of such notice in accordance
Will the securities with the lender's instructions.
be returned on Yes
settlement?
If yes, detail any No exceptions
exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested
by ASIC, a copy of the agreement will be given to that company or ASIC.
Date: 5-Mar-20
Company's name: ST BARBARA LIMITED
ISIN: AU000000SBM8
Date of change of
relevant interests:		 3-Mar-20
Schedule
Type of agreement Master Overseas Securities Borrowing Agreement
Parties to J.P. Morgan Securities Plc ("borrower") and The Northern Trust Company as agent
agreement ("lender")
Settlement Date
Transfer date 11-Feb-20
19-Feb-20
Holder of voting 20-Feb-20
rights Borrower
Are there any
restriction on Yes
voting rights
The borrower undertakes to use its best endeavours to arrange for the voting rights to be
exercised in accordance with the instructions of the lender, provided that the lender uses
If yes, detail its best endeavours to notify the borrower of its instructions in writing no later than 7
business days prior to the date upon which such votes are exercisable or as otherwise
agreed between the parties. This undertaking is in clause 4(B)(vi) of the agreement.
Scheduled return None
date (if any)
Does the borrower
have the right to Yes
return early?
Borrower has the right to terminate a loan and redeliver all and any equivalent securities
If yes, detail due and outstanding to the lender in accordance with lender's instructions and lender shall
Does the lender accept such redelivery.
have the right to Yes
recall early?
Lender has right to recall all or any equivalent securities at any time by giving notice on
any business day of not less than the standard settlement time for such equivalent
If yes, detail securities on the exchange or in the clearing organisation through which the relevant
borrowed securities were originally delivered. The borrower must return the securities not
later than the expiry of such notice in accordance with the lender's instructions.
Will the securities
be returned on Yes
settlement?
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested
by ASIC, a copy of the agreement will be given to that company or ASIC.
Date: 5-Mar-20
Company's name: ST BARBARA LIMITED
ISIN: AU000000SBM8
Date of change of
relevant interests:		 3-Mar-20
Schedule
Type of agreement Global Master Securities Lending Agreement ("GMSLA")
Parties to
agreement		 J.P. Morgan Securities plc ("borrower") and State St Bank and Trust Company as agent
("lender")
Transfer date Settlement Date
20-Feb-20
21-Feb-20
Holder of voting
rights		 Borrower
Are there any
restriction on
voting rights		 Yes
If yes, detail The borrower shall have no obligation to arrange for voting rights to be exercised in
accordance with the instructions of the other party, unless otherwise agreed between the
parties.
Scheduled return
date (if any)		 None
Does the borrower
have the right to
return early?		 Yes
If yes, detail Borrower has the right to terminate a loan and redeliver all and any equivalent securities
due and outstanding to the lender in accordance with lender's instructions and lender shall
accept such redelivery.
Does the lender
have the right to
recall early?		 Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on
any business day of not less than the standard settlement time for such equivalent
securities on the exchange or in the clearing organisation through which the relevant
borrowed securities were originally delivered. The borrower must return the securities not
later than the expiry of such notice in accordance with the lender's instructions.
Will the securities
be returned on
settlement?		 Yes
If yes, detail any
exceptions		 No exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested
by ASIC, a copy of the agreement will be given to that company or ASIC.
Date: 5-Mar-20
Company's name: ST BARBARA LIMITED
ISIN: AU000000SBM8
Date of change of
relevant interests:		 3-Mar-20
Schedule
Type of agreement Overseas Securities Lender's Agreement (For Non-US Borrowers) ("OSLA")
Parties to
agreement		 The Bank of New York Mellon Corporation (formerly known as The Bank of New York)
(acting as agent) ("lender"), J.P. Morgan Securities Plc ("borrower")
Transfer date Settlement Date
3-Mar-20
Holder of voting
rights		 Borrower
Are there any
restriction on
voting rights		 Yes
If yes, detail The borrower undertakes to use its best endeavours to arrange for the voting rights to be
exercised in accordance with the instructions of the lender, provided that the lender uses
its best endeavours to notify the borrower of its instructions in writing no later than 7
business days prior to the date upon which such votes are exercisable or as otherwise
agreed between the parties. This undertaking is set out in clause 4(B)(ii) of the standard
form OSLA.
Scheduled return
date (if any)		 None
Does the borrower
have the right to
return early?		 Yes
If yes, detail Borrower has right to return all and any equivalent securities early at any time in
accordance with the lender's instructions.
Does the lender
have the right to
recall early?		 Yes
If yes, detail Lender has right to recall all or any equivalent securities at any time by giving notice on
any business day of not less than the standard settlement time for such equivalent
securities on the exchange. The borrower must return the securities not later than the
expiry of such notice in accordance with the lender's instructions.
Will the securities
be returned on
settlement?		 Yes
If yes, detail any
exceptions		 No exceptions
Date: 5-Mar-20
Company's name: ST BARBARA LIMITED
ISIN: AU000000SBM8
Date of change of
relevant interests: 3-Mar-20
Schedule
Type of agreement Institutional Account Agreement
Parties to
agreement		 JP Morgan Securities LLC for itself and as agent and trustee for the other J.P. Morgan
Entities and STATE STREET BANK AND TRUST CO (AS AGENT) (herein referred to as
"JPMS").
"J.P. Morgan Entities" means, as the context may require or permit, any and all of JPMSL,
JPMorgan Chase Bank, N.A., J.P. Morgan Securities LLC., J.P. Morgan Markets Limited,
J.P. Morgan Securities Australia Limited, J.P. Morgan Securities (Asia Pacific) Limited, J.P.
Morgan Securities Japan Co., Ltd and J.P. Morgan Prime Nominees Limited and any
additional entity notified to the Company from time to time.
Transfer date Settlement Date
3-Mar-20
Holder of voting
rights		 JPMS is the holder of the voting rights from the time at which it exercises its right to
borrow. Notwithstanding this, please note that the Company has the right to recall
equivalent securities if it wishes to exercise its voting rights in respect of the securities.
Are there any
restriction on
voting rights		 Yes
If yes, detail JPMS will not be able to exercise voting rights in circumstances where the Company has
recalled equivalent securities from JPMS before the voting rights have been exercised. In
these circumstances, JPMS must return the securities to the Company and the Company
holds the voting rights.
Scheduled return
date (if any)		 N/A. There is no term to the loan of securities.
Does the borrower
have the right to
return early?		 Yes.
If yes, detail JPMS has the right to return all and any securities or equivalent securities early at any
time.
Does the lender
have the right to
recall early?		 Yes.
If yes, detail The Company has the right to recall all or any equivalent securities on demand.
Will the securities
be returned on
settlement?		 Yes. Settlement of the loan will occur when JPMS returns equivalent securities to the
Company. There is no term to the loan of securities.
If yes, detail any
exceptions
Statement If requested by the company to whom the prescribed form must be given, or if requested
by ASIC, a copy of the agreement will be given to that company or ASIC.

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