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ST BARBARA LIMITED — Major Shareholding Notification 2007
Nov 28, 2007
65749_rns_2007-11-28_5a09b35b-f03b-4f80-9cd0-8db13bcf722e.pdf
Major Shareholding Notification
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$\sim$ $\sim$
The Vanguard Group
$\frac{1}{2}$ , $\frac{1}{2}$
| FACSIMILE MESSAGE |
|---|
| DATE: $\frac{11}{28/07}$ |
| TO: Australian Stock Exchange |
| FAX NUMBER: 161 2 9778 0999 or 161 2 9347 0005 FROM: The Vanguero Grap (Find i Danes Consel-Manger) |
| TELEPHONE NUMBER: |
| FAX NUMBER: ______ |
| NUMBER OF PAGES (INCL. COVER PAGE) |
| MESSAGE OR INSTRUCTIONS: |
| Beneficial Ocupeship Reporting |
$\label{eq:2.1} \frac{1}{2} \int_{\mathbb{R}^3} \left| \frac{d\mu}{\mu} \right|^2 \, d\mu = \frac{1}{2} \int_{\mathbb{R}^3} \left| \frac{d\mu}{\mu} \right|^2 \, d\mu.$
The Vanguard Group
P. O. Box 2600 Valley Forge, PA 19482-2600
Phone: 610-669-1000
$\sim$
603 page 1/2 15 July 2001
Form 603 Corporations Act 2001
Section 671B
Notice of initial substantial holder
| To Company Name/Scheme ACN/ARSN |
St. Barbara Ltd 009 165 066 |
|
|---|---|---|
| 1. Details of substantial holder (1) Name ACN/ARSN (if applicable) |
Vanguard Precious Metals & Mining Fund N/A |
|
| The holder became a substantial holder on | 11/05/2007 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| _________ Class of securities (4) CONTRACTOR |
Number of securities | Person's votes (5) ___ |
The Second Contract of the United States __ Voting power 46 |
|---|---|---|---|
| Ordinarv ___ ----- $\sim$ |
49.000.000 | 49.000.000 | ___ $.12\%$ |
| Additional property of the company's | STATISTICS |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | . Class and number of securities |
|---|---|---|
| Vanguard Precious Metals & Mining Funa |
Beneficial Owner | Ordinary - 49,000,000 |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant | Registered holder of | Person entitled to be | Class and number |
|---|---|---|---|
| interest | securities | registered as holder (8) | of securities |
| Vanguard Precious Metals & Mining Fund |
JPMorgan Chase Bank, N.A. | JPMorgan Chase Bank, N.A. | Ordinary - 49.000.000 |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Consideration (9) | Class and number of securities |
|
|---|---|---|
| Cash | Non-cash | |
| Ordinary - 49,000,000 |
||
| Acquired relevant interest over time, but most recently on 11/5/2007 |
Cash \$.741 USD per share - \$.805 AUD per share |
603 page 2/2 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| , Name and ACN/ARSN (if applicable) | l Nature of association |
|---|---|
| N/A | N/A |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Vanguard Precious Metals & Mining Fund |
Vanguard Precious Metals & Mining Fund c/o The Vanguard Group, Inc. 455 Devon Park Drive Wayne, PA 19087 USA Attn: James Conrad Compliance Manager [email protected] |
| JPMorgan Chase Bank, N.A. | Level 37 AAP Center 259, George Street Sydney NSW 2000 Australia |
Signature

- $(1)$ If there are a number of substantial holders with similar or related interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
- See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
- $(3)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- $(5)$ The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an Associate has a relevant interest in.
- $(6)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- $(7)$ Include details of:
- any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of $(a)$ any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the $(b)$ securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". $(8)$
- $(9)$ Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest has acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder of its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
This guide does not form part of the prescribed form
and is included by ASIC to assist you in completing
and lodging form 603. GUIDE
| Signature | This form must be signed by either a director or a secretary of the substantial holder. | ||||
|---|---|---|---|---|---|
| Lodging period | Nil | ||||
| Lodging Fee | Nil | ||||
| Other forms to be completed |
Nil | ||||
| Additional information |
(a) | If additional space is required to complete a question, the information may be included on a separate piece of paper annexed to the form. |
|||
| (b) | This notice must be given to a listed company, or the responsible entity for a listed managed investment scheme. A copy of this notice must also be given to each relevant securities exchange. |
||||
| $\langle c \rangle$ | The person must give a copy of this notice: | ||||
| (0) | within 2 business days after they become aware of the information; or | ||||
| (i) | by 9:30 am on the next trading day of the relevant securities exchange after they become aware of the information if: |
||||
| (A) | a takeover bid is made for voting shares in the company or voting interests in the scheme; and |
||||
| (B) | the person becomes aware of the information during the bid period. | ||||
| Annexures | 1 2 3. 4 5 6 7 |
number the pages consecutively photocopies endorse the annexure with the words: sign and date the annexure |
To make any annexure conform to the regulations, you must use A4 size paper of white or light pastel colour with a margin of at least 10mm on all sides show the corporation name and ACN or ARBN print or type in BLOCK letters in dark blue or black ink so that the document is clearly legible when identify the annexure with a mark such as A, B, C, etc This is annexure (mark) of (number) pages referred to in form (form number and title) |
||
| The commission of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract | $\cdots$ |
The annexure must be signed by the same person(s) who signed the form.
15 July 2001
团005
Form 604 Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | St. Barbara Ltd |
|---|---|
| ACN/ARSN | 009 165 066 |
| 1. Details of substantial holder (1) | |
| Name ACN/ARSN (if applicable) |
Vanguard Precious Metals & Mining Fund NИA |
| There was a change in the interests of the substantial holder on The previous notice was given to the company on |
11/13/2007 11/28/2007 |
| The previous notice was dated | 11/13/2007 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a
relevant interest (3) in when last required, and when now r
| Class of securities (4) | Previous notice | Present notice | |||
|---|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes |
Voting power (5) | ||
| Ordinary | 49,000,000 | 5.12% | 62,350,000 | 6.51% | |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 11/13/07 | Vanguard Precious Metals & Mining Fund |
Buv | USD .7571 per Share AUD .8416 per Share |
Ordinary - 13,350,000 |
Vanguard Precious Metals 8 Mining Fund |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Vanguard Precious Metals & Mining Fund |
JPMorgan Chase Bank, N.A. |
JPMorgan Chase Bank, N.A. |
Beneficial Owner | Ordinary - 62.350.000 |
62,350,000 |
☑006
15 July 2001
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| ↑ Name and ACN/ARSN (if applicable) | ∈ Nature of association | |
|---|---|---|
| N/A | N/A | |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Vanguard Precious Metals & Mining Fund |
Vanquard Precious Metals & Mining Fund c/o The Vanguard Group, Inc. 455 Devon Park Drive Wayne, PA 19087 USA Attn: James Conrad Compliance Manager [email protected] |
| JPMorgan Chase Bank, N.A. | Level 37 AAP Center 259, George Street Sydney NSW 2000 Australia |
Signature
print name Heidi Stam capacity Secretary $2807$ sign her date
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and $(1)$ trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
- See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
- $(3)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- $(5)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- $(6)$ Include details of:
- $(a)$ any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement: and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the $(b)$ securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, $(7)$ become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". $(8)$
- Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$
GUIDE This guide does not form part of the prescribed form and is included by ASIC to assist you in completing and lodging form 604.
| Signature | This form must be signed by either a director or a secretary of the substantial holder. |
|---|---|
| Lodging period | Nil |
| Lodging Fee | Nil |
Other forms to be Nil. completed
Additional information
(a) If additional space is required to complete a question, the information may be included on a separate piece of paper annexed to the form. (b)This notice must be given to a listed company, or the responsible entity for a listed managed investment scheme. A copy of this notice must also be given to each relevant securities exchange.
(c) The person must give a copy of this notice:
(i) within 2 business days after they become aware of the information; or
(ii) by 9.30 am on the next trading day of the relevant securities exchange after they become aware of the information if:
(A) a takeover bid is made for voting shares in the company or voting interests in the scheme; and
(B) the person becomes aware of the information during the bid period.
Annexures
To make any annexure conform to the regulations, you must 1 use A4 size paper of white or light pastel colour with a margin of at least 10mm on all sides 2 show the corporation name and ACN or ARBN 3 number the pages consecutively 4 print or type in BLOCK letters in dark blue or black ink so that the document is clearly legible when
photocopied
5 identify the annexure with a mark such as A, B, C, etc 6 endorse the annexure with the words:
This is annexure (mark) of (number) pages referred to in form (form number and title)
7 sign and date the annexure The annexure must be signed by the same person(s) who signed the form.
Information in this guide is intended as a guide only. Please consult your accountant or solicitor for further advice.