Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

ST BARBARA LIMITED Major Shareholding Notification 2007

Nov 28, 2007

65749_rns_2007-11-28_5a09b35b-f03b-4f80-9cd0-8db13bcf722e.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

$\mathcal{A}^{\text{max}}_{\text{max}}$

$\sim$ $\sim$

The Vanguard Group

$\frac{1}{2}$ , $\frac{1}{2}$

FACSIMILE MESSAGE
DATE: $\frac{11}{28/07}$
TO: Australian Stock Exchange
FAX NUMBER: 161 2 9778 0999 or 161 2 9347 0005
FROM: The Vanguero Grap (Find i Danes Consel-Manger)
TELEPHONE NUMBER:
FAX NUMBER: ______
NUMBER OF PAGES (INCL. COVER PAGE)
MESSAGE OR INSTRUCTIONS:
Beneficial Ocupeship Reporting

$\label{eq:2.1} \frac{1}{2} \int_{\mathbb{R}^3} \left| \frac{d\mu}{\mu} \right|^2 \, d\mu = \frac{1}{2} \int_{\mathbb{R}^3} \left| \frac{d\mu}{\mu} \right|^2 \, d\mu.$

The Vanguard Group
P. O. Box 2600 Valley Forge, PA 19482-2600

Phone: 610-669-1000

$\sim$

603 page 1/2 15 July 2001

Form 603 Corporations Act 2001

Section 671B

Notice of initial substantial holder

To Company Name/Scheme
ACN/ARSN
St. Barbara Ltd
009 165 066
1. Details of substantial holder (1)
Name
ACN/ARSN (if applicable)
Vanguard Precious Metals & Mining Fund
N/A
The holder became a substantial holder on 11/05/2007

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

_________
Class of securities (4)
CONTRACTOR
Number of securities Person's votes (5)
___
The Second Contract of the United States
__
Voting power
46
Ordinarv
___
-----
$\sim$
49.000.000 49.000.000 ___
$.12\%$
Additional property of the company's STATISTICS

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest (7) . Class and number of securities
Vanguard Precious Metals & Mining
Funa
Beneficial Owner Ordinary - 49,000,000

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant Registered holder of Person entitled to be Class and number
interest securities registered as holder (8) of securities
Vanguard Precious Metals &
Mining Fund
JPMorgan Chase Bank, N.A. JPMorgan Chase Bank, N.A. Ordinary -
49.000.000

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Consideration (9) Class and number
of securities
Cash Non-cash
Ordinary -
49,000,000
Acquired relevant interest
over time, but most recently
on 11/5/2007
Cash \$.741 USD per share -
\$.805 AUD per share

603 page 2/2 15 July 2001

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

, Name and ACN/ARSN (if applicable) l Nature of association
N/A N/A

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
Vanguard Precious Metals & Mining
Fund
Vanguard Precious Metals & Mining Fund
c/o The Vanguard Group, Inc.
455 Devon Park Drive
Wayne, PA 19087
USA
Attn: James Conrad
Compliance Manager
[email protected]
JPMorgan Chase Bank, N.A. Level 37
AAP Center 259, George Street
Sydney NSW 2000
Australia

Signature

  • $(1)$ If there are a number of substantial holders with similar or related interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
  • See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
  • $(3)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
  • $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
  • $(5)$ The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an Associate has a relevant interest in.
  • $(6)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
  • $(7)$ Include details of:
  • any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of $(a)$ any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
  • any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the $(b)$ securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". $(8)$
  • $(9)$ Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest has acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder of its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

This guide does not form part of the prescribed form
and is included by ASIC to assist you in completing
and lodging form 603. GUIDE

Signature This form must be signed by either a director or a secretary of the substantial holder.
Lodging period Nil
Lodging Fee Nil
Other forms to be
completed
Nil
Additional
information
(a) If additional space is required to complete a question, the information may be included on a
separate piece of paper annexed to the form.
(b) This notice must be given to a listed company, or the responsible entity for a listed managed
investment scheme. A copy of this notice must also be given to each relevant securities exchange.
$\langle c \rangle$ The person must give a copy of this notice:
(0) within 2 business days after they become aware of the information; or
(i) by 9:30 am on the next trading day of the relevant securities exchange after they
become aware of the information if:
(A) a takeover bid is made for voting shares in the company or voting interests
in the scheme; and
(B) the person becomes aware of the information during the bid period.
Annexures 1
2
3.
4
5
6
7
number the pages consecutively
photocopies
endorse the annexure with the words:
sign and date the annexure
To make any annexure conform to the regulations, you must
use A4 size paper of white or light pastel colour with a margin of at least 10mm on all sides
show the corporation name and ACN or ARBN
print or type in BLOCK letters in dark blue or black ink so that the document is clearly legible when
identify the annexure with a mark such as A, B, C, etc
This is annexure (mark) of (number) pages referred to in form (form number and title)
The commission of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract $\cdots$

The annexure must be signed by the same person(s) who signed the form.

15 July 2001

团005

Form 604 Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme St. Barbara Ltd
ACN/ARSN 009 165 066
1. Details of substantial holder (1)
Name
ACN/ARSN (if applicable)
Vanguard Precious Metals & Mining Fund
NИA
There was a change in the interests of the
substantial holder on
The previous notice was given to the company on
11/13/2007
11/28/2007
The previous notice was dated 11/13/2007

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a
relevant interest (3) in when last required, and when now r

Class of securities (4) Previous notice Present notice
Person's votes Voting power (5) Person's
votes
Voting power (5)
Ordinary 49,000,000 5.12% 62,350,000 6.51%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of
change (6)
Consideration
given in relation
to change (7)
Class and
number of
securities
affected
Person's votes
affected
11/13/07 Vanguard Precious
Metals & Mining Fund
Buv USD .7571 per Share
AUD .8416 per Share
Ordinary -
13,350,000
Vanguard
Precious Metals
8 Mining Fund

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of
relevant
interest
Registered
holder of
securities
Person entitled
to be registered
as holder (8)
Nature of
relevant
interest (6)
Class and
number of
securities
Person's votes
Vanguard
Precious
Metals &
Mining
Fund
JPMorgan Chase
Bank, N.A.
JPMorgan Chase
Bank, N.A.
Beneficial Owner Ordinary -
62.350.000
62,350,000

☑006

15 July 2001

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

↑ Name and ACN/ARSN (if applicable) ∈ Nature of association
N/A N/A

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
Vanguard Precious Metals & Mining
Fund
Vanquard Precious Metals & Mining Fund
c/o The Vanguard Group, Inc.
455 Devon Park Drive
Wayne, PA 19087
USA
Attn: James Conrad
Compliance Manager
[email protected]
JPMorgan Chase Bank, N.A. Level 37
AAP Center 259, George Street
Sydney NSW 2000
Australia

Signature

print name Heidi Stam capacity Secretary $2807$ sign her date

DIRECTIONS

  • If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and $(1)$ trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
  • See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
  • $(3)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
  • $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
  • $(5)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
  • $(6)$ Include details of:
  • $(a)$ any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement: and
  • any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the $(b)$ securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, $(7)$ become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
  • If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". $(8)$
  • Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$

GUIDE This guide does not form part of the prescribed form and is included by ASIC to assist you in completing and lodging form 604.

Signature This form must be signed by either a director or a secretary of the substantial
holder.
Lodging period Nil
Lodging Fee Nil

Other forms to be Nil. completed

Additional information

(a) If additional space is required to complete a question, the information may be included on a separate piece of paper annexed to the form. (b)This notice must be given to a listed company, or the responsible entity for a listed managed investment scheme. A copy of this notice must also be given to each relevant securities exchange.

(c) The person must give a copy of this notice:

(i) within 2 business days after they become aware of the information; or

(ii) by 9.30 am on the next trading day of the relevant securities exchange after they become aware of the information if:

(A) a takeover bid is made for voting shares in the company or voting interests in the scheme; and

(B) the person becomes aware of the information during the bid period.

Annexures

To make any annexure conform to the regulations, you must 1 use A4 size paper of white or light pastel colour with a margin of at least 10mm on all sides 2 show the corporation name and ACN or ARBN 3 number the pages consecutively 4 print or type in BLOCK letters in dark blue or black ink so that the document is clearly legible when

photocopied

5 identify the annexure with a mark such as A, B, C, etc 6 endorse the annexure with the words:

This is annexure (mark) of (number) pages referred to in form (form number and title)

7 sign and date the annexure The annexure must be signed by the same person(s) who signed the form.

Information in this guide is intended as a guide only. Please consult your accountant or solicitor for further advice.