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SPX Technologies, Inc. — Director's Dealing 2022
Jul 22, 2022
30660_dirs_2022-07-22_632200b8-8949-4cef-b95b-a9fa4d7bc846.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SPX CORP (SPXC)
CIK: 0000088205
Period of Report: 2022-07-20
Reporting Person: Swann John William III (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-07-20 | Common Stock | M | 5511 | $12.36 | Acquired | 88983 | Direct |
| 2022-07-20 | Common Stock | M | 3854 | $27.40 | Acquired | 92837 | Direct |
| 2022-07-20 | Common Stock | S | 9365 | $55 | Disposed | 83472 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-07-20 | Employee stock option to purchase common stock | $12.36 | M | 5511 | Disposed | 2025-10-13 | Common Stock (5511) | Direct |
| 2022-07-20 | Employee stock option to purchase common stock | $27.40 | M | 3854 | Disposed | 2027-03-01 | Common Stock (3854) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3845 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee stock option to purchase common stock | $32.69 | 2028-02-22 | Common Stock (12361) | 12361 | Direct |
| Employee stock option to purchase common stock | $36.51 | 2029-02-21 | Common Stock (13556) | 13556 | Direct |
| Employee stock option to purchase common stock | $50.09 | 2030-02-20 | Common Stock (10552) | 10552 | Direct |
| Employee stock option to purchase common stock | $58.34 | 2031-03-01 | Common Stock (8101) | 8101 | Direct |
| Employee stock option to purchase common stock | $48.97 | 2032-03-01 | Common Stock (8641) | 8641 | Direct |
Footnotes
F1: Includes unvested restricted stock units.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2021.
F3: Vested as to 100% of the shares on the third anniversary of the grant date.
F4: Vests in three equal installments beginning on March 1, 2018.
F5: Vests in three equal installments beginning on February 22, 2019.
F6: Vests in three equal installments beginning on February 21, 2020.
F7: Vests in three equal installments beginning on February 20, 2021.
F8: Vests in three equal installments beginning on March 1, 2022.
F9: Vests in three equal installments beginning on March 1, 2023.