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SPX Technologies, Inc. — Director's Dealing 2013
Sep 5, 2013
30660_dirs_2013-09-05_bee5c94e-2921-4345-bb4b-d6d223c575cf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SPX CORP (SPW)
CIK: 0000088205
Period of Report: 2013-09-03
Reporting Person: RELATIONAL INVESTORS LLC (10% Owner)
Reporting Person: WHITWORTH RALPH V (10% Owner)
Reporting Person: BATCHELDER DAVID H (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-03 | Common Stock | P | 135567 | $73.96 | Acquired | 7034102 | Indirect |
| 2013-09-04 | Common Stock | P | 1009 | $74.00 | Acquired | 7035111 | Indirect |
Footnotes
F1: Relational Investors LLC ("RILLC") is the general partner of Relational Investors Mid-Cap Fund I, L.P., Relational Investors Mid-Cap Fund II, L.P., Relational Fund Partners, L.P., Relational Coast Partners, L.P., RH Fund 1, L.P., Relational Investors IX, L.P., Relational Investors XV, L.P., Relational Investors XVI, L.P., Relational Investors XX, L.P., Relational Investors XXIII, L.P., and Relational Investors XXIV, L.P.
F2: These Limited Partnerships own a total of 4,685,224 shares. An additional 2,349,887 shares are held in accounts managed by RILLC. All shares are owned indirectly by RILLC. RILLC is managed by Ralph V. Whitworth and David H. Batchelder, each of which is a reporting person hereunder. Ralph V. Whitworth and David H. Batchelder disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein.
F3: The price in column 4 is a weighted average price. The prices actually paid ranged from $73.20 to $74.00. Upon request, the reporting persons will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
F4: The price in column 4 is a weighted average price. The prices actually paid ranged from $73.99 to $74.00. Upon request, the reporting persons will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.