Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SPROTT FOCUS TRUST INC. Director's Dealing 2016

Nov 7, 2016

33527_dirs_2016-11-07_66c6c872-a212-4ec8-9525-c0aaca9933db.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SPROTT FOCUS TRUST INC. (FUND)
CIK: 0000825202
Period of Report: 2016-11-04

Reporting Person: GEORGE W WHITNEY (Director, 10% Owner, Senior Portfolio Manager)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-11-04 Common Stock P 41238 $6.5 Acquired 220294 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4226366 Direct
Common Stock 1208782 Indirect
Common Stock 498890 Indirect
Common Stock 84810 Indirect

Footnotes

F1: Shares held in The Mallory Descendant's Trust U/T/A DTD 12/31/2013 (the "Trust"). Mr. George serves as trustee of the Trust and, in such capacity, has investment and voting discretion over shares by the Trust. Mr. George's spouse has a pecuniary interest in the Trust.

F2: Shares held in The TDM & BBM Trust U/T/A DTD 3/25/2013. Mr. George serves as trustee of the TDM & BBM Trust.