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SPROTT FOCUS TRUST INC. — Director's Dealing 2016
Nov 7, 2016
33527_dirs_2016-11-07_66c6c872-a212-4ec8-9525-c0aaca9933db.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SPROTT FOCUS TRUST INC. (FUND)
CIK: 0000825202
Period of Report: 2016-11-04
Reporting Person: GEORGE W WHITNEY (Director, 10% Owner, Senior Portfolio Manager)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-04 | Common Stock | P | 41238 | $6.5 | Acquired | 220294 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4226366 | Direct |
| Common Stock | 1208782 | Indirect |
| Common Stock | 498890 | Indirect |
| Common Stock | 84810 | Indirect |
Footnotes
F1: Shares held in The Mallory Descendant's Trust U/T/A DTD 12/31/2013 (the "Trust"). Mr. George serves as trustee of the Trust and, in such capacity, has investment and voting discretion over shares by the Trust. Mr. George's spouse has a pecuniary interest in the Trust.
F2: Shares held in The TDM & BBM Trust U/T/A DTD 3/25/2013. Mr. George serves as trustee of the TDM & BBM Trust.
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