Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SPROTT FOCUS TRUST INC. Director's Dealing 2015

Dec 8, 2015

33527_dirs_2015-12-08_e2e40c4d-add2-4907-a1fe-c5f9bc984563.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SPROTT FOCUS TRUST INC. (FUND)
CIK: 0000825202
Period of Report: 2015-12-07

Reporting Person: GEORGE W WHITNEY (Director, 10% Owner, Senior Portfolio Manager)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-12-07 Common Stock P 27126 $5.9978 Acquired 3330264 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1145601 Indirect
Common Stock 458280 Indirect
Common Stock 167957 Indirect
Common Stock 81914 Indirect

Footnotes

F1: Shares held in The Mallory Descendant's Trust U/T/A DTD 12/31/2013 (the "Trust"). Mr. George serves as trustee of the Trust and, in such capacity, has investment and voting discretion over shares by the Trust. Mr. George's spouse has a pecuniary interest in the Trust.

F2: Shares held in The TDM & BBM Trust U/T/A DTD 3/25/2013. Mr. George serves as trustee of the TDM & BBM Trust.