AI assistant

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SPROTT FOCUS TRUST INC. Director's Dealing 2014

Apr 28, 2014

33527_dirs_2014-04-28_ad497f14-988e-4137-a761-2bcc50322b0c.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROYCE FOCUS TRUST INC (FUND)
CIK: 0000825202
Period of Report: 2014-04-25

Reporting Person: GEORGE W WHITNEY (Director, Vice President, 10% Owner, VP - Investment Advisor)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-04-25	Common Stock	P	202	$8	Acquired	2088918	Direct
2014-04-25	Common Stock,	P	50000	$8.0169	Acquired	2088716	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	746017	Indirect
Common Stock	414233	Indirect
Common Stock	142301	Indirect

Footnotes

F1: Shares held in The Mallory Descendant's Trust U/T/A DTD 12/13/2013 (the "Trust"). Mr. George serves as trustee of the Trust and, in such capacity, has investment and voting discretion over shares held by the Trust. Mr. George's spouse has a pecuniary interest in the Trust.