AI assistant
Sending…
SPROTT FOCUS TRUST INC. — Director's Dealing 2013
Jul 16, 2013
33527_dirs_2013-07-16_dbb8b13b-73ff-47eb-bd35-5911e1bdffe1.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ROYCE FOCUS TRUST INC (FUND)
CIK: 0000825202
Period of Report: 2013-07-15
Reporting Person: GEORGE W WHITNEY (Director, Vice President, 10% Owner, VP - Investment Advisor)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-15 | Common Stock | P | 13851 | $7.18 | Acquired | 1565889 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 716304 | Indirect |
| Common Stock | 313843 | Indirect |
| Common Stock | 136634 | Indirect |
Footnotes
F1: Shares held in The Mallory Descendant's Trust U/T/A DTD 12/13/2013 (the "Trust"). Mr. George serves as trustee of the Trust and, in such capacity, has investment and voting discretion over shares held by the Trust. Mr. George's spouse has a pecuniary interest in the Trust.
More from SPROTT FOCUS TRUST INC.
Regulatory Filings
2026
Mar 13
Regulatory Filings
2026
Mar 9
Regulatory Filings
2026
Feb 24
Director's Dealing
2026
Jan 7
Director's Dealing
2026
Jan 5
Director's Dealing
2025
Dec 30
Director's Dealing
2025
Dec 15
Regulatory Filings
2025
Nov 24
Director's Dealing
2025
Oct 16
Regulatory Filings
2025
Oct 8