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Spok Holdings, Inc — Director's Dealing 2021
Jan 5, 2021
14816_dirs_2021-01-05_f3493d62-92e7-43a0-8497-39d95b1d37f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Spok Holdings, Inc (SPOK)
CIK: 0001289945
Period of Report: 2020-12-31
Reporting Person: KELLY VINCENT D (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-31 | Common Stock | M | 43236 | $11.13 | Acquired | 212575 | Indirect |
| 2020-12-31 | Common Stock | F | 20026 | $11.13 | Disposed | 192549 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-31 | Restricted Stock Units | $ | M | 17040 | Disposed | Common Stock (17040) | Indirect | |
| 2020-12-31 | Restricted Stock Units | $ | M | 12569 | Disposed | Common Stock (12569) | Indirect | |
| 2020-12-31 | Restricted Stock Units | $ | M | 13627 | Disposed | Common Stock (13627) | Indirect |
Footnotes
F1: Each Restricted Stock Units ("RSUs") represents a contingent right to receive one share of the issuer's Common Stock.
F2: On December 31, 2020, 17,040 RSUs vested.
F3: On December 31, 2020, 12,569 RSUs vested. The remaining 12,569 RSUs will vest on December 31, 2021 (e.g. "three equal annual installments").
F4: On December 31, 2020, 13,627 RSUs vested. The remaining 27,256 RSUs will vest on December 31, 2021 and December 31, 2022 (e.g. "three equal annual installments").
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