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Spectrum Brands Holdings, Inc. — Director's Dealing 2021
Dec 7, 2021
32017_dirs_2021-12-07_5814b38e-29f7-4faf-aa39-bdda706340ec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Spectrum Brands Holdings, Inc. (SPB)
CIK: 0000109177
Period of Report: 2021-12-03
Reporting Person: Zargar Ehsan (EVP, GC & Corporate Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-03 | Common Stock | M | 41566 | — | Acquired | 108876 | Direct |
| 2021-12-03 | Common Stock | F | 20472 | $99 | Disposed | 88404 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-03 | Restricted Stock Units | $ | M | 10613 | Disposed | Common Stock (10613.0) | Direct |
Footnotes
F1: Includes both time based (10,613) and performance based (30,953) restricted stock units that vested on December 3, 2021.
F2: Restricted stock units convert into common stock on a one-for-one basis.
F3: Represents the disposition or withholding of shares of common stock to the Issuer to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units.
F4: On January 17, 2019, the reporting person was granted 10,613 time based restricted stock units which vested on December 3, 2021.