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SpartanNash Co — Director's Dealing 2013
Nov 27, 2013
35597_dirs_2013-11-27_06511c64-aa23-47f8-b2f2-6cb8164b074a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SPARTAN STORES INC (SPTN)
CIK: 0000877422
Period of Report: 2013-11-26
Reporting Person: COUCH DAVID DES (VP Information Technology)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-26 | Common Stock | M | 1820 | $3.25 | Acquired | 75379 | Direct |
| 2013-11-26 | Common Stock | S | 1305 | $22.64 | Disposed | 74074 | Direct |
| 2013-11-26 | Common Stock | M | 994 | $11.50 | Acquired | 75068 | Direct |
| 2013-11-26 | Common Stock | S | 2006 | $22.65 | Disposed | 73062 | Direct |
| 2013-11-26 | Common Stock | M | 1582 | $13.70 | Acquired | 74644 | Direct |
| 2013-11-26 | Common Stock | S | 4418 | $22.59 | Disposed | 70226 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-26 | Stock Option (Right to Buy) | $3.25 | M | 781 | Disposed | 2014-05-11 | Common Stock (781) | Direct |
| 2013-11-26 | Stock Option (Right to Buy) | $3.25 | M | 781 | Disposed | 2014-05-11 | Common Stock (781) | Direct |
| 2013-11-26 | Stock Option (Right to Buy) | $3.25 | M | 258 | Disposed | 2014-05-11 | Common Stock (781) | Direct |
| 2013-11-26 | Stock Option (Right to Buy) | $11.50 | M | 750 | Disposed | 2015-05-10 | Common Stock (750) | Direct |
| 2013-11-26 | Stock Option (Right to Buy) | $11.50 | M | 244 | Disposed | 2015-05-10 | Common Stock (750) | Direct |
| 2013-11-26 | Stock Option (Right to Buy) | $13.70 | M | 1500 | Disposed | 2016-05-09 | Common Stock (1500) | Direct |
| 2013-11-26 | Stock Option (Right to Buy) | $13.70 | M | 1500 | Disposed | 2016-05-09 | Common Stock (1500) | Direct |
| 2013-11-26 | Stock Option (Right to Buy) | $13.70 | M | 1500 | Disposed | 2016-05-09 | Common Stock (1500) | Direct |
| 2013-11-26 | Stock Option (Right to Buy) | $13.70 | M | 1500 | Disposed | 2016-05-09 | Common Stock (1500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.25 | 2014-05-11 | Common Stock (782) | 782 | Direct |
| Stock Option (Right to Buy) | $11.50 | 2015-05-10 | Common Stock (750) | 750 | Direct |
| Stock Option (Right to Buy) | $11.50 | 2015-05-10 | Common Stock (750) | 750 | Direct |
Footnotes
F1: Represents the aggregate number of shares sold at a weighted average price of $22.65. The actual sales prices ranged from $22.65 to $22.66, rounded to the nearest whole cent. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
F2: Represents the aggregate number of shares sold at a weighted average price of $22.59. The actual sales prices ranged from $22.53 to $22.61, rounded to the nearest whole cent. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.