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S&P Global Inc. — Director's Dealing 2023
Aug 9, 2023
29804_dirs_2023-08-09_4facb954-5d64-4ab9-8c4e-5b2e255884a3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2023-08-07
Reporting Person: Saha Saugata (President, Commodity Insights)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-07 | Common Stock | S | 200 | $387.59 | Disposed | 1534 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0 | 2024-02-01 | Common Stock (4661) | 4661 | Direct |
| Restricted Stock Units | $0 | Common Stock (1030) | 1030 | Direct | |
| Restricted Stock Units | $0 | Common Stock (1776) | 1776 | Direct | |
| Restricted Stock Units | $0 | Common Stock (367) | 367 | Direct |
Footnotes
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/14/2023.
F2: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
F3: As previously reported, the reporting person was granted 4,661 restricted stock units on 02/01/2021, subject to 3-year cliff vesting. The restricted stock units will vest 100% on 02/01/2024.
F4: As previously reported, the reporting person was granted 1,536 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F5: As previously reported, the reporting person was granted 1,776 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2023, 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
F6: As previously reported, the reporting person was granted 1,075 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.