S&P Global Inc. — Director's Dealing 2021

Jan 5, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2020-12-31

Reporting Person: Peterson Douglas L. (Director, CEO & President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-31	Common Stock	M	3802	$328.73	Acquired	144406	Direct
2020-12-31	Common Stock	F	2024	$328.73	Disposed	142382	Direct
2020-12-31	Common Stock	M	3720	$328.73	Acquired	146102	Direct
2020-12-31	Common Stock	F	1980	$328.73	Disposed	144122	Direct
2020-12-31	Common Stock	M	3727	$328.73	Acquired	147849	Direct
2020-12-31	Common Stock	F	1549	$328.73	Disposed	146300	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-31	Restricted Stock Units	$0.0	M	3802	Disposed		Common Stock (3802.0)	Direct
2020-12-31	Restricted Stock Units	$0.0	M	3720	Disposed		Common Stock (3720.0)	Direct
2020-12-31	Restricted Stock Units	$0.0	M	3727	Disposed		Common Stock (3727.0)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Options (Right to Buy)	$77.81	2024-03-31	Common Stock (51304.0)	51304	Direct
Restricted Stock Units	$0.0	2021-04-02	Common Stock (10716.0)	10716	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2: As previously reported, the reporting person was granted 11,522 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3: As previously reported, the reporting person was granted 11,273 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4: As previously reported, the reporting person was granted 10,936 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F5: As previously reported, the reporting person was granted 51,304 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.