S&P Global Inc. — Director's Dealing 2021

Jan 5, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: S&P Global Inc. (SPGI)
CIK: 0000064040
Period of Report: 2020-12-31

Reporting Person: BERISFORD JOHN L (President, S&P Ratings)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-31	Common Stock	M	760	$328.73	Acquired	26833	Direct
2020-12-31	Common Stock	F	257	$328.73	Disposed	26576	Direct
2020-12-31	Common Stock	M	698	$328.73	Acquired	27274	Direct
2020-12-31	Common Stock	F	236	$328.73	Disposed	27038	Direct
2020-12-31	Common Stock	M	819	$328.73	Acquired	27857	Direct
2020-12-31	Common Stock	F	298	$328.73	Disposed	27559	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-31	Restricted Stock Units	$0.0	M	760	Disposed		Common Stock (760.0)	Direct
2020-12-31	Restricted Stock Units	$0.0	M	698	Disposed		Common Stock (698.0)	Direct
2020-12-31	Restricted Stock Units	$0.0	M	819	Disposed		Common Stock (819.0)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.

F2: As previously reported, the reporting person was granted 2,304 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and will vest 33% on 12/31/2021 and 34% on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F3: As previously reported, the reporting person was granted 2,114 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% will vest on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.

F4: As previously reported, the reporting person was granted 2,411 restricted stock units on 04/02/2018, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% vested on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.